0000928054-21-000076.txt : 20210421
0000928054-21-000076.hdr.sgml : 20210421
20210421210419
ACCESSION NUMBER: 0000928054-21-000076
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210419
FILED AS OF DATE: 20210421
DATE AS OF CHANGE: 20210421
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Borton Michael E.
CENTRAL INDEX KEY: 0001817633
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13270
FILM NUMBER: 21842981
MAIL ADDRESS:
STREET 1: 1368 SW 12 STREET
CITY: BOCA RATON
STATE: FL
ZIP: 33486
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FLOTEK INDUSTRIES INC/CN/
CENTRAL INDEX KEY: 0000928054
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890]
IRS NUMBER: 900023731
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 8846 N. SAM HOUSTON PARKWAY W.
CITY: HOUSTON
STATE: TX
ZIP: 77064
BUSINESS PHONE: 7138499911
MAIL ADDRESS:
STREET 1: 8846 N. SAM HOUSTON PARKWAY W.
CITY: HOUSTON
STATE: TX
ZIP: 77064
4
1
wf-form4_161905344441687.xml
FORM 4
X0306
4
2021-04-19
0
0000928054
FLOTEK INDUSTRIES INC/CN/
FTK
0001817633
Borton Michael E.
8846 N. SAM HOUSTON PARKWAY W.
SUITE 150
HOUSTON
TX
77064
0
1
0
0
Chief Financial Officer
Common Shares
2021-04-19
4
A
0
188889
0
A
439730
D
Stock Option
1.44
2021-04-19
4
A
0
141667
0
A
2031-04-19
Common Shares
141667.0
141667
D
Stock Option
1.44
2021-04-19
4
A
0
141667
0
A
2031-04-19
Common Shares
141667.0
283334
D
Restricted shares that vest ratably over four years from date of grant.
Restricted options to purchase common stock. Options vest ratably at share prices of $3, $4, $5 and $7.
Restricted options to purchase common stock. Options vest based on percentage of revenue from new products developed over a three-year period. Vesting is ratable at revenue percentages of 15%, 20% and 25%, and is determined on 12/31/24.
/s/ Nicholas J. Bigney, attorney-in fact
2021-04-21