0000929887-15-000074.txt : 20150708 0000929887-15-000074.hdr.sgml : 20150708 20150708181237 ACCESSION NUMBER: 0000929887-15-000074 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150706 FILED AS OF DATE: 20150708 DATE AS OF CHANGE: 20150708 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: APOLLO EDUCATION GROUP INC CENTRAL INDEX KEY: 0000929887 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200] IRS NUMBER: 860419443 STATE OF INCORPORATION: AZ FISCAL YEAR END: 0831 BUSINESS ADDRESS: STREET 1: 4025 S. RIVERPOINT PARKWAY CITY: PHOENIX STATE: AZ ZIP: 85040 BUSINESS PHONE: 4809665394 MAIL ADDRESS: STREET 1: 4025 S. RIVERPOINT PARKWAY CITY: PHOENIX STATE: AZ ZIP: 85040 FORMER COMPANY: FORMER CONFORMED NAME: APOLLO GROUP INC DATE OF NAME CHANGE: 19940912 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SPERLING PETER V CENTRAL INDEX KEY: 0001213138 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25232 FILM NUMBER: 15980066 MAIL ADDRESS: STREET 1: 4615 E ELWOOD CITY: PHOENIX STATE: AZ ZIP: 85040 4 1 wf-form4_143639354740441.xml FORM 4 X0306 4 2015-07-06 0 0000929887 APOLLO EDUCATION GROUP INC APOL 0001213138 SPERLING PETER V 4025 S. RIVERPOINT PKWY PHOENIX AZ 85040 1 1 0 0 Chairman of the Board Class A Common Stock 2015-07-06 4 F 0 529 13.04 D 2692084 D Class A Common Stock 800000 I John Sperling 1994 Irrevocable Trust Class A Common Stock 551156 I Peter V. Sperling Revocable Trust Represents shares of the Issuer's Class A common stock withheld to satisfy the Issuer's tax withholding obligation upon the vesting of restricted stock units ("RSUs") and the issuance of the underlying shares of the Issuer's Class A common stock. Includes (i) 21,132 shares of the Issuer's Class A common stock subject to RSUs granted August 12, 2014, (ii) 20,190 shares of the Issuer's Class A common stock subject to RSUs granted August 13, 2013, (iii) 2,628 shares of the Issuer's Class A common stock subject to RSUs granted May 1, 2013, and (iv) 2,081 shares of the Issuer's Class A common stock subject to RSUs granted July 2, 2012. The 21,132 shares listed in (i) above will be issued when those units vest (subject to an initial performance-vesting requirement) in a series of four successive equal installments upon the Reporting Person's continuation in service with the Issuer through each of the August 31, 2015, August 12, 2016, August 12, 2017, and August 12, 2018 vesting dates. (footnote continued below) (continued from footnote 2 above) The 20,190 shares listed in (ii) above will be issued when those units vest in a series of three successive equal installments upon the Reporting Person's continuation in service with the Issuer through each of the August 13, 2015, August 13, 2016, and August 13, 2017 vesting dates. The 2,628 shares listed in (iii) above and the 2,081 shares listed in (iv) above will be issued when those units vest upon the Reporting Person's continuation in service with the Issuer through the July 2, 2016 vesting date. All of the RSUs are subject to accelerated vesting upon certain changes in ownership or control of the Issuer. Does not include 705 target shares of the Issuer's Class A common stock subject to the performance share award made to the Reporting Person on July 2, 2012. The award will not actually convert into any shares of the Issuer's Class A common stock unless the applicable performance goals are attained at threshold level or above. By self as co-trustee and beneficiary of the John Sperling 1994 Irrevocable Trust dated April 27, 1994. By self as trustee and beneficiary of the Peter V. Sperling Revocable Trust dated January 31, 1995. By Gregory J. Iverson for Peter V. Sperling 2015-07-08