0001193125-19-039256.txt : 20190214 0001193125-19-039256.hdr.sgml : 20190214 20190214073403 ACCESSION NUMBER: 0001193125-19-039256 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20190214 DATE AS OF CHANGE: 20190214 GROUP MEMBERS: BMO ASSET MANAGEMENT INC. GROUP MEMBERS: BMO CAPITAL MARKETS, CORP. GROUP MEMBERS: BMO GLOBAL ASSET MANAGEMENT (ASIA) LTD GROUP MEMBERS: BMO HARRIS BANK N.A. GROUP MEMBERS: BMO NESBITT BURNS INC. GROUP MEMBERS: BMO PRIVATE INVESTMENT COUNSEL INC. GROUP MEMBERS: STOKER OSTLER WEALTH ADVISORS, INC. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Brookfield Infrastructure Partners L.P. CENTRAL INDEX KEY: 0001406234 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 000000000 STATE OF INCORPORATION: D0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-83688 FILM NUMBER: 19600731 BUSINESS ADDRESS: STREET 1: 73 FRONT STREET CITY: HAMILTON STATE: D0 ZIP: HM12 BUSINESS PHONE: 441 296-4480 MAIL ADDRESS: STREET 1: 73 FRONT STREET CITY: HAMILTON STATE: D0 ZIP: HM12 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BANK OF MONTREAL /CAN/ CENTRAL INDEX KEY: 0000927971 STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL BANKS, NEC [6029] IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 1 FIRST CANADIAN PLACE CITY: TORONTO STATE: A6 ZIP: M5X 1A1 BUSINESS PHONE: 4168677191 MAIL ADDRESS: STREET 1: 1 FIRST CANADIAN PLACE CITY: TORONTO STATE: A6 ZIP: M5X 1A1 SC 13G/A 1 d685369dsc13ga.htm SC 13G/A SC 13G/A

 

 

UNITED STATES

Securities and Exchange Commission

Washington, D.C. 20549

 

 

SCHEDULE 13G/A

Under the Securities Exchange Act of 1934

(Amendment No.    1)*

 

 

BROOKFIELD INFRAST PARTNERS L.P.

(Name of Issuer)

LP INT UNIT

(Title of Class of Securities)

G16252101

(CUSIP Number)

Dec 31, 2018

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

☒  Rule 13d-1(b)

☐  Rule 13d-1(c)

☐  Rule 13d-1(d)

 

*

The remainder of this cover page shall be filled out for a reporting person’s initial filing in this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934, as amended (the “Act”), or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act.

 

 

 

   SCHEDULE 13G   
CUSIP No. G16252101      

 

  1)       

  Name of Reporting Person

 

  Bank Of Montreal

  2)      

  Check the Appropriate Box if a Member of a Group

  (a)  ☐        (b)  ☐

 

  3)      

  SEC Use Only

 

  4)      

  Citizenship or Place of Organization

 

  Canada

Number of

Shares

  Beneficially  

Owned by

Each

Reporting

Person

With:

     5)     

  Sole Voting Power:

 

  16,951,223(1)

  6)     

  Shared Voting Power:

 

  7)     

  Sole Dispositive Power:

 

  16,951,223(1)

  8)     

  Shared Dispositive Power:

 

  9)      

  Aggregate Amount Beneficially Owned by Each Reporting Person

 

  16,951,223(1)

10)      

  Check if the Aggregate Amount in Row (9) Excludes Certain Shares

 

  ☐

11)      

  Percent of Class Represented by Amount in Row (9)

 

  6.1243%

12)      

  Type of Reporting Person

 

  HC

 

(1)

Shares are held indirectly by the Reporting Person’s subsidiaries, BMO Capital Markets, Corp., BMO Nesbitt Burns, Inc., BMO Private Investment Counsel Inc., BMO Harris Bank N.A., BMO Asset Management Inc., Stoker Ostler Wealth Advisors, Inc., and BMO Global Asset Management (Asia) Inc.

   SCHEDULE 13G   
CUSIP No. G16252101      

 

  1)       

  Name of Reporting Person

 

  BMO Capital Markets Corp.

