SC 13D/A 1 mymx_sc13da.htm mymx_sc13da.htm


Securities and Exchange Commission
Washington, D.C. 20549
 
SCHEDULE 13D
      UNDER THE SECURITIES EXCHANGE ACT OF 1934
(Amendment No. 2)
 
MYMETICS CORPORATION
(Name of Issuer)
 
Common Stock
(Title of Class of Securities)
 
693286 10 6
(CUSIP Number)
 
Oliver Norman
Round Enterprises, Ltd.
Sir William Place, St. Peter Port
Guernsey, GYI 4HQ Channel Islands
Tel. No.: 44 (0) 1481 7 23573
Copy to:
 
Ernest Stern, Esq.
Akerman LLP
750 Ninth Street, N.W., Suite 750
Washington, D.C. 20001
202-393-6222
(Name, address and telephone number of person
authorized to receive notices and communications)
 
May 4, 2012. See Item 3
(Date of event which requires filing of this statement)
 
If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), Rule 13d-1(f) or Rule 13d-1(g), check the following box .o
 
NOTE:  Schedules filed in paper format shall include a signed original and five copies of the Schedule, including all exhibits.  See Rule 13d-7(b) for other parties to whom copies are to be sent.
 
————————————————
*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
 
The information required on the remainder of this cover page shall not be deemed to be “filed” for purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes)
 


 
 
 
 
CUSIP No.: 693286 10 6
SCHEDULE 13D Page 2 of 11 Pages
 
1
NAME OF REPORTING PERSONS
 
Round Enterprises Ltd.
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
 (a) o
 (b) o
3
SEC USE ONLY
 
 
4
SOURCE OF FUNDS
 
PF, WC
5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) o
 
 
6
CITIZENSHIP OR PLACE OF ORGANIZATION
 
British Virgin Islands
 
NUMBER OF
7
SOLE VOTING POWER
 
0
SHARES
BENEFICIALLY
8
SHARED VOTING POWER
 
540,925,302
OWNED BY
EACH
9
SOLE DISPOSITIVE POWER
 
0
REPORTING
PERSON WITH
10
SHARED DISPOSITIVE POWER
 
540,925,302
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
540,925,302, consisting of 141,006,552 shares of Common Stock plus an additional 399,918,750 shares of Common Stock which are issuable upon conversion of currently convertible promissory notes.
12
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES  o
 
 
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
 
76.8% of the shares of Common Stock that would be outstanding upon conversion of currently convertible Notes held by Round, or 46.4% based upon the outstanding shares of Common Stock beneficially owned by the Reporting Persons, without giving effect to the shares that may be acquired upon exercise of the Notes.
14
TYPE OF REPORTING PERSON
 
OO
 
 
2

 
 
CUSIP No.: 693286 10 6
SCHEDULE 13D Page 3 of 11 Pages
 
1
NAME OF REPORTING PERSONS
 
The Round Trust
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
 (a) o
 (b) o
3
SEC USE ONLY
 
 
4
SOURCE OF FUNDS
 
PF, WC
5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) o
 
 
6
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Guernsey
 
NUMBER OF
7
SOLE VOTING POWER
 
0
SHARES
BENEFICIALLY
8
SHARED VOTING POWER
 
540,925,302
OWNED BY
EACH
9
SOLE DISPOSITIVE POWER
 
0
REPORTING
PERSON WITH
10
SHARED DISPOSITIVE POWER
 
540,925,302
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
540,925,302, consisting of 141,006,552 shares of Common Stock plus an additional 399,918,750 shares of Common Stock which are issuable upon conversion of currently convertible promissory notes.
12
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES  o
 
 
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
 
76.8% of the shares of Common Stock that would be outstanding upon conversion of currently convertible Notes held by Round, or 46.4% based upon the outstanding shares of Common Stock beneficially owned by the Reporting Persons, without giving effect to the shares that may be acquired upon exercise of the Notes.
14
TYPE OF REPORTING PERSON
 
