0000928421-13-000017.txt : 20130221 0000928421-13-000017.hdr.sgml : 20130221 20130221204056 ACCESSION NUMBER: 0000928421-13-000017 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130219 FILED AS OF DATE: 20130221 DATE AS OF CHANGE: 20130221 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHEN FUSEN ERNIE CENTRAL INDEX KEY: 0001316245 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24838 FILM NUMBER: 13632092 MAIL ADDRESS: STREET 1: 4000 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MATTSON TECHNOLOGY INC CENTRAL INDEX KEY: 0000928421 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 770208119 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 47131 BAYSIDE PARKWAY CITY: FREMONT STATE: CA ZIP: 94538 BUSINESS PHONE: 510 657 5900 MAIL ADDRESS: STREET 1: 47131 BAYSIDE PARKWAY CITY: FREMONT STATE: CA ZIP: 94538 4 1 wf-form4_136149724372789.xml FORM 4 X0306 4 2013-02-19 0 0000928421 MATTSON TECHNOLOGY INC MTSN 0001316245 CHEN FUSEN ERNIE 47131 BAYSIDE PARKWAY FREMONT CA 94538 1 1 0 0 President and CEO Incentive Stock Option (right to buy) 1.37 2013-02-19 4 A 0 375000 0 A 2014-02-19 2020-02-18 Common Stock 375000.0 375000 D Restricted Stock Units (right to acquire) 0.0 2013-02-19 4 A 0 375000 0 A 2014-02-19 Common Stock 375000.0 750000 D This option is issued pursuant to the 2012 Equity Incentive Plan. 25% of the option shares shall vest on the one-year anniversary of the vesting commencement date, and with respect to 1/48th of the total number of shares shall vest on each monthly anniversary of the vesting commencement date thereafter, so long as the optionee remains an employee of or consultant to the Company. This option is issued pursuant to the 2012 Equity Incentive Plan. The shares vest in four equal annual installments from the vesting commencement date, so long as the optione remains an employee of or consultant to the Company. Upon vesting, the reporting person will receive a number of shares of common stock equal to the number of restricted stock units that have vested. By: Giovanna Manca For: Dr. Fusen E. Chen 2013-02-21