-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Gykg2F+wufTKkHGDV6z+/uaZHSzxrkSPXuejcxYg5a8i4ekYTYKaAGHvfRVqPco/ IejKEyn0qHZnh1v7lKGS9A== 0001396579-07-000002.txt : 20070416 0001396579-07-000002.hdr.sgml : 20070416 20070416164834 ACCESSION NUMBER: 0001396579-07-000002 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070405 FILED AS OF DATE: 20070416 DATE AS OF CHANGE: 20070416 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pusch Dianne Marie CENTRAL INDEX KEY: 0001396579 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25232 FILM NUMBER: 07768624 BUSINESS ADDRESS: BUSINESS PHONE: 336-643-4409 MAIL ADDRESS: STREET 1: 5706 SNOW HILL DRIVE CITY: SUMMERFIELD STATE: NC ZIP: 27358 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: APOLLO GROUP INC CENTRAL INDEX KEY: 0000929887 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200] IRS NUMBER: 860419443 STATE OF INCORPORATION: AZ FISCAL YEAR END: 0831 BUSINESS ADDRESS: STREET 1: 4615 EAST ELWOOD ST CITY: PHOENIX STATE: AZ ZIP: 85040 BUSINESS PHONE: 6029665394 MAIL ADDRESS: STREET 1: 4615 E ELWOOD STREET CITY: PHOENIX STATE: AZ ZIP: 85040 3 1 edgardoc.xml PRIMARY DOCUMENT X0202 3 2007-04-05 0 0000929887 APOLLO GROUP INC APOL 0001396579 Pusch Dianne Marie 4615 EAST ELWOOD STREET PHOENIX AZ 85040 0 1 0 0 Executive Vice President Class A Common Stock 16981 D Incentive Stock Option (right to buy) 6.5022 2005-08-31 2010-09-27 Class A Common Stock 12297 D Incentive Stock Option (right to buy) 14.8403 2004-08-31 2010-12-15 Class A Common Stock 9000 D Incentive Stock Option (right to buy) 51.33 2007-02-28 2016-06-23 Class A Common Stock 8000 D Incentive Stock Option (right to buy) 60.9 2005-08-31 2013-10-20 Class A Common Stock 10000 D Incentive Stock Option (right to buy) 63.79 2006-08-31 2015-11-01 Class A Common Stock 8000 D Incentive Stock Option (right to buy) 71.23 2006-08-31 2014-08-06 Class A Common Stock 10000 D Of the direct ownership of 16,981 shares, 4,574 shares were purchased through an employee benefit plan that satisfies the coverage and participation requirements of Sections 423 (b) (3) and 423 (b) (5) of the Internal Revenue Code of 1986, or any successor provisions thereof. 2,000 options were exercisable as of 2/28/07. The remaining shall vest as follows, provided the Reporting Person remains in the Issuer's service on each of such applicable vest date: 2,000 on February 29, 2008; 2,000 on February 28, 2009; and 2,000 on February 28, 2010. These 6,000 unvested options may vest at an accelerated rate if certain operational goals are achieved as of February 28, 2007 and February 29, 2008. The achievement of the operational goals for each applicable date will be determined once the restatements of the company's financial statements are filed. 2,000 options were exercisable as of August 31, 2006. The remaining shall vest as follows, provided the Reporting Person remains in the Issuer's service on each of such applicable vest date: 2,000 on August 31, 2007; 2,000 on August 31, 2008; and 2,000 on August 31, 2009. 5,000 options were exercisable as of August 31, 2006. The remaining shall vest as follows, provided the Reporting Person remains in the Issuer's service on each of such applicable vest date: 2,500 on August 31, 2007 and 2,500 on August 31, 2008. /s/ Dianne Pusch 2007-04-16 -----END PRIVACY-ENHANCED MESSAGE-----