0000929887-16-000204.txt : 20160816
0000929887-16-000204.hdr.sgml : 20160816
20160816170742
ACCESSION NUMBER: 0000929887-16-000204
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160812
FILED AS OF DATE: 20160816
DATE AS OF CHANGE: 20160816
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: APOLLO EDUCATION GROUP INC
CENTRAL INDEX KEY: 0000929887
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200]
IRS NUMBER: 860419443
STATE OF INCORPORATION: AZ
FISCAL YEAR END: 0831
BUSINESS ADDRESS:
STREET 1: 4025 S. RIVERPOINT PARKWAY
CITY: PHOENIX
STATE: AZ
ZIP: 85040
BUSINESS PHONE: 4809665394
MAIL ADDRESS:
STREET 1: 4025 S. RIVERPOINT PARKWAY
CITY: PHOENIX
STATE: AZ
ZIP: 85040
FORMER COMPANY:
FORMER CONFORMED NAME: APOLLO GROUP INC
DATE OF NAME CHANGE: 19940912
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Newton Frederick James
CENTRAL INDEX KEY: 0001494320
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-25232
FILM NUMBER: 161836720
MAIL ADDRESS:
STREET 1: 4025 S. RIVERPOINT PKWY.
STREET 2: MS CF-KX04
CITY: PHOENIX
STATE: AZ
ZIP: 85040
4
1
wf-form4_147138164877248.xml
FORM 4
X0306
4
2016-08-12
0
0000929887
APOLLO EDUCATION GROUP INC
APOL
0001494320
Newton Frederick James
4025 S. RIVERPOINT PKWY
PHOENIX
AZ
85040
0
1
0
0
SVP, Chief HR Officer
Class A Common Stock
2016-08-12
4
F
0
2050
9.04
D
39178
D
Class A Common Stock
2016-08-13
4
F
0
2120
9.04
D
37058
D
Represents shares of the Issuer's Class A common stock withheld to satisfy the Issuer's tax withholding obligation upon the vesting of restricted stock units ("RSUs") and the issuance of the underlying shares of the Issuer's Class A common stock.
Includes (i) 11,034 shares of the Issuer's Class A common stock subject to RSUs granted August 12, 2014 and (ii) 7,042 shares of the Issuer's Class A common stock subject to RSUs granted August 13, 2013. The 11,034 shares listed in (i) above will be issued when those units vest in a series of two successive equal installments upon the Reporting Person's continuation in service with the Issuer through each of the August 12, 2017 and August 12, 2018 vesting dates. (footnote continued below)
(continued from footnote 2 above) The 7,042 shares listed in (ii) above will be issued when those units vest upon the Reporting Person's continuation in service with the Issuer through the August 13, 2017 vesting date. All of the RSUs are also subject to accelerated vesting in the event the Reporting Person's employment terminates under certain specified circumstances during the service-vesting period or upon certain changes in ownership or control of the Issuer.
Also includes 7,042 shares of the Issuer's Class A common stock subject to RSUs granted August 13, 2013 which were issued when those units vested on August 13, 2016.
By Gregory J. Iverson for Frederick James Newton
2016-08-16