0000928421-13-000125.txt : 20131028 0000928421-13-000125.hdr.sgml : 20131028 20131028175128 ACCESSION NUMBER: 0000928421-13-000125 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131025 FILED AS OF DATE: 20131028 DATE AS OF CHANGE: 20131028 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MATTSON TECHNOLOGY INC CENTRAL INDEX KEY: 0000928421 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 770208119 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 47131 BAYSIDE PARKWAY CITY: FREMONT STATE: CA ZIP: 94538 BUSINESS PHONE: 510 657 5900 MAIL ADDRESS: STREET 1: 47131 BAYSIDE PARKWAY CITY: FREMONT STATE: CA ZIP: 94538 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: St Dennis Thomas CENTRAL INDEX KEY: 0001339595 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24838 FILM NUMBER: 131174174 MAIL ADDRESS: STREET 1: C/O FORMFACTOR, INC. STREET 2: 7005 SOUTHFRONT ROAD CITY: LIVERMORE STATE: CA ZIP: 94551 4 1 wf-form4_138299707800045.xml FORM 4 X0306 4 2013-10-25 0 0000928421 MATTSON TECHNOLOGY INC MTSN 0001339595 St Dennis Thomas C/O MATTSON TECHNOLOGY, INC. 47131 BAYSIDE PARKWAY FREMONT CA 94538 1 0 0 0 Restricted Stock Units (right to acquire) 2013-10-25 4 A 0 8500 0 A 8500 D Non-Qualified Stock Option (right to buy) 2.93 2013-10-25 4 A 0 25000 2.93 A 2020-10-25 Common Stock 25000.0 25000 D Shares issued under this stock award vest in four equal annual installments from the vesting commencement date, September 9, 2013,so long as the awardee remains a Director of the Company. Shares issued under this option grant vest in four equal annual installments from the vesting commencement date, September 9, 2013,so long as the awardee remains a Director of the Company. Tyler Purvis for Thomas St. Dennis 2013-10-28