0000928054-24-000002.txt : 20240111
0000928054-24-000002.hdr.sgml : 20240111
20240111160344
ACCESSION NUMBER: 0000928054-24-000002
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231229
FILED AS OF DATE: 20240111
DATE AS OF CHANGE: 20240111
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ezell Ryan Gillis
CENTRAL INDEX KEY: 0001805598
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13270
FILM NUMBER: 24529273
MAIL ADDRESS:
STREET 1: 10603 N. SAM HOUSTON PARKWAY W.
STREET 2: SUITE 300
CITY: HOUSTON
STATE: TX
ZIP: 77064
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FLOTEK INDUSTRIES INC/CN/
CENTRAL INDEX KEY: 0000928054
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890]
ORGANIZATION NAME: 08 Industrial Applications and Services
IRS NUMBER: 900023731
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5775 N. SAM HOUSTON PARKWAY W.
STREET 2: SUITE 400
CITY: HOUSTON
STATE: TX
ZIP: 77086
BUSINESS PHONE: 7138499911
MAIL ADDRESS:
STREET 1: 5775 N. SAM HOUSTON PARKWAY W.
STREET 2: SUITE 400
CITY: HOUSTON
STATE: TX
ZIP: 77086
4
1
wk-form4_1705007015.xml
FORM 4
X0508
4
2023-12-29
0
0000928054
FLOTEK INDUSTRIES INC/CN/
FTK
0001805598
Ezell Ryan Gillis
5775 N. SAM HOUSTON PARKWAY W.
STE 400
HOUSTON
TX
77086
1
1
0
0
CEO
0
Common Shares
2023-12-29
5
A
0
E
2223
3.33
A
105873
D
Mr. Ezell is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2012 Employee Stock Purchase Plan ("ESPP") for the 3-month period commencing October 1, 2023. This transaction is exempt under both Rule 16b-3(d) and Rule 16b-3(c).
In accordance with the ESPP, these shares were purchased at a price equal to 85% of the closing price of the Issuer's common stock on 12/29/2023.
On September 9, 2021, the reporting person filed a Form 4 incorrectly reporting the number of shares beneficially owned following the transaction, which failed to include 6,764 shares from a previous transaction reported on a Form 4 filed on April 6, 2021. The number of shares beneficially owned has been adjusted to correct the error.
On November 27, 2023, the reporting person filed a Form 4 incorrectly reporting that the number of shares beneficially owned following the transaction as adjusted for the one for six reverse split of the common stock effective September 25, 2023 were 87,578 instead of 86,451. The number of shares beneficially owned following the transaction has been adjusted to correct the error.
/s/ J. Bond Clement as attorney-in-fact
2024-01-11