0001193125-21-041306.txt : 20210212 0001193125-21-041306.hdr.sgml : 20210212 20210212153751 ACCESSION NUMBER: 0001193125-21-041306 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 3 FILED AS OF DATE: 20210212 DATE AS OF CHANGE: 20210212 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Alberton Acquisition Corp CENTRAL INDEX KEY: 0001748621 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION SPECIAL TRADE CONTRACTORS [1700] IRS NUMBER: 000000000 STATE OF INCORPORATION: D8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-90697 FILM NUMBER: 21626615 BUSINESS ADDRESS: STREET 1: ROOMS 1001-1002, 10/F, CAPITAL CENTER STREET 2: 151 GOUCESTER ROAD CITY: WANCHAI STATE: K3 ZIP: 00000 BUSINESS PHONE: 852-2117-1621 MAIL ADDRESS: STREET 1: ROOMS 1001-1002, 10/F, CAPITAL CENTER STREET 2: 151 GOUCESTER ROAD CITY: WANCHAI STATE: K3 ZIP: 00000 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BANK OF MONTREAL /CAN/ CENTRAL INDEX KEY: 0000927971 STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL BANKS, NEC [6029] IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 1 FIRST CANADIAN PLACE CITY: TORONTO STATE: A6 ZIP: M5X 1A1 BUSINESS PHONE: 4168677191 MAIL ADDRESS: STREET 1: 1 FIRST CANADIAN PLACE CITY: TORONTO STATE: A6 ZIP: M5X 1A1 SC 13G/A 1 d113685dsc13ga.htm SC 13G/A SC 13G/A

 

 

UNITED STATES

Securities and Exchange Commission

Washington, D.C. 20549

 

 

SCHEDULE 13G/A

Under the Securities Exchange Act of 1934

(Amendment No. 1)*

 

 

ALBERTON ACQUISITION CORP

(Name of Issuer)

ORD SHS

(Title of Class of Securities)

G35006108

(CUSIP Number)

Dec 31, 2020

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

Rule 13d-1(b)

Rule 13d-1(c)

Rule 13d-1(d)

 

*

The remainder of this cover page shall be filled out for a reporting person’s initial filing in this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934, as amended (the “Act”), or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act.

 

 

 


SCHEDULE 13G/A

CUSIP No. G35006108

 

ITEM 1(a).

Name of Issuer.

ALBERTON ACQUISITION CORP

 

ITEM 1(b).

Address of Issuer’s Principal Executive Offices.

Room 1001, Capital Center 151

Gloucester Road, 10/F Wanchai

Hong Kong (SAR)

 

ITEM 2(a).

Names of Persons Filing.

Bank Of Montreal

 

ITEM 2(b).

Address of Principal Business Office or, if none, Residence.

Bank of Montreal

1 First Canadian Place

Toronto, Ontario, Canada M5X 1A1

 

ITEM 2(c).

Citizenship or Place of Organization.

Bank Of Montreal is organized under the laws of Canada


ITEM 2(d).

Title of Class of Securities.

ORD SHS

 

ITEM 2(e).

CUSIP Number.

G35006108

 

ITEM 3.

If this statement is filed pursuant to Sections 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

 

  (a)       Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78o);
  (b)       Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c);
  (c)       Insurance company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c);
  (d)       Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
  (e)       An investment adviser in accordance with Section 240.13d-1(b)(1)(ii)(E);
  (f)       An employee benefit plan or endowment fund in accordance with Section 240.13d-1(b)(1)(ii)(F);
  (g)       A parent holding company or control person in accordance with Section 240.13d-1(b)(1)(ii)(G);
  (h)       A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
  (i)       A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
  (j)       A non-U.S. institution in accordance with Section 240.13d-1(b)(1)(ii)(J);
  (k)       Group, in accordance with Section 240.13d-1(b)(1)(ii)(K).


ITEM 4.

Ownership.

The information contained in Items 5 – 11 on the cover pages is incorporated herein by reference.

 

ITEM 5.

Ownership of Five Percent or Less of a Class.

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following  ☒

 

ITEM 6.

Ownership of More than Five Percent on Behalf of Another Person.

Not Applicable

 

ITEM 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person

Not Applicable


ITEM 8.

Identification and Classification of Members of the Group.

Not Applicable

 

ITEM 9.

Notice of Dissolution of Group.

Not Applicable

 

ITEM 10.

Certifications.

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Dated as of the 12th day of February, 2021.

