0000928054-23-000225.txt : 20231215
0000928054-23-000225.hdr.sgml : 20231215
20231215093125
ACCESSION NUMBER: 0000928054-23-000225
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231214
FILED AS OF DATE: 20231215
DATE AS OF CHANGE: 20231215
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Nierenberg David
CENTRAL INDEX KEY: 0001040899
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13270
FILM NUMBER: 231489017
MAIL ADDRESS:
STREET 1: 19605 NE 8TH STREET
CITY: CAMAS
STATE: WA
ZIP: 98607
FORMER NAME:
FORMER CONFORMED NAME: NIERENBERG DAVID
DATE OF NAME CHANGE: 19970611
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FLOTEK INDUSTRIES INC/CN/
CENTRAL INDEX KEY: 0000928054
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890]
IRS NUMBER: 900023731
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5775 N. SAM HOUSTON PARKWAY W.
STREET 2: SUITE 400
CITY: HOUSTON
STATE: TX
ZIP: 77086
BUSINESS PHONE: 7138499911
MAIL ADDRESS:
STREET 1: 5775 N. SAM HOUSTON PARKWAY W.
STREET 2: SUITE 400
CITY: HOUSTON
STATE: TX
ZIP: 77086
4
1
wk-form4_1702650677.xml
FORM 4
X0508
4
2023-12-14
0
0000928054
FLOTEK INDUSTRIES INC/CN/
FTK
0001040899
Nierenberg David
5775 N. SAM HOUSTON PARKWAY W.
STE 400
HOUSTON
TX
77086
1
0
0
0
0
Common Shares
2023-12-14
4
P
0
6785
3.72
A
434580
I
By The D3 Family Fund, LP
Common Shares
2023-12-14
4
P
0
11948
3.72
A
765150
I
By The D3 Family Bulldog Fund, LP
Common Shares
2023-12-14
4
P
0
748
3.72
A
47907
I
By Haredale Ltd.
Common Shares
69929
D
/s/ J. Bond Clement as attorney-in-fact
2023-12-15