OO/HC
 
 
 
3

 
 
CUSIP No.: 693286 10 6
SCHEDULE 13D Page 4 of 11 Pages
 
1
NAME OF REPORTING PERSONS
 
Ulrich Burkhard
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
 (a) o
 (b) o
3
SEC USE ONLY
 
 
4
SOURCE OF FUNDS
 
 
5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) o
 
 
6
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Switzerland
 
NUMBER OF
7
SOLE VOTING POWER
 
0
SHARES
BENEFICIALLY
8
SHARED VOTING POWER
 
540,925,302
OWNED BY
EACH
9
SOLE DISPOSITIVE POWER
 
0
REPORTING
PERSON WITH
10
SHARED DISPOSITIVE POWER
 
540,925,302
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
540,925,302, consisting of 141,006,552 shares of Common Stock plus an additional 399,918,750 shares of Common Stock which are issuable upon conversion of currently convertible promissory notes.
12
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES  o
 
 
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
 
76.8% of the shares of Common Stock that would be outstanding upon conversion of currently convertible Notes held by Round, or 46.4% based upon the outstanding shares of Common Stock beneficially owned by the Reporting Persons, without giving effect to the shares that may be acquired upon exercise of the Notes.
14
TYPE OF REPORTING PERSON
 
IN
 
 
4

 
 
CUSIP No.: 693286 10 6
SCHEDULE 13D Page 5 of 11 Pages
 
This Amendment No. 2 to Schedule 13D amends, restates and updates the statements on Schedule 13D relating to the Common Stock of the Issuer filed by Round Enterprises, Ltd. ("Round") with the Securities and Exchange Commission on October 24, 2007 and April 5, 2012.

Item 1. Security and Issuer.

This Amendment No. 2 filed by Round, The Round Trust (“Round Trust”) and Ulrich Burkhard (“Burkhard” and together with Round and Round Trust, the "Reporting Persons") relates to the shares of common stock, par value $0.01 per share (the "Common Stock"), of Mymetics Corporation, a Delaware corporation (the "Issuer").  The principal executive offices of the Issuer are located at Route de la Corniche 4, 1066 Epalinges, Switzerland.

Item 2. Identity and Background.

(a) This Amendment No. 2 is being filed with respect to the shares of the Issuer's Common Stock held by Round and shares of Common Stock that may be issued upon conversion of a series of convertible promissory notes (the “Notes”) issued by the Issuer to Round. Round is owned by Round Trust. Burkhard has voting and investment power over the securities held by Round.

(b) The business address of Round and Round Trust is Round Enterprises, Ltd.,  Sir William Place, St. Peter Port Guernsey, Channel Islands GYI 4HQ. The business address of Burkhard is c/o Marcuard Family Office Ltd., Theaterstrasse 12, P.O. Box 328, 8024 Zurich, Switzerland.

(c) Round and Round Trust are in the financial services business.  Burkhard is the Co-Founder and Chairman of Marcuard Family Office Ltd., a multi-client family office providing asset management advice; he is also a director of the Issuer.

(d)  During the last five years, none of the Reporting Persons, nor, to their knowledge, any of their respective executive officers or directors has been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors).

(e)  During the last five years, none of the Reporting Persons, nor, to their knowledge, their respective executive officers or directors, has been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding were or are subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws.

(f)  Round was formed under the laws of the British Virgin Islands.  Round Trust was formed under Guernsey law. Burkhard is a citizen of Switzerland.

The executive officers and directors of Round are set forth in Appendix A.

Item 3.  Source and Amount of Funds or Other Consideration.

Each acquisition of securities by Round (or on its behalf and at its direction) was either in open market transactions or through private placements using its own working capital and with personal funds or by converting Notes.
 
