-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QBTlR2hCT1fkDFXW4rSUoUBsivmEpG/xSoOWPfaZUU73GSjgPruvmcJeDEcFx/cx dRU++ku5eVPNIO7kCdWZsg== 0001209191-10-034636.txt : 20100616 0001209191-10-034636.hdr.sgml : 20100616 20100616191949 ACCESSION NUMBER: 0001209191-10-034636 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100615 FILED AS OF DATE: 20100616 DATE AS OF CHANGE: 20100616 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: D'Amico Joseph Lawrence CENTRAL INDEX KEY: 0001387816 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25232 FILM NUMBER: 10901713 MAIL ADDRESS: STREET 1: 4025 S RIVERPOINT PKWY STREET 2: CF-KX01 CITY: PHOENIX STATE: AZ ZIP: 85040 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: APOLLO GROUP INC CENTRAL INDEX KEY: 0000929887 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200] IRS NUMBER: 860419443 STATE OF INCORPORATION: AZ FISCAL YEAR END: 0831 BUSINESS ADDRESS: STREET 1: 4615 EAST ELWOOD ST CITY: PHOENIX STATE: AZ ZIP: 85040 BUSINESS PHONE: 6029665394 MAIL ADDRESS: STREET 1: 4615 E ELWOOD STREET CITY: PHOENIX STATE: AZ ZIP: 85040 4 1 c02523_4x0.xml MAIN DOCUMENT DESCRIPTION X0303 4 2010-06-15 0000929887 APOLLO GROUP INC APOL 0001387816 D'Amico Joseph Lawrence 4025 S. RIVERPOINT PKWY PHOENIX AZ 85040 0 1 0 0 President and COO Class A Common Stock 2010-06-15 4 F 0 8398 48.30 D 62039 D Represents shares of the Issuer's Class A common stock withheld to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units (RSUs) and the issuance of the underlying shares of Class A common stock. Includes (i) 11,968 shares of the Issuer's Class A common stock subject to RSUs granted July 2, 2009. The 11,968 shares underlying the July 2, 2009 RSUs will be issued as those units vest (subject to an initial performance-vesting requirement) in four successive equal installments upon the Reporting Person's continuation in service with the Issuer through each of the August 31, 2010, July 2, 2011, July 2, 2012 and July 2, 2013 vesting dates. All of the RSUs are subject to accelerated vesting upon certain changes in ownership or control of the Issuer. The Form 4 reports previously filed by the Reporting Person during the period from June 16, 2009 to November 2, 2009 included in his period-end holdings shares of the Issuer's Class A common stock acquired under the Issuer's Employee Stock Purchase Plan ("ESPP") in exempt, non-reportable transactions. However, the number of ESPP shares so included in each of those Form 4 reports was overstated by the following number of shares: June 16, 2009 Form 4 : 127 shares; November 2, 2009 Form 4: 335 shares. Accordingly, the correct number of those particular ESPP shares now included in the Reporting Person's period-end holdings for this Form 4 is 264 shares. In addition to the corrected number of ESPP shares noted in footnote (3) above, the reported holdings of the Reporting Person also includes 86 shares of the Issuer's Class A common stock acquired under the Issuer's Employee Stock Purchase Plan on January 8, 2010 and 102 shares of the Issuer's Class A common stock acquired under the Issuer's Employee Stock Purchase Plan on April 8, 2010. Brian L. Swartz for Joseph L. D'Amico 2010-06-16 -----END PRIVACY-ENHANCED MESSAGE-----