-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NX1OryiBHLivszgOXDGC8b50GdzO3egwxvghL811Bddbkvi32rvy6dll9DPj/YTa tHk2HdtTJZf5rz02EGHUJA== 0000928204-02-000001.txt : 20020414 0000928204-02-000001.hdr.sgml : 20020414 ACCESSION NUMBER: 0000928204-02-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20011231 FILED AS OF DATE: 20020201 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HARRIS WILLIAM INVESTORS INC CENTRAL INDEX KEY: 0000928204 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04436 FILM NUMBER: 02524261 BUSINESS ADDRESS: STREET 1: 2 NORTH LASALLE STREET STE 400 CITY: CHICAGO STATE: IL ZIP: 60602 BUSINESS PHONE: 3126210590 MAIL ADDRESS: STREET 2: 2 NORTH LASALLE ST STE 400 CITY: CHICAGO STATE: IL ZIP: 60602 13F-HR 1 filing12-01.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31st, 2001 Check here if Amendment [ ]; Amendment Number: ____ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: William Harris Investors, Inc. Address: 2 North LaSalle Street, Suite 400 Chicago, IL 60602 Form 13F File Number: 28-4436 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Gary Neumayer Title: Treasurer & Compliance Officer Phone: (312) 621-0590 Signature, Place, and Date of Signing: /s/Gary Neumayer Chicago, IL 01/31/02 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: NONE FORM 13F INFORMATION TABLE TITLE OF VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MGRS SOLE SHARED NONE - ------------------------------ -------- --------- -------- -------- --- ---- ------- ----- ----- ------- ---- ACE, LTD COM G0070K103 5320 132500 SH SOLE 132500 ADELPHIA COMMUNICATIONS CORP CL A 006848105 6105 195800 SH SOLE 195800 ADOLOR CORP COM 00724X102 359 20000 SH SOLE 20000 ADSTAR.COM, INC COM 00737P104 137 198305 SH SOLE 198305 AEROGEN, INC COM 007779101 259 74074 SH SOLE 74074 ALTAREX CORP COM 020927208 65 42875 SH SOLE 42875 ALTEON, INC COM 02144G107 114 25000 SH SOLE 25000 APTARGROUP, INC COM 038336103 8734 249321 SH SOLE 249321 ARCHSTONE SMITH OP TRUST COM 039583109 16600 631187 SH SOLE 631187 ASTRO COMM COM 046376109 1948 1558266 SH SOLE 1558266 AT&T LATIN AMERICA CORP COM 04649a106 44 37000 SH SOLE 37000 AUTOINFO, INC COM 052777109 18 150000 SH SOLE 150000 BIOSANTE PHARM, INC COM 09065V104 1937 2280000 SH SOLE 2280000 BORDERS GROUP, INC COM 099709107 3571 180000 SH SOLE 180000 BOSTON BIOMEDICA, INC COM 100560101 207 70900 SH SOLE 70900 BRINKER INTL COM 109641100 744 25000 SH SOLE 25000 BURLINGTON RESOURCES, INC COM 122014103 2440 65000 SH SOLE 65000 CADIZ LAND CO COM 127549103 2258 281590 SH SOLE 281590 CAMDEN PROPERTY TRUST COM 133131102 747 20350 SH SOLE 20350 CARRAMERICA REALTY CORP COM 144418100 4954 164600 SH SOLE 164600 CDW COMPUTER CENTERS COM 125129106 2148 40000 SH SOLE 40000 CENTERPOINT PROPERTIES TRUST COM 151895109 8895 178610 SH SOLE 178610 CHECKPOINT SYS, INC COM 162825103 1744 130125 SH SOLE 130125 COMCAST CORP COM 200300200 7020 195000 SH SOLE 195000 COMPLETE MANAGEMENT, INC COM 20452C104 2 763740 SH SOLE 763740 CURATIVE HEALTH SERVICES COM 231264102 1204 89200 SH SOLE 89200 CYGNUS, INC COM 232560102 52 10000 SH SOLE 10000 DEGEORGE FINANCIAL CORP