 
5

 
CUSIP No.: 693286 10 6
SCHEDULE 13D Page 6 of 11 Pages
 
The Reporting Persons have acquired beneficial ownership of securities of the Issuer as follows:

1. Open market or private placement purchases of shares
 
Date
 
Number of Shares
   
Price ($)
 
12/19/2005
    6,000,000       0.05  
1/30/2006
    4,000,000       0.05  
3/7/2006
    2,500,000       0.04  
5/15/2006
    2,350,000       0.055  
11/9/2006
    1,300,000       0.1  
12/21/2006
    1,320,000       0.1  
2/5/2007
    1,420,000       0.1  
3/16/2007
    8,712,000       0.15  
6/11/2007
    5,393,000       0.2  
10/3/2007
    2,350,000       0.3  
10/29/2009
    1,917,276       0.1734  
Total Shares
    37,262,276          
 
2. Notes
 
Notes converted to date:
 
Date of Issuance
 
Principal Amount
 
Date Converted
 
Conversion Ratio
   
Conversion Rate
   
Number of Shares
 
*  
EUR 961,044
 
6/11/2007
    *       1.3481       9,469,000  
6/30/2010
 
EUR 4,790,015
 
10/25/2010
    0.5       1.3486       12,919,629  
7/1/2010
 
EUR 2,319,041
 
8/25/2011
    0.08       1.4331       41,542,722  
9/24/2010
 
EUR 1,159,822
 
12/5/2011
    0.08       1.4148       20,511,451  
12/9/2010
 
EUR 1,164,493
 
3/19/2012
    0.08       1.326       19,301,474  
Total Shares
                            103,744,276  
 
* Three notes issued on 8/25/2006, 3/19/2007 and 4/2/2007 were converted at ratios of .105, .105, and .150; the total was rounded up to 9,469,000 shares.
 
Notes currently convertible: (continued on next page)
 
 
6

 
CUSIP No.: 693286 10 6
SCHEDULE 13D Page 7 of 11 Pages
 
Loan
 
Date
 
Days Elapsed
 
Years
 
Loan Amount
 
Interest
 
Interest Rate (%)
 
Current Principal (€)
 
Current Principal ($)
 
Conversion Rate
 
Conversion Price ($)
 
Number of Shares
 
Maturity Date
1
 
10/1/2007
 
2556
 
7.00
 
EUR 500,000.00
 
EUR 350,136.99
 
10.00%
 
850,136.99
 
1,197,843.01
 
1.4090
 
0.5
 
2,395,686
 
Later of 3/31/2013 or end of subsequent quarter in which Mymetics receives request for repayment
2
 
12/10/2007
 
2486
 
6.81
 
EUR 1,500,000.00
 
EUR 1,021,643.84
 
10.00%
 
2,521,643.84
 
3,638,479.89
 
1.4429
 
0.5
 
7,276,960
 
Later of 3/31/2013 or end of subsequent quarter in which Mymetics receives request for repayment
3
 
1/22/2008
 
2443
 
6.69
 
EUR 1,500,000.00
 
EUR 1,003,972.60
 
10.00%
 
2,503,972.60
 
3,663,061.52
 
1.4629
 
0.5
 
7,326,123
 
Later of 3/31/2013 or end of subsequent quarter in which Mymetics receives request for repayment
4
 
6/30/2008
 
2283
 
6.25
 
EUR 1,500,000.00
 
EUR 938,219.18
 
10.00%
 
2,438,219.18
 
3,749,981.10
 
1.5380
 
0.5
 
7,499,962
 
Later of 3/31/2013 or end of subsequent quarter in which Mymetics receives request for repayment
5
 
4/25/2008
 
2349
 
6.44
 
EUR 2,000,000.00
 
EUR 1,287,123.29
 
10.00%
 
3,287,123.29
 
5,222,910.19
 
1.5889
 
0.5
 
10,445,820
 
Later of 3/31/2013 or end of subsequent quarter in which Mymetics receives request for repayment
6
 
