-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JegAyTpwHbwDpmPF0blRW9EvAhYmYBE25ADkZc2SJCZZdB8UgUz1UDoAX0YTSCrE uVmZ7vyOeBe9FEz901qh4w== 0001389351-09-000005.txt : 20090407 0001389351-09-000005.hdr.sgml : 20090407 20090407121217 ACCESSION NUMBER: 0001389351-09-000005 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090403 FILED AS OF DATE: 20090407 DATE AS OF CHANGE: 20090407 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Iverson Gregory James CENTRAL INDEX KEY: 0001456658 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25232 FILM NUMBER: 09736895 MAIL ADDRESS: STREET 1: 4025 S. RIVERPOINT PARKWAY STREET 2: CF-K809 CITY: PHOENIX STATE: AZ ZIP: 85040 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: APOLLO GROUP INC CENTRAL INDEX KEY: 0000929887 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200] IRS NUMBER: 860419443 STATE OF INCORPORATION: AZ FISCAL YEAR END: 0831 BUSINESS ADDRESS: STREET 1: 4615 EAST ELWOOD ST CITY: PHOENIX STATE: AZ ZIP: 85040 BUSINESS PHONE: 6029665394 MAIL ADDRESS: STREET 1: 4615 E ELWOOD STREET CITY: PHOENIX STATE: AZ ZIP: 85040 4 1 edgardoc.xml PRIMARY DOCUMENT X0303 4 2009-04-03 0 0000929887 APOLLO GROUP INC APOL 0001456658 Iverson Gregory James 4025 S. RIVERPOINT PKWY. PHOENIX AZ 85040 0 1 0 0 VP, CAO & Controller Class A Common Stock 2009-04-03 4 A 0 420 0 A 1420 D Non-Qualified Stock Option (right to buy) 68.75 2009-04-03 4 A 0 1052 0 A 2015-04-03 Class A Common Stock 1052 1052 D Represents shares of the Issuer's Class A common stock underlying restricted stock units (RSUs) awarded to the Reporting Person. The RSUs are subject to both performance-vesting and service-vesting requirements. Should the performance objective be attained, then 25% of the RSUs will vest upon the Reporting Person's continuation in service with the Issuer through August 31, 2010, and the balance will vest in a series of three successive equal annual installments on the second, third and fourth anniversaries of the April 3, 2009 award date, subject to accelerated vesting upon certain changes in ownership or control of the Issuer. The shares of Class A common stock will, in general, be issued as the RSUs vest. The RSUs also include dividend equivalent rights which will entitle the Reporting Person to the same dividends as would be received were the shares of Class A common stock underlying the RSUs actually outstanding shares. Includes (i) 420 shares of the Issuer's Class A common stock subject to the reported RSU award and (ii) 1,000 shares of the Issuer's Class A common stock subject to an RSU award granted on July 10, 2008 that will be issued incrementally as those units vest over a defined service period. The option will vest and become exercisable for the underlying shares of Class A common stock in four successive equal annual installments upon the Reporting Person's completion of each year of service with the Issuer over the four year period measured from April 3, 2009, subject to accelerated vesting upon certain changes in ownership or control of the Issuer. By: Brian L. Swartz For: Gregory J. Iverson 2009-04-07 -----END PRIVACY-ENHANCED MESSAGE-----