13F-HR 1 hlfcovpg.txt 13F-HR REPORT FILING UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2001 ------------------------------ Check here if Amendment ( ); Amendment Number: ------------------------ This Amendment (Check only one.): ( ) is a restatement. ( ) adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Harding, Loevner Management, L.P. ---------------------------------------------------- Address: 50 Division Street ---------------------------------------------------- Suite 401 ---------------------------------------------------- Somerville, NJ 08876 ---------------------------------------------------- Form 13F File Number: 28 - 4434 --------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that is it understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: David R. Loevner ---------------------------------------------------------- Title: President of HLM Holdings, Inc., GP of Harding, Loevner Management, L.P. ---------------------------------------------------------- Phone: 908-218-7900 ---------------------------------------------------------- Signature, Place, and Date of Signing: /s/ David R. Loevner Somerville, NJ 10/29/01 --------------------------------- ------------------- --------------- (Signature) (City, State) (Date) Report Type (Check only one.): ( X ) 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) ( ) 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported in this report and a portion are reported by other reporting manager(s).) ( ) 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ------------------------ Form 13F Information Table Entry Total: 55 ------------------------ Form 13F Information Table Value Total: $321,671,963 ------------------------ (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file numbers (s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. "NONE" FORM 13F Report for Quarter Ended June 30, 2001 Name of Reporting Manager: HARDING, LOEVNER MANAGEMENT, L.P. 13F File No.: 28-4434 -------------------------------------------------------------------------------
Item 1: Item 2: Item 3: Item 4: Item 5: Fair Market Shares or Title of ----------- -------------- Name Of Issuer Class CUSIP Value Principal Amt. -------------- --------- ----------- ----------- -------------- ALLIANZ SPONSORED AKTIENGESELLSCHAFT ADR 018805 10 1 236,555 10,285 ALLIED CAPITAL CORP COM 01903Q 10 8 5,362,857 235,730 AMERICAN INTERNATIONAL GROUP COM 026874 10 7 4,822,896 61,832 ANGLO AMERICAN PLC SPONSORED ADR 03485P 10 2 216,491 18,162 ARACRUZ CELULOSE SPONSORED ADR CL B 038496 20 4 233,635 15,733 AUTOMATIC DATA PROCESSING COM 053015 10 3 2,902,603 61,705 BAXTER INTL INC COM 071813 10 9 6,423,179 116,679 BERKSHIRE HATHAWAY CLASS A 084670 10 8 3,080,000 44 BERKSHIRE HATHAWAY CLASS B 084670 20 7 235,330 101 BP PLC SPONSORED ADR 055622 10 4 30,929,110 629,024 BRISTOL-MEYERS SQUIBB COM 110122 10 8 3,333,600 60,000 CEMEX SA SPONSORED ADR 151290 88 9 199,998 9,737 CERUS CORP COM 157085 10 1 1,238,186 26,205 CHINA MOBILE HONG SPONSORED KONG LTD ADR 16941M 10 9 12,812,654 798,296 COLGATE PALMOLIVE CO. COM 194162 10 3 2,576,980 44,240 COMPANIA VALE DO RIO SPONSORED DOCE (CVRD) ADR 204412 10 0 11,234,047 564,525 DEUTSCHE TELEKOM SPONSORED ADR 251566 10 5 179,025 11,550 ELAN PLC ADR 284131 20 8 21,204,869 437,665 EMCORE CORP. COM 290846 10 4 87,141 10,180 EXXON MOBILE COM 30231G 10 2 3,668,731 93,115 FLEETBOSTON