0000929887-13-000130.txt : 20130917
0000929887-13-000130.hdr.sgml : 20130917
20130917181618
ACCESSION NUMBER: 0000929887-13-000130
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130915
FILED AS OF DATE: 20130917
DATE AS OF CHANGE: 20130917
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: APOLLO GROUP INC
CENTRAL INDEX KEY: 0000929887
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200]
IRS NUMBER: 860419443
STATE OF INCORPORATION: AZ
FISCAL YEAR END: 0831
BUSINESS ADDRESS:
STREET 1: 4615 EAST ELWOOD ST
CITY: PHOENIX
STATE: AZ
ZIP: 85040
BUSINESS PHONE: 6029665394
MAIL ADDRESS:
STREET 1: 4615 E ELWOOD STREET
CITY: PHOENIX
STATE: AZ
ZIP: 85040
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BISHOP TERRI C
CENTRAL INDEX KEY: 0001338665
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-25232
FILM NUMBER: 131102309
MAIL ADDRESS:
STREET 1: 4025 S RIVERPOINT PKWY
CITY: PHOENIX
STATE: AZ
ZIP: 85040
4
1
wf-form4_137945616715158.xml
FORM 4
X0306
4
2013-09-15
0
0000929887
APOLLO GROUP INC
APOL
0001338665
BISHOP TERRI C
4025 S. RIVERPOINT PKWY
PHOENIX
AZ
85040
1
1
0
0
Vice Chairman
Class A Common Stock
2013-09-15
4
F
0
2133
20.81
D
71621
D
Represents shares of the Issuer's Class A common stock withheld to satisfy the Issuer's tax withholding obligation upon the vesting of restricted stock units (RSUs) and the issuance of the underlying shares of Class A common stock.
Includes (i) 25,676 shares of the Issuer's Class A common stock subject to RSUs granted August 13, 2013, (ii) 3,108 shares of the Issuer's Class A common stock subject to RSUs granted May 1, 2013, (iii) 12,660 shares of the Issuer's Class A common stock subject to RSUs granted July 2, 2012, (iv) 5,610 shares of the Issuer's Class A common stock subject to RSUs granted July 6, 2011, and (v) 4,732 shares of the Issuer's Class A common stock subject to RSUs granted July 6, 2010. The 25,676 shares underlying the August 13, 2013 RSUs will be issued when those units vest (subject to an initial performance-vesting requirement) in a series of four successive equal installments upon the Reporting Person's continuation in service with the Issuer through each of the August 31, 2014, August 13, 2015, August 13, 2016, and August 13, 2017 vesting dates. The 3,108 shares underlying the May 1, 2013 RSUs will be issued when those units vest (footnote continued below)
(continued from footnote 2 above) (subject to an initial performance-vesting requirement) in a series of four successive equal installments upon the Reporting Person's continuation in service with the Issuer through each of the August 31, 2013, July 2, 2014, July 2, 2015, and July 2, 2016 vesting dates. The 12,660 shares underlying the July 2, 2012 RSUs will be issued when those units vest (subject to an initial performance-vesting requirement) in a series of four successive equal installments upon the Reporting Person's continuation in service with the Issuer through each of the August 31, 2013, July 2, 2014, July 2, 2015, and July 2, 2016 vesting dates. The 5,610 shares underlying the July 6, 2011 RSUs will be issued when those units vest in a series of two successive equal installments upon the Reporting Person's continuation in service with the Issuer through each of the July 6, 2014 and July 6, 2015 vesting dates. (footnote continued below)
(continued from footnote 3 above) The 4,732 shares underlying the July 6, 2010 RSUs will be issued when those units vest upon the Reporting Person's continuation in service with the Issuer through the July 6, 2014 vesting date. All of the RSUs are subject to accelerated vesting upon certain changes in ownership or control of the Issuer. Does not include (i) 1,983 target shares of the Issuer's Class A common stock subject to the performance share award made to the Reporting Person on July 2, 2012 or (ii) 2,766 target shares of the Issuer's Class A common stock subject to the performance share award made to the Reporting Person on July 6, 2011. Those awards will not actually convert into any shares of the Issuer's Class A common stock unless the applicable performance goals are attained at threshold level or above.
By Brian L. Swartz for Terri C. Bishop
2013-09-17