11/17/2008
 
2143
 
5.87
 
EUR 1,200,000.00
 
EUR 704,547.95
 
10.00%
 
1,904,547.95
 
2,409,253.15
 
1.2650
 
0.5
 
4,818,506
 
Later of 3/31/2013 or end of subsequent quarter in which Mymetics receives request for repayment
7
 
2/6/2009
 
2062
 
5.65
 
EUR 1,500,000.00
 
EUR 847,397.26
 
10.00%
 
2,347,397.26
 
3,037,532.05
 
1.2940
 
0.5
 
6,075,064
 
Later of 3/31/2013 or end of subsequent quarter in which Mymetics receives request for repayment
8
 
6/15/2009
 
1933
 
5.30
 
EUR 5,500,000.00
 
EUR 2,912,739.73
 
10.00%
 
8,412,739.73
 
11,815,692.95
 
1.4045
 
0.8
 
14,769,616
 
Later of 3/31/2013 or end of subsequent quarter in which Mymetics receives request for repayment
9
 
10/13/2009
 
1813
 
4.97
 
EUR 2,000,000.00
 
EUR 496,712.33
 
5.00%
 
2,496,712.33
 
3,708,616.49
 
1.4854
 
0.25
 
14,834,466
 
Later of 3/31/2013 or end of subsequent quarter in which Mymetics receives request for repayment
10
 
12/18/2009
 
1747
 
4.79
 
EUR 2,200,000.00
 
EUR 526,493.15
 
5.00%
 
2,726,493.15
 
3,909,245.88
 
1.4338
 
0.25
 
15,636,984
 
Later of 3/31/2013 or end of subsequent quarter in which Mymetics receives request for repayment
15
 
8/4/2011
 
1153
 
3.16
 
$1,200,000.00
 
$379,068.49
 
10.00%
 
N/A
 
1,579,068.49
 
1.0000
 
0.03386
 
46,635,218
 
Later of 3/31/2013 or end of subsequent quarter in which Mymetics receives request for repayment
16
 
11/8/2011
 
1057
 
2.90
 
EUR 400,000.00
 
EUR 115,835.62
 
10.00%
 
515,835.62
 
711,182.56
 
1.3787
 
0.03386
 
21,003,620
 
Later of 3/31/2013 or end of subsequent quarter in which Mymetics receives request for repayment
17
 
2/10/2012
 
963
 
2.64
 
EUR 1,000,000.00
 
EUR 263,835.62
 
10.00%
 
1,263,835.62
 
1,675,846.03
 
1.3260
 
0.03386
 
49,493,385
 
Later of 3/31/2013 or end of subsequent quarter in which Mymetics receives request for repayment
18
 
4/19/2012
 
894
 
2.45
 
EUR 321,600.00
 
EUR 78,769.97
 
10.00%
 
400,369.97
 
524,484.66
 
1.3100
 
0.03386
 
15,489,801
 
Later of 3/31/2013 or end of subsequent quarter in which Mymetics receives request for repayment
19
 
5/4/2012
 
879
 
2.41
 
EUR 480,000.00
 
EUR 115,594.52
 
10.00%
 
595,594.52
 
783,325.91
 
1.3152
 
0.03386
 
23,134,256
 
Later of 3/31/2013 or end of subsequent quarter in which Mymetics receives request for repayment
20
 
9/3/2012
 
757
 
2.07
 
EUR 200,000.00
 
EUR 41,479.45
 
10.00%
 
241,479.45
 
303,684.56
 
1.2576
 
0.03386
 
8,968,829
 
Later of 3/31/2013 or end of subsequent quarter in which Mymetics receives request for repayment
21
 
11/4/2012
 
695
 
1.90
 
EUR 500,000.00
 
EUR 95,205.48
 
10.00%
 
595,205.48
 
756,982.33
 
1.2718
 
0.03386
 
22,356,241
 
Later of 6/30/2013 or end of quarter in which Mymetics receives request for repayment
22
 
