0000928054-22-000223.txt : 20221222 0000928054-22-000223.hdr.sgml : 20221222 20221222201428 ACCESSION NUMBER: 0000928054-22-000223 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221220 FILED AS OF DATE: 20221222 DATE AS OF CHANGE: 20221222 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CLEMENT JAMES BOND CENTRAL INDEX KEY: 0001429215 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13270 FILM NUMBER: 221483203 MAIL ADDRESS: STREET 1: 400 E. KALISTE SALOOM ROAD, SUITE 6000 CITY: LAFAYETTE STATE: LA ZIP: 70508 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FLOTEK INDUSTRIES INC/CN/ CENTRAL INDEX KEY: 0000928054 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890] IRS NUMBER: 900023731 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 8846 N. SAM HOUSTON PARKWAY W. CITY: HOUSTON STATE: TX ZIP: 77064 BUSINESS PHONE: 7138499911 MAIL ADDRESS: STREET 1: 8846 N. SAM HOUSTON PARKWAY W. CITY: HOUSTON STATE: TX ZIP: 77064 4 1 wf-form4_167175805351295.xml FORM 4 X0306 4 2022-12-20 0 0000928054 FLOTEK INDUSTRIES INC/CN/ FTK 0001429215 CLEMENT JAMES BOND 8846 N. SAM HOUSTON PARKWAY W. HOUSTON TX 77064 0 1 0 0 Chief Financial Officer Common Shares 2022-12-20 4 A 0 100000 0 A 100000 D Common Shares 2022-12-20 4 A 0 247934 0 A 347934 D Stock Option 1.08 2022-12-20 4 A 0 185951 0 A 2032-12-20 Common Shares 185951.0 185951 D Stock Option 1.08 2022-12-20 4 A 0 185950 0 A 2032-12-20 Common Shares 185950.0 371901 D Vests ratably over two years. Vests ratably over three years. Vests on share performance metrics determined by the board. Exercise price is the closing price on the day prior to grant. Vests on achievement of performance metrics determined by the board. Exercise price is the closing price on the day prior to grant. /s/ Nicholas J. Bigney, attorney-in-fact 2022-12-22