0000928054-23-000103.txt : 20230609 0000928054-23-000103.hdr.sgml : 20230609 20230609163414 ACCESSION NUMBER: 0000928054-23-000103 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221220 FILED AS OF DATE: 20230609 DATE AS OF CHANGE: 20230609 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CLEMENT JAMES BOND CENTRAL INDEX KEY: 0001429215 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-13270 FILM NUMBER: 231005874 MAIL ADDRESS: STREET 1: 400 E. KALISTE SALOOM ROAD, SUITE 6000 CITY: LAFAYETTE STATE: LA ZIP: 70508 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FLOTEK INDUSTRIES INC/CN/ CENTRAL INDEX KEY: 0000928054 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890] IRS NUMBER: 900023731 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 8846 N. SAM HOUSTON PARKWAY W. CITY: HOUSTON STATE: TX ZIP: 77064 BUSINESS PHONE: 7138499911 MAIL ADDRESS: STREET 1: 8846 N. SAM HOUSTON PARKWAY W. CITY: HOUSTON STATE: TX ZIP: 77064 4/A 1 wf-form4a_168634284116638.xml FORM 4/A X0407 4/A 2022-12-20 2022-12-22 0 0000928054 FLOTEK INDUSTRIES INC/CN/ FTK 0001429215 CLEMENT JAMES BOND 8846 N. SAM HOUSTON PARKWAY W. HOUSTON TX 77064 0 1 0 0 Chief Financial Officer 0 Common Shares 2022-12-20 4 A 0 247934 0 A 347934 D Vests ratably over five years. On December 22, 2022, the reporting person filed a Form 4 that incorrectly reported that an award of 247,934 shares of restricted stock vested over three years instead of over five years. In addition, the Form 4 incorrectly reported that the reporting person had been granted an option to purchase 185,951 shares of common stock and an option to purchase 185,950 shares of common stock when such grants did not in fact occur. /s/ J. Bond Clement 2023-06-09