COM 244783106 2 200000 SH SOLE 200000 DELPHI FIN'L GROUP, INC CL A 247131105 849 25505 SH SOLE 25505 DEVON ENERGY COM 25179M103 580 15000 SH SOLE 15000 DOLLAR TREE STORES COM 256747106 10293 333000 SH SOLE 333000 DUN & BRADSTREET COM 26483E100 2249 63700 SH SOLE 63700 E-DENTIST.COM COM 26841e107 45 30829 SH SOLE 30829 EGL, INC COM 268484102 148 10600 SH SOLE 10600 EQUITY OFFICE PPTYS TRUST COM 294741103 3288 109298 SH SOLE 109298 EQUITY RESIDENTIAL PPTYS TR COM 29476L107 3711 129270 SH SOLE 129270 ESCO TECHNOLOGIES, INC COM 269030102 6209 180025 SH SOLE 180025 ESPERION THERAPEUTICS COM 29664R106 1171 159334 SH SOLE 159334 ESSENTIAL THEREUTICS, INC COM 595018102 56 13000 SH SOLE 13000 EXELIXIS PHARM COM 30161Q104 8369 503571 SH SOLE 503571 EXPRESS SCRIPTS COM 302182100 11222 240000 SH SOLE 240000 FEDERAL MOGUL CORP COM 313549107 8 10000 SH SOLE 10000 FOREST CITY ENT, INC CL A 345550107 26898 695028 SH SOLE 695028 FOREST CITY ENT, INC CL B 345550305 14852 379373 SH SOLE 379373 FOUNTAIN POWER BOAT INDS, INC COM 350755302 54 46400 SH SOLE 46400 GENAISSANCE PHARMACEUTICAL COM 36867W105 206 44400 SH SOLE 44400 GENERAL MOTORS CORP CL H 370442832 1599 103521 SH SOLE 103521 GENTA, INC COM 37245M207 164 11500 SH SOLE 11500 GENZYME BIOSURGERY COM 372917708 8076 1520840 SH SOLE 1520840 GENZYME CORP COM 372917104 27420 458062 SH SOLE 458062 GENZYME MOLECULAR COM 372917500 5998 749745 SH SOLE 749745 GENZYME TRANSGENICS CORP COM 37246E105 1852 318200 SH SOLE 318200 GLENAYRE TECHNOLOGIES COM 377899109 57 35242 SH SOLE 35242 GUILFORD PHARMACEUTICAL, INC COM 401829106 120 10000 SH SOLE 10000 HENRY SCHEIN, INC COM 806407102 2222 60000 SH SOLE 60000 HEXCEL CORP COM 428291108 31 10000 SH SOLE 10000 HOMESEEKERS.COM, INC COM 437605108 1 10000 SH SOLE 10000 HOMETOWN AUTO COM 437858103 21 26850 SH SOLE 26850 HUBBELL, INC CL B 443510201 1292 43962 SH SOLE 43962 HYDRIL COMPANY COM 448774109 5155 292400 SH SOLE 292400 HYPERFEED TECHNOLOGIES, INC COM 44913S102 9 15000 SH SOLE 15000 ILEX ONCOLOGY, INC COM 451923106 16192 598800 SH SOLE 598800 IMMUNEX CORP COM 452528102 5426 195800 SH SOLE 195800 IMMUNOGEN, INC COM 45253H101 763 46000 SH SOLE 46000 INSIGHT COMMUNICATIONS COM 45768V108 2017 83500 SH SOLE 83500 INTERTAN COM 461120107 9440 751600 SH SOLE 751600 INTRABIOTIC PHARM COM 46116T100 2547 932950 SH SOLE 932950 IRON MOUNTAIN COM 46284P104 3592 82000 SH SOLE 82000 JP MORGAN CHASE & CO COM 46625H100 509 14000 SH SOLE 14000 KNIGHT TRANSPORTATION COM 499064103 3803 202500 SH SOLE 202500 LAMAR ADVERTISING COM 512815101 1270 30000 SH SOLE 30000 LASER RECORDING COM 517916102 0 16000 SH SOLE 16000 LIBERTY MEDIA CORP CL A 530718105 2800 200000 SH SOLE 200000 LITTLE SWITZERLAND COM 537528101 1477 717100 SH SOLE 717100 MANOR CARE, INC COM 564055101 10669 450000 SH SOLE 450000 MONACO FINANCE, INC CL A 608868105 0 32880 SH SOLE 32880 MULTEX.COM, INC COM 625367107 77 17081 SH SOLE 17081 NAVIGANT CONSULTING COM 63935N107 8420 1531000 SH SOLE 1531000 NEOFORMA COM 640475109 1466 50300 SH SOLE 50300 OFFICE DEPOT COM 676220106 16352 882000 SH SOLE 882000 OLD REPUBLIC INTL, INC COM 680223104 2810 100316 SH SOLE 100316 OMEGA