0000929887-13-000021.txt : 20130405 0000929887-13-000021.hdr.sgml : 20130405 20130405132519 ACCESSION NUMBER: 0000929887-13-000021 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130403 FILED AS OF DATE: 20130405 DATE AS OF CHANGE: 20130405 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Iverson Gregory James CENTRAL INDEX KEY: 0001456658 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25232 FILM NUMBER: 13745253 MAIL ADDRESS: STREET 1: 4025 S. RIVERPOINT PARKWAY STREET 2: CF-K809 CITY: PHOENIX STATE: AZ ZIP: 85040 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: APOLLO GROUP INC CENTRAL INDEX KEY: 0000929887 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200] IRS NUMBER: 860419443 STATE OF INCORPORATION: AZ FISCAL YEAR END: 0831 BUSINESS ADDRESS: STREET 1: 4615 EAST ELWOOD ST CITY: PHOENIX STATE: AZ ZIP: 85040 BUSINESS PHONE: 6029665394 MAIL ADDRESS: STREET 1: 4615 E ELWOOD STREET CITY: PHOENIX STATE: AZ ZIP: 85040 4 1 wf-form4_136518270723331.xml FORM 4 X0306 4 2013-04-03 0 0000929887 APOLLO GROUP INC APOL 0001456658 Iverson Gregory James 4025 S. RIVERPOINT PKWY PHOENIX AZ 85040 0 1 0 0 VP, CAO & Controller Class A Common Stock 2013-04-03 4 F 0 35 17.12 D 24849 D Represents shares of the Issuer's Class A common stock withheld to satisfy the Issuer's tax withholding obligation upon the vesting of restricted stock units (RSUs) and the issuance of the underlying shares of Class A common stock. Includes (i) 2,065 shares of the Issuer's Class A common stock subject to RSUs granted July 2, 2012, (ii) 9,688 shares of the Issuer's Class A common stock subject to RSUs granted July 2, 2012, (iii) 4,806 shares of the Issuer's Class A common stock subject to RSUs granted July 6, 2011, (iv) 2,034 shares of the Issuer's Class A common stock subject to RSUs granted January 14, 2011, (v) 1,760 shares of the Issuer's Class A common stock subject to RSUs granted July 6, 2010, and (vi) 650 shares of the Issuer's Class A common stock subject to RSUs granted July 2, 2009. The 2,065 shares underlying the July 2, 2012 RSUs listed in (i) above will be issued when those units vest (subject to an initial performance-vesting requirement) in a series of three successive installments over the Reporting Person's period of service with the Issuer as follows: 20% of the RSUs will vest upon the Reporting Person's continuation in service with the Issuer through August 31, 2013, (footnote continued below) (continued from footnote 2 above) and the balance will vest in two successive equal annual installments upon the Reporting Person's continuation in service with the Issuer through each of the July 2, 2014 and July 2, 2015 vesting dates. The 9,688 shares underlying the July 2, 2012 RSUs listed in (ii) above will be issued when those units vest (subject to an initial performance-vesting requirement) in a series of four successive equal installments upon the Reporting Person's continuation in service with the Issuer through each of the August 31, 2013, July 2, 2014, July 2, 2015, and July 2, 2016 vesting dates. The 4,806 shares underlying the July 6, 2011 RSUs will be issued when those units vest in a series of three successive equal installments upon the Reporting Person's continuation in service with the Issuer through each of the July 6, 2013, July 6, 2014, and July 6, 2015 vesting dates. The 2,034 shares underlying (footnote continued below) (continued from footnote 3 above) the January 14, 2011 RSUs will be issued when those units vest upon the Reporting Person's continuation in service with the Issuer through the September 15, 2013 vesting date. The January 14, 2011 RSUs will vest in full on an accelerated basis upon an involuntary termination of the Reporting Person's service without cause. The 1,760 shares underlying the July 6, 2010 RSUs will be issued when those units vest in a series of two equal successive installments upon the Reporting Person's continuation in service with the Issuer through each of the July 6, 2013 and July 6, 2014 vesting dates. The 650 shares underlying the July 2, 2009 RSUs will be issued when those units vest upon the Reporting Person's continuation in service with the Issuer through the July 2, 2013 vesting date. (footnote continued below) (continued from footnote 4 above) All of the RSUs are subject to accelerated vesting upon certain changes in ownership or control of the Issuer. Does not include (i) 1,047 target shares of the Issuer's Class A common stock subject to the performance share award made to the Reporting Person on July 2, 2012, (ii) 180 target shares of the Issuer's Class A common stock subject to the performance share award made to the Reporting Person on October 5, 2011, (iii) 432 target shares of the Issuer's Class A common stock subject to the performance share award made to the Reporting Person on July 6, 2011, or (iv) 1,245 target shares of the Issuer's Class A common stock subject to the performance share award made to the Reporting Person on July 6, 2010. Those awards will not actually convert into any shares of the Issuer's Class A common stock unless the applicable performance goals are attained at threshold level or above. Gregory J. Iverson 2013-04-05