-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VGdFQkPyFe9UIO1VBHtq2GIxWQdxB9kiIQC2dk8uYJLkrsf6SvWluOmPG9B5xTFk tzyUKExjzYLLspF+epcYYA== 0001237503-04-000006.txt : 20040116 0001237503-04-000006.hdr.sgml : 20040116 20040116132857 ACCESSION NUMBER: 0001237503-04-000006 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040116 FILED AS OF DATE: 20040116 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SPERLING JOHN G CENTRAL INDEX KEY: 0001237503 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25232 FILM NUMBER: 04529247 MAIL ADDRESS: STREET 1: 4615 E ELWOOD ST CITY: PHOENIX STATE: AZ ZIP: 85040 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: APOLLO GROUP INC CENTRAL INDEX KEY: 0000929887 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200] IRS NUMBER: 860419443 STATE OF INCORPORATION: AZ FISCAL YEAR END: 0831 BUSINESS ADDRESS: STREET 1: 4615 EAST ELWOOD ST CITY: PHOENIX STATE: AZ ZIP: 85040 BUSINESS PHONE: 6029665394 MAIL ADDRESS: STREET 1: 4615 E ELWOOD STREET CITY: PHOENIX STATE: AZ ZIP: 85040 4 1 edgardoc.xml PRIMARY DOCUMENT X0201 4 2004-01-16 0 0000929887 APOLLO GROUP INC APOL 0001237503 SPERLING JOHN G 4615 E ELWOOD ST PHOENIX AZ 85040 1 1 1 0 Chariman of the Board Class A Common Stock 2004-01-15 4 J 0 515588 0 D 18212880 D Class A Common Stock 2245167 I Aurora Foundation Class A Common Stock 1357339 I JGS Irrevocable Class A Common Stock 585974 I JGS Revocable Trust On January 15, 2004, Mr Sperling was required to deliver 515,588 shares of Class A Common stock as settlement for the expiration of a forward sale agreement entered into on January 12, 2001. Of the 562,500 shares subject to the agreement, Mr. Sperling directly retained 46,912 shares. By self as trustee of the Aurora Foundation dated May 22, 1997. Previous forms referred to this foundation as the Sperling Foundation. By self as co-trustee and a beneficiary of the John Sperling 1994 Irrevocable trust dated April 27, 1994. By self as trustee and beneficiary of the John G. Sperling Revocable Trust dated January 31, 1995. /s/ John G Sperling 2004-01-16 -----END PRIVACY-ENHANCED MESSAGE-----