-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OvX1XZXc1yh1mTTzIeKo6ED68tlZyLbsMzlb7K2wrqRF2e7qFFp7lGj8tNypSJrY d5pWn4DioGTlXFh8EZWndw== 0001237503-09-000024.txt : 20090706 0001237503-09-000024.hdr.sgml : 20090703 20090706190133 ACCESSION NUMBER: 0001237503-09-000024 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090702 FILED AS OF DATE: 20090706 DATE AS OF CHANGE: 20090706 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GIUSTO STEPHEN CENTRAL INDEX KEY: 0001218776 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25232 FILM NUMBER: 09932118 MAIL ADDRESS: STREET 1: C/O RESOURCES CONNECTION STREET 2: 695 TOWN CENTER DR CITY: COSTA MESA STATE: CA ZIP: 92626 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: APOLLO GROUP INC CENTRAL INDEX KEY: 0000929887 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200] IRS NUMBER: 860419443 STATE OF INCORPORATION: AZ FISCAL YEAR END: 0831 BUSINESS ADDRESS: STREET 1: 4615 EAST ELWOOD ST CITY: PHOENIX STATE: AZ ZIP: 85040 BUSINESS PHONE: 6029665394 MAIL ADDRESS: STREET 1: 4615 E ELWOOD STREET CITY: PHOENIX STATE: AZ ZIP: 85040 4 1 edgardoc.xml PRIMARY DOCUMENT X0303 4 2009-07-02 0 0000929887 APOLLO GROUP INC APOL 0001218776 GIUSTO STEPHEN 4025 S. RIVERPOINT PKWY. PHOENIX AZ 85040 1 0 0 0 Class A Common Stock 2009-07-02 4 A 0 2062 0 A 2825 D Non-Qualified Stock Option (right to buy) 67.9 2009-07-02 4 A 0 6000 0 A 2019-07-02 Class A Common Stock 6000 6000 D Represents shares of the Issuer's Class A common stock underlying restricted stock units ("RSUs") awarded to the Reporting Person. The RSUs will vest in full upon the Reporting Person's continuation in Board service with the Issuer through August 31, 2010, subject to accelerated vesting of the entire award upon certain changes in ownership or control of the Issuer. The shares of Class A common stock will be issued when the RSUs vest. The RSUs also include dividend equivalent rights which will entitle the Reporting Person to the same dividends as would be received were the shares of Class A common stock underlying the RSUs actually outstanding shares. Includes (i) 2,062 shares of the Issuer's Class A common stock subject to the reported RSU award, and (ii) 763 shares of the Issuer's Class A common stock subject to RSUs granted March 25, 2009 that will be issued when those units vest upon the Reporting Person's continuation in Board service with the Issuer through August 31, 2009. All of the RSUs are subject to accelerated vesting upon certain changes in ownership or control of the Issuer. The option will vest and become exercisable for the underlying shares of Class A common stock in full upon the Reporting Person's continuation in Board service with the Issuer through August 31, 2010, subject to accelerated vesting upon certain changes in ownership or control of the Issuer. By: Brian L. Swartz For: Stephen J Giusto 2009-07-06 -----END PRIVACY-ENHANCED MESSAGE-----