0001144204-16-103675.txt : 20160519 0001144204-16-103675.hdr.sgml : 20160519 20160519170051 ACCESSION NUMBER: 0001144204-16-103675 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160517 FILED AS OF DATE: 20160519 DATE AS OF CHANGE: 20160519 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CONSOLIDATED WATER CO LTD CENTRAL INDEX KEY: 0000928340 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 000000000 STATE OF INCORPORATION: E6 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: TRAFALGAR PL STREET 2: WEST BAY RD CITY: GRAND CAYMAN BWI CAY STATE: E9 ZIP: 00000 BUSINESS PHONE: 8099474277 MAIL ADDRESS: STREET 1: TRAFALGAR PLACE, WEST BAY ROAD, P.O. BOX STREET 2: GRAND CAYMAN, CAYMAN ISLANDS, BWI FORMER COMPANY: FORMER CONFORMED NAME: CAYMAN WATER CO LTD DATE OF NAME CHANGE: 19941212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TONNER JOHN CENTRAL INDEX KEY: 0001561488 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25248 FILM NUMBER: 161663873 MAIL ADDRESS: STREET 1: 7256 NW 108TH WAY CITY: PARKLAND STATE: FL ZIP: 33706 4 1 v440447_4.xml OWNERSHIP DOCUMENT X0306 4 2016-05-17 0 0000928340 CONSOLIDATED WATER CO LTD CWCO 0001561488 TONNER JOHN PO BOX 1114 GRAND CAYMAN E9 KY1-1102 CAYMAN ISLANDS 0 1 0 0 CHIEF OPERATING OFFICER COMMON STOCK 2016-05-17 4 M 0 400 9.11 A 8600 D COMMON STOCK 2016-05-17 4 S 0 400 14.26 D 8200 D COMMON STOCK 2016-05-18 4 M 0 4200 9.11 A 12400 D COMMON STOCK 2016-05-18 4 S 0 4200 13.7469 D 8200 D OPTION (RIGHT TO BUY 9.11 2016-05-17 4 M 0 400 0 D 2013-07-15 2017-07-14 COMMON STOCK 10600 10200 D OPTION (RIGHT TO BUY 9.11 2016-05-18 4 M 0 4200 0 D 2013-07-15 2017-07-14 COMMON STOCK 10200 6000 D This transaction was executed in multiple trades at prices ranging from $14.25 to $14.29. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $13.51 to $13.98. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The option vested as to 4,600 shares and 6,000 on each of July 15, 2013 and July 15, 2014, respectively. The option was set to expire as to 4,600 shares and 6,000 shares at the end of the day on each of July 14, 2016 and July 14, 2017, respectively; however, the option was exercised on May 17, 2016 and May 18, 2016 as to an aggregate of 4,600 shares as to which the option would have expired on July 14, 2016. The exercise price of the option equals the market price of the issuer's common stock as of the close of business on the date of grant. /s/ John Tonner 2016-05-19