0000928054-23-000214.txt : 20231206 0000928054-23-000214.hdr.sgml : 20231206 20231206204130 ACCESSION NUMBER: 0000928054-23-000214 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231205 FILED AS OF DATE: 20231206 DATE AS OF CHANGE: 20231206 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ezell Ryan Gillis CENTRAL INDEX KEY: 0001805598 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13270 FILM NUMBER: 231470906 MAIL ADDRESS: STREET 1: 10603 N. SAM HOUSTON PARKWAY W. STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77064 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FLOTEK INDUSTRIES INC/CN/ CENTRAL INDEX KEY: 0000928054 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890] IRS NUMBER: 900023731 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5775 N. SAM HOUSTON PARKWAY W. STREET 2: SUITE 400 CITY: HOUSTON STATE: TX ZIP: 77086 BUSINESS PHONE: 7138499911 MAIL ADDRESS: STREET 1: 5775 N. SAM HOUSTON PARKWAY W. STREET 2: SUITE 400 CITY: HOUSTON STATE: TX ZIP: 77086 4 1 wk-form4_1701913279.xml FORM 4 X0508 4 2023-12-05 0 0000928054 FLOTEK INDUSTRIES INC/CN/ FTK 0001805598 Ezell Ryan Gillis 5775 N. SAM HOUSTON PARKWAY W. SUITE 400 HOUSTON TX 77064 1 1 0 0 CEO 0 Common Shares 2023-12-05 4 A 0 13974 0 A 104777 D Stock Option 3.28 2023-12-05 4 A 0 62881 0 A 2033-12-05 Common Shares 62881 62881 D Restricted stock units that vest in three equal annual installments. The option will vest and become exercisable based upon the achievement of certain cumulative adjusted EBITDA thresholds for the fiscal years 2023 through 2026. /s/ J. Bond Clement as attorney-in-fact 2023-12-06