1/16/2013
 
622
 
1.70
 
EUR 240,000.00
 
EUR 40,898.63
 
10.00%
 
280,898.63
 
374,100.80
 
1.3318
 
0.03386
 
11,048,458
 
Later of 6/30/2013 or end of quarter in which Mymetics receives request for repayment
23
 
3/25/2013
 
554
 
1.52
 
EUR 400,000.00
 
EUR 60,712.33
 
10.00%
 
460,712.33
 
595,009.97
 
1.2915
 
0.03684
 
16,151,194
 
Later of 6/30/2013 or end of quarter in which Mymetics receives request for repayment
24
 
4/14/2013
 
534
 
1.46
 
EUR 600,000.00
 
EUR 87,780.82
 
10.00%
 
687,780.82
 
897,966.64
 
1.3056
 
0.03386
 
26,519,983
 
Later of 6/30/2013 or end of quarter in which Mymetics receives request for repayment
25
 
5/15/2013
 
503
 
1.38
 
EUR 680,000.00
 
EUR 93,709.59
 
10.00%
 
773,709.59
 
1,001,025.47
 
1.2938
 
0.0374
 
26,765,387
 
Later of 6/30/2013 or end of quarter in which Mymetics receives request for repayment
26
 
6/24/2013
 
463
 
1.27
 
EUR 240,000.00
 
EUR 30,443.84
 
10.00%
 
270,443.84
 
360,772.08
 
1.3340
 
0.0249
 
14,488,838
 
Later of  9/30/2013 or end of quarter in which Mymetics receives request for repayment
27
 
8/5/2013
 
421
 
1.15
 
EUR 320,000.00
 
EUR 36,909.59
 
10.00%
 
356,909.59
 
474,083.01
 
1.3283
 
0.0177
 
26,784,351
 
Later of 9/30/2013 or end of quarter in which Mymetics receives request for repayment
                                       
 Total Shares
 
           399,918,750
   
   
9/30/2014
                         
Potentially issuable shares
     
              399,918,750
   
                               
Owned Shares
         
141,006,552
 
46.42%
                               
Potential Share Ownership
     
540,925,302
 
76.87%
                               
Mymetics Corp issued shares 30.09.2014
 
              303,757,622
   

 
7

 
CUSIP No.: 693286 10 6
SCHEDULE 13D Page 8 of 11 Pages
 
Item 4.  Purpose of Transaction.

Round has invested in the Issuer to support its development and growth and has acquired the Common Stock and Notes for investment purposes. The Reporting Persons will continuously evaluate their beneficial ownership of the Issuer’s securities and the Issuer's business and industry. Depending on market conditions and other factors that the Reporting Persons may deem material to their investment decision, Round may from time to time lend the Issuer money in exchange for convertible notes, acquire additional securities of the Issuer in the open market or in privately negotiated transactions or may dispose of all or a portion of the securities of the Issuer that Round now owns or may hereafter acquire.

The Reporting Persons currently have no other plans or proposals, though they retain the right, to subsequently devise or implement plans or proposals, which relate to or would result in: (a) the acquisition by any person of additional securities of the Issuer, or the disposition of securities of the Issuer; (b) an extraordinary corporate transaction, such as a merger, reorganization or liquidation, involving the Issuer or any of its subsidiaries; (c) a sale or transfer of a material amount of assets of the Issuer or any of its subsidiaries; (d) any change in the present board of directors or management of the Issuer, including any plans or proposals to change the number or term of directors or to fill any existing vacancies on the board; (e) any material change in the present capitalization or dividend policy of the Issuer; (f) any other material change in the Issuer's business or corporate structure; (g) changes in the Issuer's charter, bylaws or instruments corresponding thereto or other actions which may impede the acquisition of control of the Issuer by any person; (h) causing a class of securities of the Issuer to be delisted from a national securities exchange or to cease to be authorized to be quoted in an inter-dealer quotation system of a registered national securities association; (i) a class of equity securities of the Issuer becoming eligible for termination of registration pursuant to Section 12(g)(4) of the Securities Exchange Act of 1934 (the "Exchange Act"); or (j) any action similar to any of those enumerated above.

