0001209191-11-019246.txt : 20110322
0001209191-11-019246.hdr.sgml : 20110322
20110322180441
ACCESSION NUMBER: 0001209191-11-019246
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110321
FILED AS OF DATE: 20110322
DATE AS OF CHANGE: 20110322
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Martin Sean
CENTRAL INDEX KEY: 0001500332
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-25232
FILM NUMBER: 11704843
MAIL ADDRESS:
STREET 1: 4025 S RIVERPOINT PKWY
CITY: PHOENIX
STATE: AZ
ZIP: 85040
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: APOLLO GROUP INC
CENTRAL INDEX KEY: 0000929887
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200]
IRS NUMBER: 860419443
STATE OF INCORPORATION: AZ
FISCAL YEAR END: 0831
BUSINESS ADDRESS:
STREET 1: 4615 EAST ELWOOD ST
CITY: PHOENIX
STATE: AZ
ZIP: 85040
BUSINESS PHONE: 6029665394
MAIL ADDRESS:
STREET 1: 4615 E ELWOOD STREET
CITY: PHOENIX
STATE: AZ
ZIP: 85040
4
1
c14448_4x0.xml
MAIN DOCUMENT DESCRIPTION
X0303
4
2011-03-21
0000929887
APOLLO GROUP INC
APOL
0001500332
Martin Sean
4025 S. RIVERPOINT PKWY
PHOENIX
AZ
85040
0
1
0
0
SVP, General Counsel
Class A Common Stock
2011-03-21
4
F
0
1506
40.32
D
24372
D
Represents shares of the Issuer's Class A common stock withheld to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units (RSUs) and the issuance of the underlying shares of Class A common stock.
Includes (i) 3,550 shares of the Issuer's Class A common stock subject to RSUs granted January 14, 2011, (ii) 9,024 shares of the Issuer's Class A common stock subject to RSUs granted October 15, 2010, and (iii) 9,200 shares of the Issuer's Class A common stock subject to RSUs granted October 15, 2010. The 3,550 shares underlying the January 14, 2011 RSUs will be issued when those units vest in three successive installments over the Reporting Person's period of service with the Issuer as follows: 20% of the RSUs will vest upon continuation in service through September 15, 2011, and the balance will vest in two successive equal annual installments upon continued service through September 15, 2012 and September 15, 2013, respectively. (footnote continued below)
(continued from footnote 2 above) However, the RSUs will vest in full on an accelerated basis upon an involuntary termination of the Reporting Person's service without cause or upon certain changes in control of the Issuer. The 9,024 shares underlying the October 15, 2010 RSUs will be issued when those units vest in a series of four successive equal annual installments upon the Reporting Person's continuation in service with the Issuer through each of the October 15, 2011, October 15, 2012, October 15, 2013, and October 15, 2014 vesting dates. (footnote continued below)
(continued from footnote 3 above) The 9,200 shares underlying the October 15, 2010 RSUs will be issued when those units vest (subject to an initial performance-vesting requirement) in a series of four successive equal installments upon the Reporting Person's continuation in service with the Issuer through each of the August 31, 2011, July 6, 2012, July 6, 2013, and July 6, 2014 vesting dates. The aforementioned RSUs are subject to accelerated vesting upon certain changes in ownership or control of the Issuer. Does not include the performance share award made to the Reporting Person on October 15, 2010 for 3,249 target shares of the Issuer's Class A common stock that will not actually convert into any such shares unless the applicable performance goal is attained at threshold level or above.
By Brian L. Swartz for Sean Martin
2011-03-22