0001104659-22-119557.txt : 20221116 0001104659-22-119557.hdr.sgml : 20221116 20221116163221 ACCESSION NUMBER: 0001104659-22-119557 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221114 FILED AS OF DATE: 20221116 DATE AS OF CHANGE: 20221116 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DASEKE DON R CENTRAL INDEX KEY: 0000927879 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37509 FILM NUMBER: 221395594 MAIL ADDRESS: STREET 1: 15455 DALLAS PKWY STREET 2: STE. 440 CITY: ADDISON STATE: TX ZIP: 75001 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Walden Group, Inc. CENTRAL INDEX KEY: 0001698778 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37509 FILM NUMBER: 221395593 BUSINESS ADDRESS: STREET 1: 15455 DALLAS PKWY STREET 2: STE. 440 CITY: ADDISON STATE: TX ZIP: 75001 BUSINESS PHONE: (972) 248-0412 MAIL ADDRESS: STREET 1: 15455 DALLAS PKWY STREET 2: STE. 440 CITY: ADDISON STATE: TX ZIP: 75001 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Daseke, Inc. CENTRAL INDEX KEY: 0001642453 STANDARD INDUSTRIAL CLASSIFICATION: TRANSPORTATION SERVICES [4700] IRS NUMBER: 473913221 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 15455 DALLAS PKWY STREET 2: SUITE 550 CITY: ADDISON STATE: TX ZIP: 75001 BUSINESS PHONE: 972-248-0412 MAIL ADDRESS: STREET 1: 15455 DALLAS PKWY STREET 2: SUITE 550 CITY: ADDISON STATE: TX ZIP: 75001 FORMER COMPANY: FORMER CONFORMED NAME: Hennessy Capital Acquisition Corp II DATE OF NAME CHANGE: 20150514 4 1 tm2230065-2_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2022-11-14 1 0001642453 Daseke, Inc. DSKE 0000927879 DASEKE DON R 15455 DALLAS PARKWAY STE 550 ADDISON TX 75001 0 0 0 1 Fmr. Director & Fmr. 10% Owner 0001698778 Walden Group, Inc. 15455 DALLAS PARKWAY STE 550 ADDISON TX 75001 0 0 0 1 Fmr. 10% Owner Common Stock 2022-11-14 4 D 0 1561112 6.00 D 0 D Common Stock 2022-11-14 4 D 0 34299 6.00 D 0 I By Spouse Common Stock 2022-11-14 4 D 0 16337314 6.00 D 0 I By The Walden Group, Inc. Common Stock 76000 I By Walden Management Co. Pension Series B-1 Perpetual Redeemable Preferred Stock 2022-11-14 4 A 0 20000 A 20000 I By The Walden Group, Inc. Series B-2 Perpetual Redeemable Preferred Stock 2022-11-14 4 A 0 47597 A 47597 I By The Walden Group, Inc. On November 14, 2022, Mr. Daseke sold 1,561,112 shares of common stock, par value $0.0001 per share ("common stock"), of Daseke, Inc. (the "Issuer"), Mrs. Daseke sold 34,299 shares of common stock and The Walden Group, Inc. sold 5,071,256 shares of common stock, in each case to the Issuer for $6.00 in cash per share. Also on November 14, 2022, The Walden Group, Inc. sold to the Issuer 11,266,058 shares of common stock in exchange for (i) 20,000 shares of Series B-1 Perpetual Redeemable Preferred Stock, par value $0.0001 per share, of the Issuer, with an aggregate initial liquidation preference of $20,000,000, and (ii) 47,597 shares of Series B-2 Perpetual Redeemable Preferred Stock, par value $0.0001 per share, of the Issuer, with an aggregate initial liquidation preference of $47,597,000. Prior to sale, was held of record by Mr. Daseke's spouse. Mr. Daseke disclaims beneficial ownership except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Prior to sale, was held of record by The Walden Group, Inc. Mr. Daseke is the President and majority stockholder of The Walden Group, Inc. Mr. Daseke disclaims beneficial ownership except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Held of record by Walden Management Co. Pension. Mr. Daseke is the sole trustee of Walden Management Co. Pension. Mr. Daseke disclaims beneficial ownership except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. /s/ Soumit Roy, attorney-in-fact 2022-11-16