-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LUthBiN5xCHZFDqQkF7Q8OLoqet6ODbnmxiitDPHsswsnf4PnJlQ33h9KllKaOYi D6uX/lB6LzZmSGGBg48REw== 0001237503-03-000018.txt : 20031117 0001237503-03-000018.hdr.sgml : 20031117 20031117174546 ACCESSION NUMBER: 0001237503-03-000018 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031117 FILED AS OF DATE: 20031117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SPERLING JOHN G CENTRAL INDEX KEY: 0001237503 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25232 FILM NUMBER: 031008917 MAIL ADDRESS: STREET 1: 4615 E ELWOOD ST CITY: PHOENIX STATE: AZ ZIP: 85040 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: APOLLO GROUP INC CENTRAL INDEX KEY: 0000929887 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200] IRS NUMBER: 860419443 STATE OF INCORPORATION: AZ FISCAL YEAR END: 0831 BUSINESS ADDRESS: STREET 1: 4615 EAST ELWOOD ST CITY: PHOENIX STATE: AZ ZIP: 85040 BUSINESS PHONE: 6029665394 MAIL ADDRESS: STREET 1: 4615 E ELWOOD STREET CITY: PHOENIX STATE: AZ ZIP: 85040 4 1 edgardoc.xml PRIMARY DOCUMENT X0201 4 2003-11-17 0 0000929887 APOLLO GROUP INC APOL 0001237503 SPERLING JOHN G 4615 E ELWOOD ST PHOENIX AZ 85040 1 1 1 0 Chairman of the Board Class A Common Stock 2003-11-14 4 J 0 700539 0 D 18980444 D Class A Common Stock 2245167 I Aurora Foundation Class A Common Stock 1357339 I JGS Irrevocable Class A Common Stock 585974 I JGS Revocable Trust On November 14, 2003, Mr. Sperling was required to deliver 700,539 shares of Class A Common stock as settlement for the expiration of a forward sale agreement entered into on December 29, 2000. Of the 787,500 shares subject to the agreement, Mr. Sperling directly retained 86,961 shares. By self as trustee of the Aurora Foundation dated May 22, 1997. Previous forms referred to this foundation as the Sperling Foundation. By self as co-trustee and a beneficiary of the John Sperling 1994 Irrevocable trust dated April 27, 1994. By self as trustee and beneficiary of the John G. Sperling Revocable Trust dated January 31, 1995. /s/ John G. Sperling 2003-11-17 -----END PRIVACY-ENHANCED MESSAGE-----