  2)      

  Check the Appropriate Box if a Member of a Group

  (a)  ☐        (b)  ☐

 

  3)      

  SEC Use Only

 

  4)      

  Citizenship or Place of Organization

 

  United States

Number of

Shares

  Beneficially  

Owned by

Each

Reporting

Person

With:

     5)     

  Sole Voting Power:

 

  13,551

  6)     

  Shared Voting Power:

 

  7)     

  Sole Dispositive Power:

 

  13,551

  8)     

  Shared Dispositive Power:

 

  9)      

  Aggregate Amount Beneficially Owned by Each Reporting Person

 

  13,551

10)      

  Check if the Aggregate Amount in Row (9) Excludes Certain Shares

 

  ☐

11)      

  Percent of Class Represented by Amount in Row (9)

 

  0.0048%

12)      

  Type of Reporting Person

 

  FI

   SCHEDULE 13G   
CUSIP No. G16252101      

 

  1)       

  Name of Reporting Person

 

  BMO NESBITT BURNS INC.

  2)      

  Check the Appropriate Box if a Member of a Group

  (a)  ☐        (b)  ☐

 

  3)      

  SEC Use Only

 

  4)      

  Citizenship or Place of Organization

 

  Canada

Number of

Shares

  Beneficially  

Owned by

Each

Reporting

Person

With:

     5)     

  Sole Voting Power:

 

  6,854,666

  6)     

  Shared Voting Power:

 

  7)     

  Sole Dispositive Power:

 

  6,854,666

  8)     

  Shared Dispositive Power:

 

  9)      

  Aggregate Amount Beneficially Owned by Each Reporting Person

 

  6,854,666

10)      

  Check if the Aggregate Amount in Row (9) Excludes Certain Shares

 

  ☐

11)      

  Percent of Class Represented by Amount in Row (9)

 

  2.4765%

12)      

  Type of Reporting Person

 

  FI

   SCHEDULE 13G   
CUSIP No. G16252101      

 

  1)       

  Name of Reporting Person

 

  BMO PRIVATE INVESTMENT COUNSEL INC.

  2)      

  Check the Appropriate Box if a Member of a Group

  (a)  ☐        (b)  ☐

 

  3)      

  SEC Use Only

 

  4)      

  Citizenship or Place of Organization

 

  Canada

Number of

Shares

  Beneficially  

Owned by

Each

Reporting

Person

With:

     5)     

  Sole Voting Power:

 

  2,159,909

  6)     

  Shared Voting Power:

 

  7)     

  Sole Dispositive Power:

 

  2,159,909

  8)     

  Shared Dispositive Power:

 

  9)      

  Aggregate Amount Beneficially Owned by Each Reporting Person

 

  2,159,909

10)      

  Check if the Aggregate Amount in Row (9) Excludes Certain Shares

 

  ☐

11)      

  Percent of Class Represented by Amount in Row (9)

 

  0.7803%

12)      

  Type of Reporting Person

 

  IA

   SCHEDULE 13G   
CUSIP No. G16252101      

 

  1)       

  Name of Reporting Person

 

  BMO HARRIS BANK N.A.

  2)      

  Check the Appropriate Box if a Member of a Group

  (a)  ☐        (b)  ☐

 

  3)      

  SEC Use Only

 

  4)      

  Citizenship or Place of Organization

 

  United States

Number of

Shares

  Beneficially  

Owned by

Each

Reporting

Person

With:

     5)     

  Sole Voting Power:

 

  579

  6)     

  Shared Voting Power:

 

  7)     

  Sole Dispositive Power:

 

  579

  8)     

  Shared Dispositive Power:

 

  9)      

  Aggregate Amount Beneficially Owned by Each Reporting Person

 

  579

10)      

  Check if the Aggregate Amount in Row (9) Excludes Certain Shares

 

  ☐

11)      

  Percent of Class Represented by Amount in Row (9)

 

  0.0002%

12)      

  Type of Reporting Person

 

  BK

   SCHEDULE 13G   
CUSIP No. G16252101      

 

  1)       

  Name of Reporting Person

 

  BMO ASSET MANAGEMENT INC.

