-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DR+KfiP3QGXw2hW9KwNfrw7aZNvMqx7Smko8lTuO9uq4H/IcvWCblngBRARh7vS5 vz39dF3Gc4yEzKgDDGiGNA== 0001144204-08-033966.txt : 20080606 0001144204-08-033966.hdr.sgml : 20080606 20080606124014 ACCESSION NUMBER: 0001144204-08-033966 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070814 FILED AS OF DATE: 20080606 DATE AS OF CHANGE: 20080606 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FLOTEK INDUSTRIES INC/CN/ CENTRAL INDEX KEY: 0000928054 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890] IRS NUMBER: 900023731 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7030 EMPIRE CENTRAL DRIVE CITY: HOUSTON STATE: TX ZIP: 77040 BUSINESS PHONE: 7138499911 MAIL ADDRESS: STREET 1: 7030 EMPIRE CENTRAL DRIVE CITY: HOUSTON STATE: TX ZIP: 77040 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHISHOLM JOHN CENTRAL INDEX KEY: 0001173236 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-13270 FILM NUMBER: 08884954 BUSINESS ADDRESS: BUSINESS PHONE: 2814963442 MAIL ADDRESS: STREET 1: PO BOX 441448 CITY: HOUSTON STATE: TX ZIP: 77244 4/A 1 form4a16246_060608123957-.xml X0202 4/A 2007-08-14 2007-08-16 0 0000928054 FLOTEK INDUSTRIES INC/CN/ FTK 0001173236 CHISHOLM JOHN 539 GREEN ISLE BEACH MONTGOMERY TX US 77369 1 0 0 0 Common Stock 105184 D Commom Stock 20470 I ProTechnics II Common Stock 236370 I Chisholm Energy Partners Common Stock 2007-08-14 4 S 0 5000 31.13 D 231370 I Chisholm Energy Partners Stock Option 2.3 2004-12-23 2014-12-22 Common Stock 49332 49332 D Stock Option 9.4 2005-12-22 2015-12-21 Common Stock 20000 69332 D Stock Option 22.37 2008-05-18 2013-05-17 Common Stock 7800 77132 D Shares reflect 2 for 1 split on July 3, 2007. Multiple sales transactions on this date. Weighted average share price listed. Sales part of Rule 10b5-1 Selling Plan March 20, 2007. Related shares and prices of remaining stock options adjusted for 2 for 1 split on July 3, 2007. Restricted stock award was incorrectly classified in table II as a derivative security in the original form 4. /s/John W. Chisholm 2008-06-06 -----END PRIVACY-ENHANCED MESSAGE-----