 

BANK OF MONTREAL

/s/ Eric Moss

Eric Moss
Senior Vice President, Deputy General Counsel & Chief Compliance Officer
EX-1 2 d113685dex1.htm EX-1 EX-1

Exhibit 1

Joint Filing Agreement

In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, each of the undersigned entities, as applicable, pursuant to a duly executed power of attorney, hereby agrees to this and any future joint filing of Schedule 13G (including any and all amendments thereto) to be made on their behalf and further agrees to the filing of this Agreement as an Exhibit to such filing(s). In addition, each party to this Agreement consents to the filing of this and any future Schedule 13G (including any and all amendments to such filings) by Bank of Montreal.

This Agreement may be executed in any number of counterparts all of which taken together shall constitute one and the same instrument.

IN WITNESS WHEREOF, the undersigned hereby execute this Agreement this 12th day of February, 2021.

 

BANK OF MONTREAL

/S/ Eric Moss

Senior Vice President, Deputy General
Counsel & Chief Compliance Officer

 

BANK OF MONTREAL EUROPE PUBLIC LIMITED COMPANY

 

*

     

BMO AM MULTI-MANAGER LLP

 

*

BMO ASSET MANAGEMENT CORP.

 

*

     

BMO ASSET MANAGEMENT INC.

 

*

BMO ASSET MANAGEMENT LIMITED

 

*

     

BMO ASSET MANAGEMENT NETHERLANDS B.V.

 

*

BMO CAPITAL MARKETS CORP.

 

*

     

BMO CAPITAL MARKETS LIMITED

 

*


BMO DELAWARE TRUST COMPANY

 

*

     

BMO FAMILY OFFICE, LLC

 

*

BMO FINANCIAL CORP.

 

*

     

BMO FUND MANAGEMENT LIMITED

 

*

BMO GLOBAL ASSET MANAGEMENT (ASIA) LIMITED       BMO HARRIS BANK N.A.

*

      By:   

Darrel Hackett

        

Name: Darrel Hackett

Title: Head U.S. Wealth Management

BMO HARRIS FINANCIAL ADVISORS, INC.

 

*

     

BMO INVESTMENT BUSINESS LIMITED

 

*

BMO INVESTMENTS INC.

 

*

     

BMO INVESTORLINE, INC.

 

*

BMO LIFE ASSURANCE COMPANY

 

*

     

BMO NESBITT BURNS INC.

 

*

BMO NESBITT BURNS SECURITIES LIMITED

 

*

     

BMO PORTUGAL, GESTAO DE PATRIMONIOS, S.A.

 

*

BMO PRIVATE EQUITY (CANADA) INC.

 

*

     

BMO PRIVATE EQUITY (U.S.) INC.

 

*


BMO PRIVATE INVESTMENT COUNSEL

 

*

    

BMO TRUST COMPANY

 

*

CLEARPOOL EXECUTION SERVICES, LLC

 

*

    

LGM INVESTMENTS LIMITED

 

*

PYRFORD INTERNATIONAL LIMITED

 

*

    

STOKER OSTLER WEALTH ADVISORS, INC.

 

*

TAPLIN, CANIDA & HABACHT, LLC

 

*

    

THAMES RIVER CAPITAL LLP

 

*

 

*

Pursuant to Power of Attorney filed herewith.

EX-2 3 d113685dex2.htm EX-2 EX-2

Exhibit 2

POWER OF ATTORNEY

For executing Schedules 13G and 13D, 13G/D Joint Filing Agreement and Form 13F

Each of the undersigned entities represents that the individuals signing on behalf of the entity is duly authorized to do so, and hereby constitutes and appoints Eric Moss, Senior Vice-President, Deputy General Counsel and Chief Compliance Officer of Bank of Montreal, Lino Cambone, Vice-President, Deputy General Counsel, Wealth Management & Assistant Corporate Secretary of Bank of Montreal, and George Walz, Senior Vice-President, U.S. Chief Compliance” Officer, Bank of Montreal, his or her true and lawful attorneys-in-fact and agent with full power of substitution and resubstitution, for him or her and in his or her name, place, and stead, in any and all capacities, to:

 

  (1)

complete and execute for and on behalf of the undersigned filings on Schedules 13G and 13D in accordance with Section 13(d) of the Securities Exchange Act of 1934, as amended (the “Act”) and the rules and regulations promulgated thereunder, or any successor laws and regulations;

 

  (2)

complete and execute for and on behalf of the undersigned a joint filing agreement to provide for the joint filing on Schedules 13G or 13D in accordance with Section 13(d) of the Act and the rules and regulations promulgated thereunder, or any successor laws and regulations;