Item 5.  Interest in Securities of the Issuer.

The Reporting Persons beneficially own an aggregate of 540,925,302 shares of Common Stock (which would represent 76.8% of the shares of Common Stock that would be outstanding following conversion of all of the Notes) consisting of 141,006,552 shares of Common Stock (representing 46.4% of the shares of Common Stock outstanding as of September 30, 2014 plus an additional 399,918,750 shares of Common Stock which are issuable upon conversion of the Notes. These percentages are based on 303,757,622 shares that were reporting as outstanding as of November 13, 2014 according to the Report on Form 10-Q filed by the Issuer with the Securities and Exchange Commission on that date.
 
To the knowledge of the Reporting Persons, none of their respective directors or officers has any power to vote or dispose of any securities of the Issuer, nor did any of the Reporting Persons effect any transactions in such securities in the past 60 days.

Item 6.  Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer.

The information required by Item 6 is incorporated herein by reference from Items 3 and 4 of this report.

Item 7.  Material to be Filed as Exhibits.

1. Joint filing agreement

2. Power of attorney

 
8

 
CUSIP No.: 693286 10 6
SCHEDULE 13D Page 9 of 11 Pages
 
3. Amended and Restated Convertible Promissory Note of Mymetics Corporation made as of June 30, 2009 to Round Enterprises Ltd. (€500,000)

4. Amendment No. 1 to Convertible Promissory Note made as of March 22, 2010 to Hyposwiss Private Bank Geneve SA

5. Convertible Promissory Note of Mymetics Corporation made as of February 6, 2009 to Round Enterprises Ltd. (€1,500,000)

6. Amended and Restated Promissory Note of Mymetics Corporation made as of June 30, 2009 to Round Enterprises Ltd. (€1,500,000)

7. Amended and Restated Convertible Promissory Note of Mymetics Corporation made as of June 30, 2009 to Round Enterprises Ltd. (€1,500,000)

8. Amended and Restated Convertible Promissory Note of Mymetics Corporation made as of June 30, 2009 to Round Enterprises Ltd. (€1,500,000)

9. Amended and Restated Convertible Promissory Note of Mymetics Corporation made as of June 30, 2009 to Round Enterprises Ltd. (€2,000,000)

10. Amended and Restated Convertible Promissory Note of Mymetics Corporation made as of June 30, 2009 to Round Enterprise Ltd. (€1,200,000)

11. Convertible Promissory Note of Mymetics Corporation made as of October 13, 2009 to Round Enterprises Ltd. (€2,000,000)

12. Convertible Promissory Note of Mymetics Corporation made as of December 18, 2009 to Round Enterprises Ltd. (€2,200,000)

13. Second Amended and Restated Convertible Promissory Note of Mymetics Corporation made as of August 20, 2010 to Round Enterprises Ltd. (Original Principal Amount €5.5 million)

14. Convertible Promissory Note of Mymetics Corporation made as of August 4, 2011 to Round Enterprises Ltd. ($1,200,000)

15. Convertible Promissory Note of Mymetics Corporation made as of November 8, 2011 (€400,000)

16. Convertible Promissory Note of Mymetics Corporation made as of February 10, 2012 to Round Enterprises Ltd. (€1,000,000)

17. Convertible Promissory Note of Mymetics Corporation made as of April 19, 2012 to Round Enterprises Ltd. (€321,600)

18. Convertible Promissory Note of Mymetics Corporation made as of May 4, 2012 to Round Enterprises Ltd. (€480,000)

19. Amendment No. 2 to Convertible Promissory Note made as of August 29, 2012 to Hyposwiss Private Bank Geneve SA

20. Convertible Promissory Note of Mymetics Corporation made as of September 3, 2012 to Round Enterprises Ltd. (€200,000)

21. Amendment to Convertible Promissory Note of Mymetics Corporation made as of June 3, 2013 to Round Enterprises Ltd. (€500,000)
 
