0000929887-16-000182.txt : 20160706
0000929887-16-000182.hdr.sgml : 20160706
20160706200838
ACCESSION NUMBER: 0000929887-16-000182
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160702
FILED AS OF DATE: 20160706
DATE AS OF CHANGE: 20160706
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: APOLLO EDUCATION GROUP INC
CENTRAL INDEX KEY: 0000929887
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200]
IRS NUMBER: 860419443
STATE OF INCORPORATION: AZ
FISCAL YEAR END: 0831
BUSINESS ADDRESS:
STREET 1: 4025 S. RIVERPOINT PARKWAY
CITY: PHOENIX
STATE: AZ
ZIP: 85040
BUSINESS PHONE: 4809665394
MAIL ADDRESS:
STREET 1: 4025 S. RIVERPOINT PARKWAY
CITY: PHOENIX
STATE: AZ
ZIP: 85040
FORMER COMPANY:
FORMER CONFORMED NAME: APOLLO GROUP INC
DATE OF NAME CHANGE: 19940912
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Martin Sean
CENTRAL INDEX KEY: 0001500332
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-25232
FILM NUMBER: 161755335
MAIL ADDRESS:
STREET 1: 4025 S RIVERPOINT PKWY
CITY: PHOENIX
STATE: AZ
ZIP: 85040
4
1
wf-form4_146785010621327.xml
FORM 4
X0306
4
2016-07-02
0
0000929887
APOLLO EDUCATION GROUP INC
APOL
0001500332
Martin Sean
4025 S. RIVERPOINT PKWY
PHOENIX
AZ
85040
0
1
0
0
SVP, General Counsel
Class A Common Stock
2016-07-02
4
F
0
1492
9.10
D
444498
D
Class A Common Stock
2016-07-02
4
G
0
3255
0
D
441243
D
Class A Common Stock
2016-07-02
4
G
0
3255
0
A
29914
I
Martin Family Trust U/A Dtd 1/21/10
Represents shares of the Issuer's Class A common stock withheld to satisfy the Issuer's tax withholding obligation upon the vesting of restricted stock units ("RSUs") and the issuance of the underlying shares of the Issuer's Class A common stock.
Includes (i) 275,106 shares of the Issuer's Class A common subject to RSUs granted November 16, 2015, (ii) 62,856 shares of the Issuer's Class A common stock subject to RSUs granted August 12, 2015, (iii) 32,235 shares of the Issuer's Class A common stock subject to RSUs granted August 12, 2015, (iv) 27,768 shares of the Issuer's Class A common stock subject to RSUs granted August 12, 2014, (v) 9,876 shares of the Issuer's Class A common stock subject to RSUs granted August 12, 2014, (vi) 9,972 shares of the Issuer's Class A common stock subject to RSUs granted August 13, 2013, and (vii) 23,430 shares of the Issuer's Class A common stock subject to RSUs granted August 13, 2013. (footnote continued below)
(continued from footnote 2 above) The 275,106 shares listed in (i) above will be issued when those units vest (subject to an initial performance-vesting requirement) in a series of three successive equal installments upon the Reporting Person's continuation in service with the Issuer through each of the August 31, 2016, November 15, 2017, and November 15, 2018 vesting dates. The 62,856 shares listed in (ii) above will be issued when those units vest (subject to an initial performance-vesting requirement) in a series of four successive equal installments upon the Reporting Person's continuation in service with the Issuer through each of the August 31, 2016, August 12, 2017, August 12, 2018 and August 12, 2019 vesting dates. (footnote continued below)
(continued from footnote 3 above) The 32,235 shares listed in (iii) above will be issued when those units vest in a series of three successive equal installments upon the Reporting Person's continuation in service with the Issuer through each of the August 12, 2016, August 12, 2017, and August 12, 2018 vesting dates, subject to accelerated vesting upon an involuntary termination of the Reporting Person's service without cause. The 27,768 shares listed in (iv) above will be issued when those units vest in a series of three successive equal installments upon the Reporting Person's continuation in service with the Issuer through each of the August 12, 2016, August 12, 2017, and August 12, 2018 vesting dates. The 9,876 shares listed in (v) above will be issued when those units vest in a series of two successive equal installments upon the Reporting Person's continuation in service through each of the August 12, 2016 and August 12, 2017 vesting dates. (footnote continued below)
(continued from footnote 4 above) The 9,972 shares listed in (vi) above will be issued when those units vest upon the Reporting Person's continuation in service with the Issuer through the August 13, 2016 vesting date. The 23,430 shares listed in (vii) above will be issued when those units vest in a series of two successive equal installments upon the Reporting Person's continuation in service with the Issuer through each of the August 13, 2016 and August 13, 2017 vesting dates. All of the RSUs are subject to accelerated vesting upon certain changes in ownership or control of the Issuer.
By self as co-trustee and beneficiary of the Martin Family Trust U/A dated January 21, 2010.
By Gregory J. Iverson for Sean Martin
2016-07-06