0001972362-24-000588.txt : 20240506 0001972362-24-000588.hdr.sgml : 20240506 20240506181631 ACCESSION NUMBER: 0001972362-24-000588 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20240506 DATE AS OF CHANGE: 20240506 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL ONE FINANCIAL CORP CENTRAL INDEX KEY: 0000927628 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] ORGANIZATION NAME: 02 Finance IRS NUMBER: 541719854 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-13300 FILM NUMBER: 24918949 BUSINESS ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE STREET 2: SUITE 1400 CITY: MCLEAN STATE: VA ZIP: 22102 BUSINESS PHONE: 7037201000 MAIL ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE STREET 2: SUITE 1400 CITY: MCLEAN STATE: VA ZIP: 22102 FORMER COMPANY: FORMER CONFORMED NAME: OAKSTONE FINANCIAL CORP DATE OF NAME CHANGE: 19940728 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: WARNER BRADFORD H CENTRAL INDEX KEY: 0001195086 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: FLEETBOSTON FINANCIAL CORP STREET 2: 100 FEDERAL STREET CITY: BOSTON STATE: MA ZIP: 02110 144 1 primary_doc.xml 144 0001195086 XXXXXXXX LIVE 0000927628 CAPITAL ONE FINANCIAL CORP 001-13300 1680 CAPITAL ONE DRIVE SUITE 1400 MCLEAN VA 22102 7037201000 WARNER BRADFORD H Officer COMMON MORGAN STANLEY SMITH BARNEY LLC EXECUTIVE SERVICES
200 W CIVIC CENTER DR. 4TH FLOOR SANDY UT 84070
28000 4011652.40 380200000 05/06/2024 NYSE
COMMON 04/24/2009 RESTRICTED STOCK ISSUER N 4137 04/24/2009 COMPENSATION COMMON 04/23/2010 RESTRICTED STOCK ISSUER N 11446 04/23/2010 COMPENSATION COMMON 04/29/2011 RESTRICTED STOCK ISSUER N 4314 04/29/2011 COMPENSATION COMMON 05/08/2013 RESTRICTED STOCK ISSUER N 3572 05/08/2013 COMPENSATION COMMON 05/11/2012 RESTRICTED STOCK ISSUER N 3646 05/11/2012 COMPENSATION COMMON 05/02/2014 RESTRICTED STOCK ISSUER N 885 05/02/2014 COMPENSATION Y 05/06/2024 /s/ Bradford Hammond Warner