 

  (3)

complete and execute for and on behalf of the undersigned filings on Form 13F as required by Section 13(f) of the Act and the rules and regulations promulgated thereunder, or any successor laws and regulations;

 

  (4)

do and perform any and all acts for and on behalf of the undersigned that may be necessary or desirable to complete the execution of any such Schedules 13G and 13D, joint filing agreement and Forms 13F and the timely filing of such forms and agreements with the United States Securities and Exchange Commission and any other authority; and

 

  (5)

take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorneys-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorneys-in-fact on behalf of the undersigned pursuant to the Power of Attorney shall be in such form and shall contain such terms and conditions as such attorneys-in-fact may approve in his or her discretion.

Each of the undersigned entities grants to said attorneys-in-fact and agent full power and authority to do and perform each and every act necessary to be done in order to effectuate the same as fully, to all intents and purposes, as it might or could do in person, hereby ratifying and confirming all that said attorneys-in-fact and agent, or his substitute or substitutes, may lawfully do or cause to be done by virtue hereof. The undersigned entities acknowledge that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, is not assuming any of the undersigned’s responsibilities to comply with Section 13(d) of the Act and the rules and regulations promulgated thereunder.

This Power of Attorney shall remain in effect until the undersigned entity is no longer required to file Schedules 13G, 13D or Form 13F, unless earlier revoked by a duly authorized officer of the undersigned entity in writing and delivered to the foregoing attorneys-in-fact.

This Power of Attorney Signature Page may be executed in any number of counterparts, each of which shall be an original, but all of which together shall constitute one instrument. A facsimile or portable document format (.pdf) copy, or an electronic copy by way of reliable electronic signature technology, of the signature of a party to this Power of Attorney on any such counterpart shall be fully effective as in an original signature.

IN WITNESS WHEREOF, the undersigned duly authorized individuals have caused this Power of Attorney to be executed on this 12th day of February, 2021, on behalf of the respective entities.

[Signatures on following pages.]


BANK OF MONTREAL EUROPE PUBLIC LIMITED COMPANY     BMO AM MULTI-MANAGER LLP
By:  

/s/ Jane Anne Negi

    By:  

/s/ Hugh Moir

  Name: Jane Anne Negi       Name: Hugh Moir
  Title: Director       Title: Member
By:  

/s/ Noel Reynolds

    By:  

/s/ David Logan

  Name: Noel Reynolds       Name: David Logan
  Title: Director       Title: Member
BMO ASSET MANAGEMENT CORP.     BMO ASSET MANAGEMENT INC.
By:  

/s/ Steve Arquilla

    By:  

/s/ Ross Kappele

  Name: Steve Arquilla       Name: Ross Kappele
  Title: Head of US Governance       Title: Head
By:  

/s/ Pete Andrews

    By:  

/s/ Kevin Gopaul

  Name: Pete Andrews       Name: Kevin Gopaul
  Title: Head of Operations       Title: Head of Exchange Trade Funds
BMO ASSET MANAGEMENT LIMITED     BMO ASSET MANAGEMENT NETHERLANDS B.V.
By:  

/s/ Hugh Moir

    By:  

/s/ David Logan

  Name: Hugh Moir       Name: David Logan
  Title: Director       Title: Director
By:  

/s/ David Logan

     
  Name: David Logan      
  Title: Director      
BMO CAPITAL MARKETS CORP.     BMO CAPITAL MARKETS LIMITED
By:  

/s/ Brad Rothbaum

    By:  

/s/ William Smith

  Name: Brad Rothbaum       Name: William Smith
  Title: Chief Operating Officer       Title: Director
      By:  

/s/ Paula Young

        Name: Paula Young
        Title: Company Secretary
BMO DELAWARE TRUST COMPANY     BMO FAMILY OFFICE, LLC
By:  

/s/ Michael Stritch

    By:  

/s/ Robert Gray

  Name: Michael Stritch       Name: Robert Gray
  Title: National Head of Investments       Title: Chief Operating Officer


BMO FINANCIAL CORP.     BMO FUND MANAGEMENT LIMITED
By:  

/s/ Darrel Hackett

    By:  

/s/ David Logan

  Name: Darrel Hackett       Name: David Logan
  Title: Head U.S. Wealth Management       Title: Director
By:  

/s/ Michelle Magnaye

    By:  

/s/ Theo Clarke

  Name: Michelle Magnaye       Name: Theo Clarke
  Title: Assistant Secretary       Title: Company Secretary
BMO GLOBAL ASSET MANAGEMENT (ASIA) LIMITED     BMO HARRIS BANK NATIONAL ASSOCIATION
By:  