ORTHO, INC WT 681973111 0 136900 SH SOLE 136900 ORTHOFIX INTL N V COM N6748L102 10823 291700 SH SOLE 291700 PETSMART COM 716768106 17598 1788400 SH SOLE 1788400 PITTSTON BRINKS GROUP COM 725701106 5748 260081 SH SOLE 260081 PLANETCAD, INC COM 72704Y103 6 35124 SH SOLE 35124 PRENTISS PPTYS TR COM 740706106 7595 276700 SH SOLE 276700 PROLOGIS TRUST COM 743410102 13841 643445 SH SOLE 643445 PROTEIN DESIGN LABS COM 74369L103 11585 353200 SH SOLE 353200 RADIANCE MEDICAL SYSTEMS COM 750241101 1252 772571 SH SOLE 772571 RECOTON CORP COM 756268108 1450 106635 SH SOLE 106635 REGENCY CENTERS CORP COM 758849103 2400 86496 SH SOLE 86496 RIBOZYME PHARM, INC COM 762567105 210 46000 SH SOLE 46000 RIVIERA TOOL CO COM 769648106 182 179800 SH SOLE 179800 ROWAN COMPANIES COM 779382100 581 30000 SH SOLE 30000 RUSS BERRIE & CO, INC COM 782233100 1800 60000 SH SOLE 60000 SAFETY COMPONENTS INTL, INC COM 786474106 0 34000 SH SOLE 34000 SCHOOL SPECIALTY COM 807863105 5345 233600 SH SOLE 233600 SECURITY CAP GROUP COM 81413p105 8328 6575 SH SOLE 6575 SECURITY CAP GROUP CL B 81413p204 38734 1526752 SH SOLE 1526752 SHEFFIELD PHARM, INC COM 82123D309 117 25000 SH SOLE 25000 SIMON PPTY GROUP, INC COM 828806109 1936 66000 SH SOLE 66000 SONIC CORP COM 835451105 558 15500 SH SOLE 15500 SPEIZMAN INDS, INC COM 847805108 74 132500 SH SOLE 132500 SPSS, INC COM 78462k102 4040 227600 SH SOLE 227600 STANCORP FIN'L GROUP, INC COM 852891100 791 16742 SH SOLE 16742 STAPLES, INC COM 855030102 1623 86800 SH SOLE 86800 STM WIRELESS COM 784776106 16 11500 SH SOLE 11500 STUART ENTERTAINMENT COM 863689105 8 84200 SH SOLE 84200 SUNGARD DATA SYS COM 867363103 2893 100000 SH SOLE 100000 SUPERIOR FINANCIAL COM 868159104 743 47500 SH SOLE 47500 SYNAPTIC PHARM CORP COM 87156R109 177 29375 SH SOLE 29375 TELIK, INC COM 87959M109 540 40000 SH SOLE 40000 TEVA PHARM INDS LTD ADR 881624209 12007 194822 SH SOLE 194822 TEXAS INSTRUMENTS COM 882508104 3976 142013 SH SOLE 142013 THERMO ELECTRON CORP COM 883556102 5873 246144 SH SOLE 246144 TWEETER HOME ENTERTAINMENT COM 901167106 2247 77500 SH SOLE 77500 UNITED FIRE & CASUALTY CO COM 910331107 784 27400 SH SOLE 27400 VALENTIS INC COM 91913E104 31 10000 SH SOLE 10000 VERAMARK TECH, INC COM 923351100 67 95500 SH SOLE 95500 VERSUS TECHNOLOGY, INC COM 925313108 346 3460000 SH SOLE 3460000 VIAD CORP COM 92552R109 9351 394900 SH SOLE 394900 VIASYS HEALTHCARE, INC COM 92553Q209 1163 57542 SH SOLE 57542 VICTORMAXX TECHNOLOGIES COM 92640P107 0 79372 SH SOLE 79372 WACHOVIA CORP COM 929903102 4108 131000 SH SOLE 131000 WADDELL & REED COM 930059100 9660 300000 SH SOLE 300000 WAYPOINT FINANCIAL CORP COM 946756103 547 36300 SH SOLE 36300 WEBSTER FINANCIAL CORP COM 947890109 1822 57800 SH SOLE 57800 WHOLE FOODS MKT, INC COM 966837106 25979 596400 SH SOLE 596400 WILLIAMS SONOMA COM 969904101 2145 50000 SH SOLE 50000 XOMA LTD COM G9825R107 295 30000 SH SOLE 30000
Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: None Form 13F Information Table Entry Total: 131 Form 13F Information Table Value Total: $532,878 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name NONE -----END PRIVACY-ENHANCED MESSAGE-----