  2)      

  Check the Appropriate Box if a Member of a Group

  (a)  ☐        (b)  ☐

 

  3)      

  SEC Use Only

 

  4)      

  Citizenship or Place of Organization

 

  Canada

Number of

Shares

  Beneficially  

Owned by

Each

Reporting

Person

With:

     5)     

  Sole Voting Power:

 

  7,920,748

  6)     

  Shared Voting Power:

 

  7)     

  Sole Dispositive Power:

 

  7,920,748

  8)     

  Shared Dispositive Power:

 

  9)      

  Aggregate Amount Beneficially Owned by Each Reporting Person

 

  7,920,748

10)      

  Check if the Aggregate Amount in Row (9) Excludes Certain Shares

 

  ☐

11)      

  Percent of Class Represented by Amount in Row (9)

 

  2.8616%

12)      

  Type of Reporting Person

 

  IA

   SCHEDULE 13G   
CUSIP No. G16252101      

 

  1)       

  Name of Reporting Person

 

  STOKER OSTLER WEALTH ADVISORS, INC.

  2)      

  Check the Appropriate Box if a Member of a Group

  (a)  ☐        (b)  ☐

 

  3)      

  SEC Use Only

 

  4)      

  Citizenship or Place of Organization

 

  United States

Number of

Shares

  Beneficially  

Owned by

Each

Reporting

Person

With:

     5)     

  Sole Voting Power:

 

  541

  6)     

  Shared Voting Power:

 

  7)     

  Sole Dispositive Power:

 

  541

  8)     

  Shared Dispositive Power:

 

  9)      

  Aggregate Amount Beneficially Owned by Each Reporting Person

 

  541

10)      

  Check if the Aggregate Amount in Row (9) Excludes Certain Shares

 

  ☐

11)      

  Percent of Class Represented by Amount in Row (9)

 

  0.0001%

12)      

  Type of Reporting Person

 

  IA

   SCHEDULE 13G   
CUSIP No. G16252101      

 

  1)       

  Name of Reporting Person

 

  BMO Global Asset Management (Asia) Limited

  2)      

  Check the Appropriate Box if a Member of a Group

  (a)  ☐        (b)  ☐

 

  3)      

  SEC Use Only

 

  4)      

  Citizenship or Place of Organization

 

  Hong Kong

Number of

Shares

  Beneficially  

Owned by

Each

Reporting

Person

With:

     5)     

  Sole Voting Power:

 

  1,229

  6)     

  Shared Voting Power:

 

  7)     

  Sole Dispositive Power:

 

  1,229

  8)     

  Shared Dispositive Power:

 

  9)      

  Aggregate Amount Beneficially Owned by Each Reporting Person

 

  1,229

10)      

  Check if the Aggregate Amount in Row (9) Excludes Certain Shares

 

  ☐

11)      

  Percent of Class Represented by Amount in Row (9)

 

  0.0004%

12)      

  Type of Reporting Person

 

  IA

   SCHEDULE 13G   
CUSIP No. G16252101      

 

ITEM 1(a).

Name of Issuer.

BROOKFIELD INFRASTRUCTURE PARTNERS L.P.

 

ITEM 1(b).

Address of Issuer’s Principal Executive Offices.

Brookfield Infrastructure Partners LP

73 Front Street

Hamilton D0 HM12

Bermuda

 

ITEM 2(a).

Names of Persons Filing.

BANK OF MONTREAL

BMO CAPITAL MARKETS, CORP.

BMO NESBITT BURNS INC.

BMO PRIVATE INVESTMENT COUNSEL INC.

BMO HARRIS BANK N.A.

BMO ASSET MANAGEMENT INC.

STOKER OSTLER WEALTH ADVISORS, INC.

BMO GLOBAL ASSET MANAGEMENT (ASIA) LIMITED

 

ITEM 2(b).

Address of Principal Business Office or, if none, Residence.

Bank of Montreal

1 First Canadian Place

Toronto, Ontario, Canada M5X 1A1

BMO Capital Markets Corp.

3 Times Square

New York, NY 10036                

BMO Nesbitt Burns, Inc.

IBG Finance Dept.

FCP – 7th Floor

Toronto, ON, Canada M5X 1H3

BMO Private Investment Counsel Inc.

1 First Canadian Place

P.O. Box 150

9th Floor

Toronto, ON, Canada M5X 1H3

BMO Harris Bank N.A.

111 W Monroe Street

Floor 6E

Chicago, IL 60603

BMO Asset Management, Inc.

Royal Trust Tower

77 King Street West

Suite 4200

Toronto, ON, Canada M5K 1J5                

Stoker Ostler Wealth Advisors, Inc.

