0000929887-14-000024.txt : 20140317 0000929887-14-000024.hdr.sgml : 20140317 20140317181717 ACCESSION NUMBER: 0000929887-14-000024 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140314 FILED AS OF DATE: 20140317 DATE AS OF CHANGE: 20140317 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: APOLLO EDUCATION GROUP INC CENTRAL INDEX KEY: 0000929887 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200] IRS NUMBER: 860419443 STATE OF INCORPORATION: AZ FISCAL YEAR END: 0831 BUSINESS ADDRESS: STREET 1: 4025 S. RIVERPOINT PARKWAY CITY: PHOENIX STATE: AZ ZIP: 85040 BUSINESS PHONE: 4809665394 MAIL ADDRESS: STREET 1: 4025 S. RIVERPOINT PARKWAY CITY: PHOENIX STATE: AZ ZIP: 85040 FORMER COMPANY: FORMER CONFORMED NAME: APOLLO GROUP INC DATE OF NAME CHANGE: 19940912 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Martin Sean CENTRAL INDEX KEY: 0001500332 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25232 FILM NUMBER: 14698839 MAIL ADDRESS: STREET 1: 4025 S RIVERPOINT PKWY CITY: PHOENIX STATE: AZ ZIP: 85040 4 1 wf-form4_139509462526008.xml FORM 4 X0306 4 2014-03-14 0 0000929887 APOLLO EDUCATION GROUP INC APOL 0001500332 Martin Sean 4025 S. RIVERPOINT PKWY PHOENIX AZ 85040 0 1 0 0 SVP, General Counsel Class A Common Stock 2014-03-14 4 S 0 3709 32.0601 D 108462 D The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 25, 2013. Represents the weighted average sale price per share. The actual sale prices ranged from a low of $31.88 to a high of $32.23. The Reporting Person will provide upon request by the Securities and Exchange Commission, the Issuer or any security holder of the Issuer full information regarding the number of shares sold at each separate price. Includes (i) 24,930 shares of the Issuer's Class A common stock subject to RSUs granted August 13, 2013, (ii) 46,860 shares of the Issuer's Class A common stock subject to RSUs granted August 13, 2013, (iii) 14,241 shares of the Issuer's Class A common stock subject to RSUs granted July 2, 2012, (iv) 6,532 shares of the Issuer's Class A common stock subject to RSUs granted July 6, 2011, (v) 2,256 shares of the Issuer's Class A common stock subject to RSUs granted October 15, 2010, and (vi) 2,300 shares of the Issuer's Class A common stock subject to RSUs granted October 15, 2010. The 24,930 shares underlying the RSUs listed in (i) above will be issued when those units vest (subject to an initial performance-vesting requirement) in a series of three successive installments over the Reporting Person's period of service with the Issuer as follows: 20% of the RSUs will vest upon the Reporting Person's continuation in service through the (footnote continued below) (continued from footnote 3 above) August 31, 2014 vesting date, and the balance will vest in two successive equal annual installments upon the Reporting Person's continuation in service through each of the August 13, 2015 and August 13, 2016 vesting dates. The 46,860 shares underlying the RSUs listed in (ii) above will be issued when those units vest (subject to an initial performance-vesting requirement) in a series of four successive equal installments upon the Reporting Person's continuation in service with the Issuer through each of the August 31, 2014, August 13, 2015, August 13, 2016, and August 13, 2017 vesting dates. The 14,241 shares underlying the RSUs listed in (iii) above will be issued when those units vest in a series of three successive equal installments upon the Reporting Person's continuation in service with the Issuer through each of the July 2, 2014, (footnote continued below) (continued from footnote 4 above) July 2, 2015, and July 2, 2016 vesting dates. The 6,532 shares RSUs listed in (iv) above will be issued when those units vest in a series of two successive equal installments upon the Reporting Person's continuation in service with the Issuer through each of the July 6, 2014 and July 6, 2015 vesting dates. The 2,256 shares underlying the RSUs described in (v) above will be issued when those units vest upon the Reporting Person's continuation in service with the Issuer through the October 15, 2014 vesting date. The 2,300 shares underlying the RSUs described in (vi) above will be issued when those units vest upon the Reporting Person's continuation in service with the Issuer through the July 6, 2014 vesting date. All of the RSUs are subject to accelerated vesting upon certain changes in ownership or control of the Issuer. Does not include (i) 5,781 target shares of the Issuer's Class A common stock subject to the performance share award made to the Reporting Person on July 2, 2012, (ii) 594 target shares of the Issuer's Class A common stock subject to the performance share award made to the Reporting Person on October 5, 2011, or (iii) 3,162 target shares of the Issuer's Class A common stock subject to the performance share award made to the Reporting Person on July 6, 2011. Those awards will not actually convert into any shares of the Issuer's Class A common stock unless the applicable performance goals are attained at threshold level or above. Also includes 213 shares of the Issuer's Class A common stock acquired under the Issuer's Employee Stock Purchase Plan on January 8, 2013 which was not previously reported. By Brian L. Swartz for Sean Martin 2014-03-17