 
9

 
CUSIP No.: 693286 10 6
SCHEDULE 13D Page 10 of 11 Pages
 

22. Convertible Promissory Note of Mymetics Corporation made as of January 16, 2013 to Round Enterprises Ltd (€240,000)

23. Convertible Promissory Note of Mymetics Corporation made as of March 25, 2013 to Round Enterprises Ltd. (€400,000)
 
24. Convertible Promissory Note of Mymetics Corporation made as of April 14, 2013 to Round Enterprises Ltd. (€600,000)

25. Convertible Promissory Note of Mymetics Corporation made as of May 15, 2013 to Round Enterprises Ltd. (€680,000)

26. Convertible Promissory Note of Mymetics Corporation made as of June 24, 2013 to Round Enterprises Ltd. (€240,000)

27. Convertible Promissory Note of Mymetics Corporation made as of August 5, 2013 to Round Enterprises Ltd. (€320,000)

28. Omnibus Amendment No. 1 to Convertible Promissory Notes made as of March 22, 2010 to Round Enterprises Ltd.

29. Omnibus Amendment No. 2 to Convertible Promissory Notes of Mymetics Corporation made as of April 8, 2010 to Round Enterprises Ltd.

30. Omnibus Amendment No. 2 to Convertible Promissory Notes of Mymetics Corporation made as of August 29, 2012 to Round Enterprises Ltd.

31. Omnibus Amendment No. 2 to Convertible Promissory Notes of Mymetics Corporation made as of August 29, 2012 to Round Enterprises Ltd.

32. Omnibus Amendment No. 3 to Convertible Promissory Notes of Mymetics Corporation made as of August 29, 2012 to Round Enterprises Ltd.

33. Omnibus Amendment No. 3 to Convertible Promissory Notes of Mymetics Corporation made as of August 29, 2012 to Round Enterprises Ltd.

34. Amendment No. 2 to Convertible Promissory Note of Mymetics Corporation made as of September 3, 2012 to Round Enterprises Ltd.

35. Omnibus Amendment to Convertible Promissory Note of Mymetics Corporation made as of December 5, 2012 to Round Enterprises Ltd.

36. Omnibus Amendment to Convertible Promissory Note of Mymetics Corporation made as of December 5, 2012 to Round Enterprises Ltd.

37. Omnibus Amendment to Convertible Promissory Note of Mymetics Corporation made as of April 15, 2013 to Round Enterprises Ltd.

38. Omnibus Amendment to Convertible Promissory Note of Mymetics Corporation made as of April 15, 2013 to Round Enterprises Ltd.

39. Omnibus Amendment to Convertible Promissory Note of Mymetics Corporation made as of June 3, 2013 to Round Enterprises Ltd.
 
 
10

 
 
SIGNATURES
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 
 
ROUND ENTERPRISES LTD
 
       
Dated: March 17, 2015
By:
ADL One Ltd, Its Director
 
       
 
By:
/s/ Denise Cull
 
   
Name: Denise Cull
 
   
Title: Authorized Signatory
 
       
 
By:
ADL Two Ltd, Its Director
 
       
 
By:
/s/ Oliver Norman
 
   
Name: Oliver Norman
 
   
Title: Authorized Signatory
 
       
 
THE ROUND TRUST
 
       
 
By:
Ardel Trust Company (Guernsey) Limited,
 
   
Its Trustee
 
       
 
By:
/s/ Denise Cull
 
   
Name: Denise Cull
 
   
Title: Authorized Signatory
 
       
 
By:
/s/ Oliver Norman
 
   
Name: Oliver Norman
 
   
Title: Authorized Signatory
 
       
 
ULRICH BURKHARD
 
       
   
/s/ Ulrich Burkhard
 
   
Ulrich Burkhard
 
 
 
 
11

 
 
EXHIBIT 1

AGREEMENT

Pursuant to Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, the undersigned hereby agree that only one statement containing the information required by Schedule 13D need be filed with respect to the ownership by each of the undersigned of shares of stock of Mymetics Corporation.