4900 N. Scottsdale RD

Suite #2600

Scottsdale, AZ 85251                

BMO Global Asset Management (Asia) Limited

3808 One Exchange Square Central

Hong Kong, Hong Kong

 

ITEM 2(c).

Citizenship or Place of Organization.

Bank Of Montreal is organized under the laws of Canada

BMO Capital Markets Corp. is organized under the laws of United States

BMO Nesbitt Burns Inc. is organized under the laws of Canada

BMO Private Investment Counsel Inc. is organized under the laws of Canada

BMO Harris Bank N.A. is organized under the laws of United States

BMO Asset Management Inc. is organized under the laws of Canada

Stoker Ostler Wealth Advisors Inc. is organized under the laws of United States

BMO Global Asset Management (Asia) Limited is organized under the laws of Hong Kong

 

ITEM 2(d).

Title of Class of Securities.

LP INT UNIT

 

ITEM 2(e).

CUSIP Number.

G16252101

 

ITEM 3.

If this statement is filed pursuant to Sections 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

 

  (a)    ☒    Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78o);
  (b)    ☒    Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c);
                     (c)    ☐    Insurance company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c);
  (d)    ☐    Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
  (e)    ☒    An investment adviser in accordance with Section 240.13d-1(b)(1)(ii)(E);
  (f)    ☐    An employee benefit plan or endowment fund in accordance with Section 240.13d-1(b)(1)(ii)(F);
  (g)    ☒    A parent holding company or control person in accordance with Section 240.13d-1(b)(1)(ii)(G);
  (h)    ☐    A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
  (i)    ☐    A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
  (j)    ☐   

A non-U.S. institution in accordance with Section 240.13d-1(b)(1)(ii)(J);

  (k)    ☐   

Group, in accordance with Section 240.13d-1(b)(1)(ii)(K).

ITEM 4.

Ownership.

The information contained in Items 5 – 11 on the cover pages is incorporated herein by reference.

 

ITEM 5.

Ownership of Five Percent or Less of a Class.

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following   ☐.

 

ITEM 6.

Ownership of More than Five Percent on Behalf of Another Person.

Bank of Montreal is reporting on this Schedule 13G securities held through its subsidiaries, BMO Capital Markets Corp., BMO Nesbitt Burns Inc., BMO Private Investment Counsel Inc., BMO Harris Bank N.A., BMO Asset Management Inc., Stoker Oslter Wealth Advisors, Inc., and BMO Global Asset Management (Asia) Limited as fiduciaries for certain employee benefit plans, trust and/or customer accounts. As a result, participants in the plans, trust beneficiaries and customers are entitled to receive, or have the power to direct the receipt of, dividends and proceeds from the sale of such securities. No such person is known to have such an interest relating to more than five percent of the class of subject securities.

ITEM 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person

Bank of Montreal is the ultimate parent company of BMO Capital Markets Corp., a broker-dealer registered under Section 15 of the Securities Exchange Act of 1934 and an investment adviser registered under Section 203 of the Investment Advisers Act of 1940 and a U.S. institution, BMO Nesbitt Burns Inc., a non-U.S. institution, BMO Private Investment Counsel Inc., an investment adviser registered under Section 203 of the Investment Advisers Act of 1940 and a non-U.S. institution, BMO Harris Bank N.A., a bank as defined in section 3(a)6 of the Act and a U.S. institution, BMO Asset Management Inc., an investment adviser registered under Section 203 of the Investment Advisers Act of 1940 and a non-U.S. institution, Stoker Oslter Wealth Advisors, Inc., an investment adviser registered under Section 203 of the Investment Advisers Act of 1940 and a U.S. institution, and BMO Global Asset Management (Asia) Limited, an investment adviser registered under Section 203 of the Investment Advisers Act of 1940 and a non-U.S. institution.

 

ITEM 8.

Identification and Classification of Members of the Group.

Not Applicable

 

ITEM 9.

Notice of Dissolution of Group.

Not Applicable

ITEM 10.

Certifications.

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Dated as of the 14th day of February, 2019.

 

BANK OF MONTREAL

/s/ Barbara Muir

Barbara Muir

SVP, Deputy General Counsel

Corporate Affairs & Corporate

Secretary