0000928054-23-000136.txt : 20230719 0000928054-23-000136.hdr.sgml : 20230719 20230719154852 ACCESSION NUMBER: 0000928054-23-000136 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230719 FILED AS OF DATE: 20230719 DATE AS OF CHANGE: 20230719 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Agadi Harshavardhan V CENTRAL INDEX KEY: 0001498132 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13270 FILM NUMBER: 231096641 MAIL ADDRESS: STREET 1: 5755 NORTH POINT PKWAY #266 CITY: ALPHARETTA STATE: GA ZIP: 30022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FLOTEK INDUSTRIES INC/CN/ CENTRAL INDEX KEY: 0000928054 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890] IRS NUMBER: 900023731 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 8846 N. SAM HOUSTON PARKWAY W. CITY: HOUSTON STATE: TX ZIP: 77064 BUSINESS PHONE: 7138499911 MAIL ADDRESS: STREET 1: 8846 N. SAM HOUSTON PARKWAY W. CITY: HOUSTON STATE: TX ZIP: 77064 4 1 wf-form4_168979612114967.xml FORM 4 X0508 4 2023-07-19 0 0000928054 FLOTEK INDUSTRIES INC/CN/ FTK 0001498132 Agadi Harshavardhan V 8846 N. SAM HOUSTON PARKWAY W. HOUSTON TX 77064 1 0 0 0 0 Common Shares 2023-07-19 4 A 0 150000 0 A 1413914 D Common Shares 90000 I IRA Account Common Shares 62500 I GHS Defined Benefit Plan Restricted stock units awarded to Mr. Agadi for his service as Interim CEO of the Company, that vest one year from date of grant. /s/ J. Bond Clement, attorney-in-fact 2023-07-19