EXECUTED this 17th day of March, 2015.
 
 
ROUND ENTERPRISES LTD
 
       
 
By:
ADL One Ltd, Its Director
 
       
 
By:
/s/ Denise Cull
 
   
Name: Denise Cull
 
   
Title: Authorized Signatory
 
       
 
By:
ADL Two Ltd, Its Director
 
       
 
By:
/s/ Oliver Norman
 
   
Name: Oliver Norman
 
   
Title: Authorized Signatory
 
       
 
THE ROUND TRUST
 
       
 
By:
Ardel Trust Company (Guernsey) Limited,
 
   
Its Trustee
 
       
 
By:
/s/ Denise Cull
 
   
Name: Denise Cull
 
   
Title: Authorized Signatory
 
       
 
By:
/s/ Oliver Norman
 
   
Name: Oliver Norman
 
   
Title: Authorized Signatory
 
       
 
ULRICH BURKHARD
 
       
   
/s/ Ulrich Burkhard
 
   
Ulrich Burkhard
 
 
 
 
 

 
 
EXHIBIT 2

POWER OF ATTORNEY

The undersigned constitutes and appoints Ernest Stern as the undersigned’s true and lawful attorney-in-fact and agent, with full power of substitution and resubstitution, for the undersigned and in the undersigned’s name, place and stead, to sign any and all Securities and Exchange Commission statements of beneficial ownership of securities of Mymetics Corporation (the “Company”) on Schedule 13D or Schedule 13G as required under Section 13 and Forms 3, 4 and 5 as required under Section 16(a) of the Securities Exchange Act of 1934, as amended, and any amendments thereto, and to file the same with all exhibits thereto, and other documents in connection therewith, with the Securities and Exchange Commission, the Company and any stock exchange on which the Company’s stock is listed, granting unto said attorney-in-fact and agent full power and authority to do and perform each act and thing requisite and necessary to be done under said Section 13 and Section 16(a), as fully and to all intents and purposes as the undersigned might or could do in person, hereby ratifying and confirming all that said attorney-in-fact and agent may lawfully do or cause to be done by virtue hereof.

A copy of this power of attorney shall be filed with the Securities and Exchange Commission. The authorization set forth above shall continue in full force and effect until the undersigned revokes such authorization by written instructions to the attorney-in-fact.

The authority granted hereby shall in no event be deemed to impose or create any duty on behalf of the attorneys-in-fact with respect to the undersigned’s obligations to file Schedule 13Ds and Forms 3, 4 and 5 with the Securities and Exchange Commission.

EXECUTED this 17th day of March, 2015.
 
 
ROUND ENTERPRISES LTD
 
       
 
By:
ADL One Ltd, Its Director
 
       
 
By:
/s/ Denise Cull
 
   
Name: Denise Cull
 
   
Title: Authorized Signatory
 
       
 
By:
ADL Two Ltd, Its Director
 
       
 
By:
/s/ Oliver Norman
 
   
Name: Oliver Norman
 
   
Title: Authorized Signatory
 
       
 
THE ROUND TRUST
 
       
 
By:
Ardel Trust Company (Guernsey) Limited,
 
   
Its Trustee
 
       
 
By:
/s/ Denise Cull
 
   
Name: Denise Cull
 
   
Title: Authorized Signatory
 
       
 
By:
/s/ Oliver Norman
 
   
Name: Oliver Norman
 
   
Title: Authorized Signatory
 
       
 
ULRICH BURKHARD
 
       
   
/s/ Ulrich Burkhard
 
   
Ulrich Burkhard
 
 
 
 
 

 
 
Appendix A
 
Officer and Directors of Reporting Persons
 
Round Enterprises, Ltd
 
Name
 
Principal Occupation
 
Citizenship
ADL One Ltd
 
N/A
 
Guernsey
ADL Two Ltd
 
N/A
 
Guernsey