0001950047-23-006106.txt : 20231214 0001950047-23-006106.hdr.sgml : 20231214 20231214173814 ACCESSION NUMBER: 0001950047-23-006106 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20231214 DATE AS OF CHANGE: 20231214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL ONE FINANCIAL CORP CENTRAL INDEX KEY: 0000927628 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 541719854 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-13300 FILM NUMBER: 231488130 BUSINESS ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE STREET 2: SUITE 1400 CITY: MCLEAN STATE: VA ZIP: 22102 BUSINESS PHONE: 7037201000 MAIL ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE STREET 2: SUITE 1400 CITY: MCLEAN STATE: VA ZIP: 22102 FORMER COMPANY: FORMER CONFORMED NAME: OAKSTONE FINANCIAL CORP DATE OF NAME CHANGE: 19940728 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: HACKETT ANN F CENTRAL INDEX KEY: 0001188662 FILING VALUES: FORM TYPE: 144 144 1 primary_doc.xml 144 0001188662 XXXXXXXX LIVE 0000927628 CAPITAL ONE FINANCIAL CORPORATION 001-13300 1680 Capital One Drive McLean VA 22102 (703) 720-1000 ANN FRITZ HACKETT Director Common Morgan Stanley Smith Barney LLC Executive Financial Services

1 New York Plaza 38th Floor New York NY 10004

6000 780000.00 380846771 12/14/2023 NYSE COMMON 08/07/2002 Open Market Purchase ISSUER N 1500 08/07/2002 Cash COMMON 11/13/2007 Open Market Purchase ISSUER N 1500 11/13/2007 Cash COMMON 07/22/1998 Open Market Purchase ISSUER N 3000 07/22/1998 Cash N ANN FRITZ HACKETT

1680 Capital One Drive McLean VA 22102

Common 12/13/2023 2000 250000.00 ANN FRITZ HACKETT

1680 Capital One Drive McLean VA 22102

Common 12/12/2023 4005 480600.00 ANN FRITZ HACKETT

1680 Capital One Drive McLean VA 22102

Common 11/15/2023 8000 851760.00 12/14/2023 08/08/2023 /s/ Ann Fritz Hackett