0000928421-12-000027.txt : 20121102 0000928421-12-000027.hdr.sgml : 20121102 20121102204842 ACCESSION NUMBER: 0000928421-12-000027 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121031 FILED AS OF DATE: 20121102 DATE AS OF CHANGE: 20121102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DODSON J MICHAEL CENTRAL INDEX KEY: 0001231559 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24838 FILM NUMBER: 121178318 MAIL ADDRESS: STREET 1: 1220 N. SIMON CIRCLE CITY: ANAHEIM STATE: CA ZIP: 92806 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MATTSON TECHNOLOGY INC CENTRAL INDEX KEY: 0000928421 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 770208119 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 47131 BAYSIDE PARKWAY CITY: FREMONT STATE: CA ZIP: 94538 BUSINESS PHONE: 510 657 5900 MAIL ADDRESS: STREET 1: 47131 BAYSIDE PARKWAY CITY: FREMONT STATE: CA ZIP: 94538 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2012-10-31 0 0000928421 MATTSON TECHNOLOGY INC MTSN 0001231559 DODSON J MICHAEL 47131 BAYSIDE PARKWAY FREMONT CA 94538 0 1 0 0 Officer Incentive Stock Option (right to buy) 0.9 2012-10-31 4 A 0 2.0 0.0 A 2022-10-31 Common Stock 2.0 2.0 D Non-Qualified Stock Option (right to buy) 0.9 2012-10-31 4 A 0 144998.0 0.0 A 2022-10-31 Common Stock 144998.0 144998.0 D The Option shall vest and become exercisable at the rate of one-hundred percent (100%) on January 27, 2014, subject to the Participant's continued Service through such date. By: Giovanna Manca For: James Michael Dodson 2012-11-02