/s/ Clarence Choo-Wei Chan

    By:  

/s/ Darrel Hackett

  Name: Clarence Choo-Wei Chan       Name: Darrel Hackett
  Title: Head of ETF Asia       Title: Head U.S. Wealth Management
By:  

/s/ Ee Chin Chow

    By:  

/s/ Michael Stritch

  Name: Ee Chin Chow       Name: Michael Stritch
  Title: Senior Counsel       Title: Chief Investment Officer
BMO HARRIS FINANCIAL ADVISORS, INC.       BMO INVESTMENT BUSINESS LIMITED
By:  

/s/ Wallace Harris Jr.

    By:  

/s/ David Logan

  Name: Wallace Harris, Jr.       Name: David Logan
  Title: President       Title: Director
      By:  

/s/ Theo Clarke

        Name: Theo Clarke
        Title: Company Secretary
BMO INVESTMENTS INC.     BMO INVESTORLINE INC.
By:  

/s/ Ross Kappele

    By:  

/s/ Andrew Auerbach

  Name: Ross Kapele       Name: Andrew Auerbach
  Title: Head       Title: Director
By:  

/s/ Kevin Gopaul

    By:  

/s/ Juron Grant-Kinnear

  Name: Kevin Gopaul       Name: Juron Grant-Kinnear
  Title: Head of Exchange Traded Funds       Title: Corporate Secretary
BMO LIFE ASSURANCE COMPANY     BMO NESBITT BURNS INC.
By:  

/s/ Peter McCarthy

    By:  

/s/ Andrew Auerbach

  Name: Peter McCarthy       Name: Andrew Auerbach
  Title: Director       Title: Director


By:  

/s/ Thomas Burian

    By:  

/s/ Juron Grant-Kinnear

  Name: Thomas Burian       Name: Juron Grant-Kinnear
  Title: Director       Title: Corporate Secretary
BMO NESBITT BURNS SECURITIES LTD.     BMO PORTUGAL, GESTAO DE PATRIMONIOS, S.A.
By:  

/s/ Dave Persaud

    By:  

/s/ Joao Santos

  Name: Dave Persaud       Name: Joao Santos
  Title: President       Title: Director
By:  

/s/ Rita Simas

    By:  

/s/ David Logan

  Name: Rita Simas       Name: David Logan
  Title: Corporate Secretary       Title: Director
BMO PRIVATE EQUITY (CANADA) INC.     BMO PRIVATE EQUITY (U.S.), INC.
By:  

/s/ Serkan Eskinazi

    By:  

/s/ Scott Rubenstein

  Name: Serkan Eskinazi       Name: Scott Rubenstein
  Title: President       Title: Managing Director
By:  

/s/ Rita Simas

     
  Name: Rita Simas      
  Title: Corporate Secretary      
BMO PRIVATE INVESTMENT COUNSEL INC.     BMO TRUST COMPANY
By:  

/s/ Andrew Auerbach

    By:  

/s/ Elizabeth Dorsch

  Name: Andrew Auerbach       Name: Elizabeth Dorsch
  Title: Director       Title: Director
By:  

/s/ Juron Grant-Kinnear

    By:  

/s/ Bruce Ferman

  Name: Juron Grant-Kinnear       Name: Bruce Ferman
  Title: Corporate Secretary       Title: Director
CLEARPOOL EXECUTION SERVICES, LLC     LGM INVESTMENTS LIMITED
By:  

/s/ Brad Rothbaum

    By:  

/s/ Fredrik Axsater

  Name: Brad Rothbaum       Name: Fredrik Axsater
  Title: Chief Operating Officer       Title: Director
      By:  

/s/ David Logan

        Name: David Logan
        Title: Director


PYRFORD INTERNATIONAL LIMITED     STOKER OSTLER WEALTH ADVISORS, INC.
By:   

/s/ Drew Newman

    By:   

/s/ Michelle L. Decker

   Name: Drew Newman        Name: Michelle L. Decker
   Title: Director        Title: Managing Director
By:   

/s/ Tony Cousins

      
   Name: Tony Cousins       
   Title: Director       
TAPLIN, CANIDA & HABACHT, LLC     THAMES RIVER CAPITAL LLP
By:   

/s/ Adam Phillips

    By:   

/s/ Joanne Elliott

   Name: Adam Phillips        Name: Joanne Elliott
   Title: President        Title: Member
       By:   

/s/ Hugh Moir

          Name: Hugh Moir
          Title: Member