0001104659-22-119557.txt : 20221116
0001104659-22-119557.hdr.sgml : 20221116
20221116163221
ACCESSION NUMBER: 0001104659-22-119557
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221114
FILED AS OF DATE: 20221116
DATE AS OF CHANGE: 20221116
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DASEKE DON R
CENTRAL INDEX KEY: 0000927879
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37509
FILM NUMBER: 221395594
MAIL ADDRESS:
STREET 1: 15455 DALLAS PKWY
STREET 2: STE. 440
CITY: ADDISON
STATE: TX
ZIP: 75001
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Walden Group, Inc.
CENTRAL INDEX KEY: 0001698778
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37509
FILM NUMBER: 221395593
BUSINESS ADDRESS:
STREET 1: 15455 DALLAS PKWY
STREET 2: STE. 440
CITY: ADDISON
STATE: TX
ZIP: 75001
BUSINESS PHONE: (972) 248-0412
MAIL ADDRESS:
STREET 1: 15455 DALLAS PKWY
STREET 2: STE. 440
CITY: ADDISON
STATE: TX
ZIP: 75001
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Daseke, Inc.
CENTRAL INDEX KEY: 0001642453
STANDARD INDUSTRIAL CLASSIFICATION: TRANSPORTATION SERVICES [4700]
IRS NUMBER: 473913221
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 15455 DALLAS PKWY
STREET 2: SUITE 550
CITY: ADDISON
STATE: TX
ZIP: 75001
BUSINESS PHONE: 972-248-0412
MAIL ADDRESS:
STREET 1: 15455 DALLAS PKWY
STREET 2: SUITE 550
CITY: ADDISON
STATE: TX
ZIP: 75001
FORMER COMPANY:
FORMER CONFORMED NAME: Hennessy Capital Acquisition Corp II
DATE OF NAME CHANGE: 20150514
4
1
tm2230065-2_4seq1.xml
OWNERSHIP DOCUMENT
X0306
4
2022-11-14
1
0001642453
Daseke, Inc.
DSKE
0000927879
DASEKE DON R
15455 DALLAS PARKWAY STE 550
ADDISON
TX
75001
0
0
0
1
Fmr. Director & Fmr. 10% Owner
0001698778
Walden Group, Inc.
15455 DALLAS PARKWAY STE 550
ADDISON
TX
75001
0
0
0
1
Fmr. 10% Owner
Common Stock
2022-11-14
4
D
0
1561112
6.00
D
0
D
Common Stock
2022-11-14
4
D
0
34299
6.00
D
0
I
By Spouse
Common Stock
2022-11-14
4
D
0
16337314
6.00
D
0
I
By The Walden Group, Inc.
Common Stock
76000
I
By Walden Management Co. Pension
Series B-1 Perpetual Redeemable Preferred Stock
2022-11-14
4
A
0
20000
A
20000
I
By The Walden Group, Inc.
Series B-2 Perpetual Redeemable Preferred Stock
2022-11-14
4
A
0
47597
A
47597
I
By The Walden Group, Inc.
On November 14, 2022, Mr. Daseke sold 1,561,112 shares of common stock, par value $0.0001 per share ("common stock"), of Daseke, Inc. (the "Issuer"), Mrs. Daseke sold 34,299 shares of common stock and The Walden Group, Inc. sold 5,071,256 shares of common stock, in each case to the Issuer for $6.00 in cash per share. Also on November 14, 2022, The Walden Group, Inc. sold to the Issuer 11,266,058 shares of common stock in exchange for (i) 20,000 shares of Series B-1 Perpetual Redeemable Preferred Stock, par value $0.0001 per share, of the Issuer, with an aggregate initial liquidation preference of $20,000,000, and (ii) 47,597 shares of Series B-2 Perpetual Redeemable Preferred Stock, par value $0.0001 per share, of the Issuer, with an aggregate initial liquidation preference of $47,597,000.
Prior to sale, was held of record by Mr. Daseke's spouse. Mr. Daseke disclaims beneficial ownership except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
Prior to sale, was held of record by The Walden Group, Inc. Mr. Daseke is the President and majority stockholder of The Walden Group, Inc. Mr. Daseke disclaims beneficial ownership except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
Held of record by Walden Management Co. Pension. Mr. Daseke is the sole trustee of Walden Management Co. Pension. Mr. Daseke disclaims beneficial ownership except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
/s/ Soumit Roy, attorney-in-fact
2022-11-16