0001950047-24-008093.txt : 20241105 0001950047-24-008093.hdr.sgml : 20241105 20241105160638 ACCESSION NUMBER: 0001950047-24-008093 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20241105 DATE AS OF CHANGE: 20241105 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL ONE FINANCIAL CORP CENTRAL INDEX KEY: 0000927628 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] ORGANIZATION NAME: 02 Finance IRS NUMBER: 541719854 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-13300 FILM NUMBER: 241427464 BUSINESS ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE STREET 2: SUITE 1400 CITY: MCLEAN STATE: VA ZIP: 22102 BUSINESS PHONE: 7037201000 MAIL ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE STREET 2: SUITE 1400 CITY: MCLEAN STATE: VA ZIP: 22102 FORMER COMPANY: FORMER CONFORMED NAME: OAKSTONE FINANCIAL CORP DATE OF NAME CHANGE: 19940728 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: Mouadeb Mark Daniel CENTRAL INDEX KEY: 0001938196 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE CITY: MCLEAN STATE: VA ZIP: 22102 144 1 primary_doc.xml 144 0001938196 XXXXXXXX LIVE 0000927628 CAPITAL ONE FINANCIAL CORPORATION 001-13300 1680 Capital One Drive McLean VA 22102 (703) 720-1000 MARK MOUADEB Officer Common Morgan Stanley Smith Barney LLC Executive Financial Services

1 New York Plaza 8th Floor New York NY 10004

1995 323927.73 381510336 11/05/2024 NYSE COMMON 11/19/2020 Dividend Reinvestment Shares ISSUER N 2 11/19/2020 Cash COMMON 02/25/2022 Dividend Reinvestment Shares ISSUER N 7 02/25/2022 Cash COMMON 08/19/2022 Dividend Reinvestment Shares ISSUER N 22 08/19/2022 Cash COMMON 08/20/2021 Dividend Reinvestment Shares ISSUER N 10 08/20/2021 Cash COMMON 05/27/2022 Dividend Reinvestment Shares ISSUER N 20 05/27/2022 Cash COMMON 01/31/2022 Employee Stock Purchase Plan ISSUER N 57 01/31/2022 Cash COMMON 02/28/2022 Employee Stock Purchase Plan ISSUER N 64 02/28/2022 Cash COMMON 11/26/2021 Dividend Reinvestment Shares ISSUER N 9 11/26/2021 Cash COMMON 02/15/2023 Performance Shares ISSUER N 1725 02/15/2023 Not Applicable COMMON 03/31/2022 Employee Stock Purchase Plan ISSUER N 82 03/31/2022 Cash Y 11/05/2024 07/25/2024 /s/ Mark Daniel Mouadeb