0000928054-23-000223.txt : 20231213
0000928054-23-000223.hdr.sgml : 20231213
20231213162907
ACCESSION NUMBER: 0000928054-23-000223
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231211
FILED AS OF DATE: 20231213
DATE AS OF CHANGE: 20231213
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Nierenberg David
CENTRAL INDEX KEY: 0001040899
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13270
FILM NUMBER: 231484337
MAIL ADDRESS:
STREET 1: 19605 NE 8TH STREET
CITY: CAMAS
STATE: WA
ZIP: 98607
FORMER NAME:
FORMER CONFORMED NAME: NIERENBERG DAVID
DATE OF NAME CHANGE: 19970611
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FLOTEK INDUSTRIES INC/CN/
CENTRAL INDEX KEY: 0000928054
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890]
IRS NUMBER: 900023731
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5775 N. SAM HOUSTON PARKWAY W.
STREET 2: SUITE 400
CITY: HOUSTON
STATE: TX
ZIP: 77086
BUSINESS PHONE: 7138499911
MAIL ADDRESS:
STREET 1: 5775 N. SAM HOUSTON PARKWAY W.
STREET 2: SUITE 400
CITY: HOUSTON
STATE: TX
ZIP: 77086
4
1
wk-form4_1702502938.xml
FORM 4
X0508
4
2023-12-11
0
0000928054
FLOTEK INDUSTRIES INC/CN/
FTK
0001040899
Nierenberg David
5775 N. SAM HOUSTON PARKWAY W.
STE 400
HOUSTON
TX
77086
1
0
0
0
0
Common Shares
2023-12-11
4
P
0
5254
3.19
A
411305
I
By The D3 Family Fund, LP
Common Shares
2023-12-11
4
P
0
3752
3.19
A
45029
I
By Haredale Ltd.
Common Shares
2023-12-12
4
P
0
4954
3.42
A
416259
I
By The D3 Family Fund, LP
Common Shares
2023-12-12
4
P
0
6923
3.42
A
732892
I
By The D3 Family Bulldog Fund, LP
Common Shares
2023-12-12
4
P
0
858
3.42
A
45887
I
By Haredale Ltd.
Common Shares
2023-12-13
4
P
0
11536
3.53
A
427795
I
By The D3 Family Fund, LP
Common Shares
2023-12-13
4
P
0
20310
3.53
A
753202
I
By The D3 Family Bulldog Fund, LP
Common Shares
2023-12-13
4
P
0
1272
3.53
A
47159
I
By Haredale Ltd.
Common Shares
69929
D
The number of shares beneficially owned following the transactions have been adjusted to reflect the one for six reverse split of the common stock effective September 25, 2023.
/s/ J. Bond Clement as attorney-in-fact
2023-12-13