0001950047-23-006049.txt : 20231214 0001950047-23-006049.hdr.sgml : 20231214 20231214163142 ACCESSION NUMBER: 0001950047-23-006049 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20231214 DATE AS OF CHANGE: 20231214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL ONE FINANCIAL CORP CENTRAL INDEX KEY: 0000927628 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 541719854 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-13300 FILM NUMBER: 231487465 BUSINESS ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE STREET 2: SUITE 1400 CITY: MCLEAN STATE: VA ZIP: 22102 BUSINESS PHONE: 7037201000 MAIL ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE STREET 2: SUITE 1400 CITY: MCLEAN STATE: VA ZIP: 22102 FORMER COMPANY: FORMER CONFORMED NAME: OAKSTONE FINANCIAL CORP DATE OF NAME CHANGE: 19940728 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: Alexander Robert M. CENTRAL INDEX KEY: 0001425374 FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE CITY: MCLEAN STATE: VA ZIP: 22102 144 1 primary_doc.xml 144 0001425374 XXXXXXXX LIVE 0000927628 CAPITAL ONE FINANCIAL CORPORATION 001-13300 1680 Capital One Drive McLean VA 22102 (703) 720-1000 ROBERT M ALEXANDER Officer Common Morgan Stanley Smith Barney LLC Executive Financial Services

1 New York Plaza 38th Floor New York NY 10004

7998 1039740.00 380846771 12/14/2023 NYSE COMMON 02/15/2021 Performance Shares ISSUER N 1750 02/15/2021 Not Applicable COMMON 03/05/2020 Performance Shares ISSUER N 6248 03/05/2020 Not Applicable Y 12/14/2023 05/03/2023 /s/ Robert M. Alexander