FINL CORP COM 339030 10 8 413,033 11,239 GRUPO TELEVISA SA DE SPONSORED CV ADR 40049J 20 6 8,432,634 293,820 HDFC BANK LTD SPONSORED ADR 40415F 10 1 155,940 11,300 HEWLETT PACKARD CO COM 428236 10 3 1,778,821 110,830 HSBC HOLDINGS SPONSORED ADR 404280 40 6 650,575 12,115 IMPERIAL OIL LTD ADR COM NEW 453038 40 8 34,305,552 1,260,770 ING GROEP N V SPONSORED ADR 456837 10 3 364,722 13,660 INTEL CORP COM 458140 10 0 3,186,549 156,280 INTERNATIONAL BUSINESS MACHS COM 459200 10 1 4,497,225 48,724 ITRON INC. COM 465741 10 6 264,730 11,500 JAPAN OTC EQUITY FUND COM 471091 10 8 114,004 21,715 J P MORGAN CHASE & CO. COM 46625H 10 0 2,612,475 76,500 JOHNSON & JOHNSON COM 478160 10 4 221,600 4,000 LUXOTTICA GROUP ADR SPONSORED ADR 55068R 20 2 21,515,879 1,547,905 ORACLE CORP COM 68389X 10 5 2,528,517 200,995 PEARSON PLC SPONSORED ADR 705015 10 5 592,863 53,315 QUINTILES TRANSNATIONAL CORP. COM 748767 10 0 2,020,932 138,420 RIO TINTO SPONSORED ADR 767204 10 0 563,220 8,940 R O C TAIWAN FUND SH BEN INT 749651 10 5 197,316 56,700 ROYAL DUTCH PETE CO ADR NY REG GLD1.25 780257 80 4 36,142,815 719,260 ROYCE MICRO-CAP TR INC COM 780915 10 4 267,332 31,049 SAPPI SPONSORED ADR 803069 20 2 167,200 19,000 SCHERING PLOUGH CORP COM 806605 10 1 4,658,647 125,570 SCHLUMBERGER COM 806857 10 8 332,467 7,275 SMARTFORCE ADR SPONSORED ADR 83170A 20 6 7,745,560 473,445 SONY CORP SPONSORED ADR 835699 30 7 13,833,610 416,675 TAIWAN SEMICONDUCTOR SPONSORED ADR 874039 10 0 1,407,490 148,313 TELEFONOS de MEXICO SPONSORED ADR 879403 78 0 213,144 6,600 TEVA PHARMACEUTICAL SPONSORED ADR 881624 20 9 26,144,323 432,495 TRANSPORTATION MARITIMA SPONSORED MEXICANA ADR 893868 20 8 112,110 20,200 VIACOM CLASS B 925524 30 8 2,921,339 84,676 VODAFONE GROUP SPONSORED ADR 92857W 10 0 21,333,042 971,450 WELLS FARGO COM 949746 10 1 3,433,762 77,250 WRIGLEY WM. JR. CO. COM 982526 10 5 6,826,491 133,070 WPP GROUP SPONSORED ADR 929309 30 0 738,187 20,020 TOTAL 321,671,963 Item 6: Item 7: Item 8: Investment Discretion Voting Auth. --------------------- ------------ (a) Sole (b) Shared (c)Shared Other Managers (a) Sole (b) Shared (c) None -------- ---------- --------------- -------- -------- ---------- -------- ALLIANZ AKTIENGESELLSCHAFT X X ALLIED CAPITAL CORP X X AMERICAN INTERNATIONAL GROUP X X ANGLO AMERICAN PLC X X ARACRUZ CELULOSE X X AUTOMATIC DATA PROCESSING X X BAXTER INTL INC X X BERKSHIRE HATHAWAY X X BERKSHIRE HATHAWAY X X BP PLC X X BRISTOL-MEYERS SQUIBB X X CEMEX SA X X CERUS CORP X X CHINA MOBILE HONG KONG LTD X X COLGATE PALMOLIVE CO. X X COMPANIA VALE DO RIO DOCE (CVRD) X X DEUTSCHE TELEKOM X X ELAN PLC X X EMCORE CORP. X X EXXON MOBILE X X FLEETBOSTON FINL CORP X X GRUPO TELEVISA SA DE CV X X HDFC BANK LTD X X HEWLETT PACKARD CO X X HSBC HOLDINGS X X IMPERIAL OIL LTD ADR X X ING GROEP N V X X INTEL CORP X X INTERNATIONAL BUSINESS MACHS X X ITRON INC. X X JAPAN OTC EQUITY FUND X X J P MORGAN CHASE & CO. X X JOHNSON & JOHNSON X X LUXOTTICA GROUP ADR X X ORACLE CORP X X PEARSON PLC X X QUINTILES TRANSNATIONAL CORP. X X RIO TINTO X X R O C TAIWAN FUND X X ROYAL DUTCH PETE CO ADR X X ROYCE MICRO-CAP TR INC X X SAPPI X X SCHERING PLOUGH CORP X X X SCHLUMBERGER X X SMARTFORCE ADR X X SONY CORP X X TAIWAN SEMICONDUCTOR X X TELEFONOS de MEXICO X X TEVA PHARMACEUTICAL X X TRANSPORTATION MARITIMA MEXICANA X X VIACOM X X VODAFONE GROUP X X WELLS FARGO X X WRIGLEY WM. JR. CO. X X WPP GROUP X X