0001127602-18-025474.txt : 20180815
0001127602-18-025474.hdr.sgml : 20180815
20180815162920
ACCESSION NUMBER: 0001127602-18-025474
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180813
FILED AS OF DATE: 20180815
DATE AS OF CHANGE: 20180815
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Johnsen Karl E
CENTRAL INDEX KEY: 0001560263
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34630
FILM NUMBER: 181021311
MAIL ADDRESS:
STREET 1: 20 CROSBY DRIVE
CITY: BEDFORD
STATE: MA
ZIP: 01730
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ASPEN TECHNOLOGY INC /DE/
CENTRAL INDEX KEY: 0000929940
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371]
IRS NUMBER: 042739697
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 20 CROSBY DRIVE
CITY: BEDFORD
STATE: MA
ZIP: 01730
BUSINESS PHONE: 781-221-4302
MAIL ADDRESS:
STREET 1: 20 CROSBY DRIVE
CITY: BEDFORD
STATE: MA
ZIP: 01730
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2018-08-13
0000929940
ASPEN TECHNOLOGY INC /DE/
AZPN
0001560263
Johnsen Karl E
C/O ASPEN TECHNOLOGY, INC.
20 CROSBY DRIVE
BEDFORD
MA
01730
1
Senior Vice President and CFO
Common Stock
2018-08-13
4
M
0
117
43.44
A
30882
D
Common Stock
2018-08-13
4
M
0
155
44.38
A
31037
D
Common Stock
2018-08-13
4
M
0
7034
37.91
A
38071
D
Common Stock
2018-08-13
4
S
0
9438
108.07
D
28633
D
Employee Stock Option (Right to Buy)
43.44
2018-08-13
4
M
0
117
0
D
2024-07-31
Common Stock
117
0
D
Employee Stock Option (Right to Buy)
44.38
2018-08-13
4
M
0
155
0
D
2025-08-02
Common Stock
155
620
D
Employee Stock Option (Right to Buy)
37.91
2018-08-13
4
M
0
7034
0
D
2025-09-30
Common Stock
7034
11639
D
The price reported in Column 4 is a weighted average price. These shares were sold in several transactions at prices ranging from $107.68 to $108.217, inclusive. The reporting person undertakes to provide to Aspen Technology, Inc., any security holder of Aspen Technology, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The option granted at the exercise price of $43.44 vests in 16 equal consecutive quarterly installments on the last business day of the quarter, beginning on September 30, 2014.
The option granted at the exercise price of $44.38 vests in 16 consecutive equal quarterly installments on the last business day of the quarter, beginning on September 30, 2015.
The option granted at the exercise price of $37.91 vests in 16 equal consecutive quarterly installments on the last business day of the quarter, beginning on December 31, 2015.
/s/ F. G. Hammond, attorney-in-fact for Mr. Johnsen
2018-08-15