0000929887-16-000204.txt : 20160816 0000929887-16-000204.hdr.sgml : 20160816 20160816170742 ACCESSION NUMBER: 0000929887-16-000204 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160812 FILED AS OF DATE: 20160816 DATE AS OF CHANGE: 20160816 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: APOLLO EDUCATION GROUP INC CENTRAL INDEX KEY: 0000929887 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200] IRS NUMBER: 860419443 STATE OF INCORPORATION: AZ FISCAL YEAR END: 0831 BUSINESS ADDRESS: STREET 1: 4025 S. RIVERPOINT PARKWAY CITY: PHOENIX STATE: AZ ZIP: 85040 BUSINESS PHONE: 4809665394 MAIL ADDRESS: STREET 1: 4025 S. RIVERPOINT PARKWAY CITY: PHOENIX STATE: AZ ZIP: 85040 FORMER COMPANY: FORMER CONFORMED NAME: APOLLO GROUP INC DATE OF NAME CHANGE: 19940912 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Newton Frederick James CENTRAL INDEX KEY: 0001494320 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25232 FILM NUMBER: 161836720 MAIL ADDRESS: STREET 1: 4025 S. RIVERPOINT PKWY. STREET 2: MS CF-KX04 CITY: PHOENIX STATE: AZ ZIP: 85040 4 1 wf-form4_147138164877248.xml FORM 4 X0306 4 2016-08-12 0 0000929887 APOLLO EDUCATION GROUP INC APOL 0001494320 Newton Frederick James 4025 S. RIVERPOINT PKWY PHOENIX AZ 85040 0 1 0 0 SVP, Chief HR Officer Class A Common Stock 2016-08-12 4 F 0 2050 9.04 D 39178 D Class A Common Stock 2016-08-13 4 F 0 2120 9.04 D 37058 D Represents shares of the Issuer's Class A common stock withheld to satisfy the Issuer's tax withholding obligation upon the vesting of restricted stock units ("RSUs") and the issuance of the underlying shares of the Issuer's Class A common stock. Includes (i) 11,034 shares of the Issuer's Class A common stock subject to RSUs granted August 12, 2014 and (ii) 7,042 shares of the Issuer's Class A common stock subject to RSUs granted August 13, 2013. The 11,034 shares listed in (i) above will be issued when those units vest in a series of two successive equal installments upon the Reporting Person's continuation in service with the Issuer through each of the August 12, 2017 and August 12, 2018 vesting dates. (footnote continued below) (continued from footnote 2 above) The 7,042 shares listed in (ii) above will be issued when those units vest upon the Reporting Person's continuation in service with the Issuer through the August 13, 2017 vesting date. All of the RSUs are also subject to accelerated vesting in the event the Reporting Person's employment terminates under certain specified circumstances during the service-vesting period or upon certain changes in ownership or control of the Issuer. Also includes 7,042 shares of the Issuer's Class A common stock subject to RSUs granted August 13, 2013 which were issued when those units vested on August 13, 2016. By Gregory J. Iverson for Frederick James Newton 2016-08-16