0000929887-16-000206.txt : 20160816
0000929887-16-000206.hdr.sgml : 20160816
20160816170817
ACCESSION NUMBER: 0000929887-16-000206
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160812
FILED AS OF DATE: 20160816
DATE AS OF CHANGE: 20160816
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: APOLLO EDUCATION GROUP INC
CENTRAL INDEX KEY: 0000929887
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200]
IRS NUMBER: 860419443
STATE OF INCORPORATION: AZ
FISCAL YEAR END: 0831
BUSINESS ADDRESS:
STREET 1: 4025 S. RIVERPOINT PARKWAY
CITY: PHOENIX
STATE: AZ
ZIP: 85040
BUSINESS PHONE: 4809665394
MAIL ADDRESS:
STREET 1: 4025 S. RIVERPOINT PARKWAY
CITY: PHOENIX
STATE: AZ
ZIP: 85040
FORMER COMPANY:
FORMER CONFORMED NAME: APOLLO GROUP INC
DATE OF NAME CHANGE: 19940912
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SPERLING PETER V
CENTRAL INDEX KEY: 0001213138
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-25232
FILM NUMBER: 161836725
MAIL ADDRESS:
STREET 1: 4615 E ELWOOD
CITY: PHOENIX
STATE: AZ
ZIP: 85040
4
1
wf-form4_147138168322307.xml
FORM 4
X0306
4
2016-08-12
0
0000929887
APOLLO EDUCATION GROUP INC
APOL
0001213138
SPERLING PETER V
4025 S. RIVERPOINT PKWY
PHOENIX
AZ
85040
1
1
0
0
Chairman of the Board
Class A Common Stock
2016-08-12
4
F
0
1986
9.04
D
89317
D
Class A Common Stock
2016-08-13
4
F
0
2530
9.04
D
86787
D
Class A Common Stock
800000
I
John Sperling 1994 Irrevocable Trust
Represents shares of the Issuer's Class A common stock withheld to satisfy the Issuer's tax withholding obligation upon the vesting of restricted stock units ("RSUs") and the issuance of the underlying shares of the Issuer's Class A common stock.
Includes (i) 47,544 shares of the Issuer's Class A common stock subject to RSUs granted August 12, 2015, (ii) 10,566 shares of the Issuer's Class A common stock subject to RSUs granted August 12, 2014, and (iii) 6,730 shares of the Issuer's Class A common stock subject to RSUs granted August 13, 2013. The 47,544 shares listed in (i) above will vest (subject to an initial performance-vesting requirement) in a series of four successive equal installments upon the Reporting Person's continuation in service with the Issuer through each of the August 31, 2016, August 12, 2017, August 12, 2018 and August 12, 2019 vesting dates; these shares have been deferred and will be issued in one lump sum on January 1, 2024. (footnote continued below)
(continued from footnote 2 above) The 10,566 shares listed in (ii) above will be issued when those units vest in a series of two successive equal installments upon the Reporting Person's continuation in service with the Issuer through each of the August 12, 2017 and August 12, 2018 vesting dates. The 6,730 shares listed in (iii) above will be issued when those units vest upon the Reporting Person's continuation in service with the Issuer through the August 13, 2017 vesting date. All of the RSUs are subject to accelerated vesting upon certain changes in ownership or control of the Issuer.
Also includes 6,730 shares of the Issuer's Class A common stock subject to RSUs granted August 13, 2013 which were issued when those units vested on August 13, 2016.
By self as co-trustee and beneficiary of the John Sperling 1994 Irrevocable Trust dated April 27, 1994.
By Gregory J. Iverson for Peter V. Sperling
2016-08-16