0000928054-19-000093.txt : 20191101 0000928054-19-000093.hdr.sgml : 20191101 20191101153310 ACCESSION NUMBER: 0000928054-19-000093 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191029 FILED AS OF DATE: 20191101 DATE AS OF CHANGE: 20191101 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHISHOLM JOHN CENTRAL INDEX KEY: 0001173236 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13270 FILM NUMBER: 191186690 MAIL ADDRESS: STREET 1: C/O FLOTEK INDUSTRIES, INC. STREET 2: 2930 W. SAM HOUSTON PARKWAY N., STE. 300 CITY: HOUSTON STATE: TX ZIP: 77043 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FLOTEK INDUSTRIES INC/CN/ CENTRAL INDEX KEY: 0000928054 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890] IRS NUMBER: 900023731 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10603 W. SAM HOUSTON PARKWAY N STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77064 BUSINESS PHONE: 7138499911 MAIL ADDRESS: STREET 1: 10603 W. SAM HOUSTON PARKWAY N STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77064 4 1 wf-form4_157263677588706.xml FORM 4 X0306 4 2019-10-29 0 0000928054 FLOTEK INDUSTRIES INC/CN/ FTK 0001173236 CHISHOLM JOHN 10603 W. SAM HOUSTON PARKWAY N. SUITE 300 HOUSTON TX 77064 1 1 0 0 Director, President and CEO Common Stock 2019-10-29 4 S 0 25000 2.04 D 1192478 D Common Stock 20470 I ProTechnics II Disposition on October 29, 2019 of 25,000 shares at $2.04 weighted average per share pursuant to a Rule 10b5-1 Trading Plan. These shares were sold in multiple transactions at prices ranging from $1.975 to $2.075, inclusive. The reporting person will provide upon request by the SEC staff, the issuer or any security holder of the issuer, full information regarding the number of shares sold at each separate price. /s/ John W. Chisholm 2019-11-01