-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SBvrTs7F3/SdrUxIIzqp0IBRbk+ILAdNgg1jvTfah2YK2xV+zkMmUCbBPd2JIsy+ TzxaLoMPjxJk4BQZCO2Ueg== 0001387816-09-000002.txt : 20090120 0001387816-09-000002.hdr.sgml : 20090119 20090120162632 ACCESSION NUMBER: 0001387816-09-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090115 FILED AS OF DATE: 20090120 DATE AS OF CHANGE: 20090120 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: D'Amico Joseph Lawrence CENTRAL INDEX KEY: 0001387816 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25232 FILM NUMBER: 09534497 BUSINESS ADDRESS: BUSINESS PHONE: 480 557-1729 MAIL ADDRESS: STREET 1: 4615 E. ELWOOD ST. CITY: PHOENIX STATE: AZ ZIP: 85040 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: APOLLO GROUP INC CENTRAL INDEX KEY: 0000929887 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200] IRS NUMBER: 860419443 STATE OF INCORPORATION: AZ FISCAL YEAR END: 0831 BUSINESS ADDRESS: STREET 1: 4615 EAST ELWOOD ST CITY: PHOENIX STATE: AZ ZIP: 85040 BUSINESS PHONE: 6029665394 MAIL ADDRESS: STREET 1: 4615 E ELWOOD STREET CITY: PHOENIX STATE: AZ ZIP: 85040 4 1 edgardoc.xml PRIMARY DOCUMENT X0303 4 2009-01-15 0 0000929887 APOLLO GROUP INC APOL 0001387816 D'Amico Joseph Lawrence 4025 S. RIVERPOINT PKWY. PHOENIX AZ 85040 0 1 0 0 President CFO Apollo Group Class A Common Stock 2009-01-15 4 M 0 166667 58.03 A 235141 D Class A Common Stock 2009-01-15 4 S 0 166667 87.3186 D 68474 D Non-Qualified Stock Option (right to buy) 58.03 2009-01-15 4 M 0 166667 0 D 2011-07-03 Class A Common Stock 166667 333333 D Includes 47,314 shares of the Issuer's Class A common stock subject to restricted stock units ("RSUs") granted July 3, 2007 and October 31, 2008. The 40,000 shares underlying the July 3, 2007 RSUs will be issued when those units vest in two successive equal annual installments upon the Reporting Person's continuation in service with the Issuer through each of June 15, 2009 and June 15, 2010. The 7,314 shares underlying the October 31, 2008 RSUs will be issued when those units vest in two successive equal installments upon the Reporting Person's continuation in service with the Issuer through each of August 31, 2009 and June 15, 2010. All 47,314 RSUs are subject to accelerated vesting upon certain changes in ownership or control of the Issuer. Represents the weighted average sale price per share. The actual sale prices ranged from a low of $87.01 to a high of $87.755. The Reporting Person will provide upon request by the Securities and Exchange Commission, the Issuer or any security holder of the Issuer full information regarding the number of shares sold at each separate price. The option vested and became exercisable for 33% of the option shares on June 15, 2008 and will become exercisable for the balance of the option shares in two successive equal annual installments upon the Reporting Person's continuation in service with the Issuer through each of June 15, 2009 and June 15, 2010, subject to accelerated vesting upon certain changes in ownership or control of the Issuer. Joseph L D'Amico 2009-01-20 -----END PRIVACY-ENHANCED MESSAGE-----