0000928054-24-000002.txt : 20240111 0000928054-24-000002.hdr.sgml : 20240111 20240111160344 ACCESSION NUMBER: 0000928054-24-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231229 FILED AS OF DATE: 20240111 DATE AS OF CHANGE: 20240111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ezell Ryan Gillis CENTRAL INDEX KEY: 0001805598 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13270 FILM NUMBER: 24529273 MAIL ADDRESS: STREET 1: 10603 N. SAM HOUSTON PARKWAY W. STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77064 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FLOTEK INDUSTRIES INC/CN/ CENTRAL INDEX KEY: 0000928054 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890] ORGANIZATION NAME: 08 Industrial Applications and Services IRS NUMBER: 900023731 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5775 N. SAM HOUSTON PARKWAY W. STREET 2: SUITE 400 CITY: HOUSTON STATE: TX ZIP: 77086 BUSINESS PHONE: 7138499911 MAIL ADDRESS: STREET 1: 5775 N. SAM HOUSTON PARKWAY W. STREET 2: SUITE 400 CITY: HOUSTON STATE: TX ZIP: 77086 4 1 wk-form4_1705007015.xml FORM 4 X0508 4 2023-12-29 0 0000928054 FLOTEK INDUSTRIES INC/CN/ FTK 0001805598 Ezell Ryan Gillis 5775 N. SAM HOUSTON PARKWAY W. STE 400 HOUSTON TX 77086 1 1 0 0 CEO 0 Common Shares 2023-12-29 5 A 0 E 2223 3.33 A 105873 D Mr. Ezell is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2012 Employee Stock Purchase Plan ("ESPP") for the 3-month period commencing October 1, 2023. This transaction is exempt under both Rule 16b-3(d) and Rule 16b-3(c). In accordance with the ESPP, these shares were purchased at a price equal to 85% of the closing price of the Issuer's common stock on 12/29/2023. On September 9, 2021, the reporting person filed a Form 4 incorrectly reporting the number of shares beneficially owned following the transaction, which failed to include 6,764 shares from a previous transaction reported on a Form 4 filed on April 6, 2021. The number of shares beneficially owned has been adjusted to correct the error. On November 27, 2023, the reporting person filed a Form 4 incorrectly reporting that the number of shares beneficially owned following the transaction as adjusted for the one for six reverse split of the common stock effective September 25, 2023 were 87,578 instead of 86,451. The number of shares beneficially owned following the transaction has been adjusted to correct the error. /s/ J. Bond Clement as attorney-in-fact 2024-01-11