0000928054-23-000105.txt : 20230609 0000928054-23-000105.hdr.sgml : 20230609 20230609163629 ACCESSION NUMBER: 0000928054-23-000105 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230607 FILED AS OF DATE: 20230609 DATE AS OF CHANGE: 20230609 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CLEMENT JAMES BOND CENTRAL INDEX KEY: 0001429215 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13270 FILM NUMBER: 231005916 MAIL ADDRESS: STREET 1: 400 E. KALISTE SALOOM ROAD, SUITE 6000 CITY: LAFAYETTE STATE: LA ZIP: 70508 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FLOTEK INDUSTRIES INC/CN/ CENTRAL INDEX KEY: 0000928054 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890] IRS NUMBER: 900023731 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 8846 N. SAM HOUSTON PARKWAY W. CITY: HOUSTON STATE: TX ZIP: 77064 BUSINESS PHONE: 7138499911 MAIL ADDRESS: STREET 1: 8846 N. SAM HOUSTON PARKWAY W. CITY: HOUSTON STATE: TX ZIP: 77064 4 1 wf-form4_168634297836942.xml FORM 4 X0407 4 2023-06-07 0 0000928054 FLOTEK INDUSTRIES INC/CN/ FTK 0001429215 CLEMENT JAMES BOND 8846 N. SAM HOUSTON PARKWAY W. HOUSTON TX 77064 0 1 0 0 Chief Financial Officer 0 Common Shares 2023-06-09 4 P 0 7000 0.75 A 354934 D Stock Option 0.62 2023-06-07 4 A 0 371901 0 A 2033-06-07 Common Shares 371901.0 371901 D The option will vest with respect to 100% of such shares on the first date on which the average closing price per share of the Company's common stock for the 30 consecutive trading days immediately preceding such date equals or exceeds $3.00 per share. (Exercise price is the closing price on the day prior to grant.) /s/ J. Bond Clement 2023-06-09