0000928054-23-000013.txt : 20230124
0000928054-23-000013.hdr.sgml : 20230124
20230124164638
ACCESSION NUMBER: 0000928054-23-000013
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230120
FILED AS OF DATE: 20230124
DATE AS OF CHANGE: 20230124
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Nierenberg David
CENTRAL INDEX KEY: 0001040899
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13270
FILM NUMBER: 23548693
MAIL ADDRESS:
STREET 1: 19605 NE 8TH STREET
CITY: CAMAS
STATE: WA
ZIP: 98607
FORMER NAME:
FORMER CONFORMED NAME: NIERENBERG DAVID
DATE OF NAME CHANGE: 19970611
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FLOTEK INDUSTRIES INC/CN/
CENTRAL INDEX KEY: 0000928054
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890]
IRS NUMBER: 900023731
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 8846 N. SAM HOUSTON PARKWAY W.
CITY: HOUSTON
STATE: TX
ZIP: 77064
BUSINESS PHONE: 7138499911
MAIL ADDRESS:
STREET 1: 8846 N. SAM HOUSTON PARKWAY W.
CITY: HOUSTON
STATE: TX
ZIP: 77064
4
1
wf-form4_167459678262563.xml
FORM 4
X0306
4
2023-01-20
0
0000928054
FLOTEK INDUSTRIES INC/CN/
FTK
0001040899
Nierenberg David
8846 N. SAM HOUSTON PKWY W.
HOUSTON
TX
77064
1
0
0
0
Common Shares
2023-01-20
4
A
0
13179
0
A
178468
D
Common Shares
247660
I
By Haredale Ltd.
Common Shares
2647383
I
By The D3 Family Fund, LP
Common Shares
4894730
I
By The D3 Family Bulldog Fund, LP
Shares reflect the prorated portion of Mr. Nierenberg's compensation for his appointment as chairman. Shares vest one year from date of grant.
/s/ Nicholas J. Bigney, attorney-in-fact
2023-01-24