0001950047-23-004878.txt : 20231113
0001950047-23-004878.hdr.sgml : 20231113
20231113090147
ACCESSION NUMBER: 0001950047-23-004878
CONFORMED SUBMISSION TYPE: 144
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20231113
DATE AS OF CHANGE: 20231113
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: CAPITAL ONE FINANCIAL CORP
CENTRAL INDEX KEY: 0000927628
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 541719854
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 144
SEC ACT: 1933 Act
SEC FILE NUMBER: 001-13300
FILM NUMBER: 231395614
BUSINESS ADDRESS:
STREET 1: 1680 CAPITAL ONE DRIVE
STREET 2: SUITE 1400
CITY: MCLEAN
STATE: VA
ZIP: 22102
BUSINESS PHONE: 7037201000
MAIL ADDRESS:
STREET 1: 1680 CAPITAL ONE DRIVE
STREET 2: SUITE 1400
CITY: MCLEAN
STATE: VA
ZIP: 22102
FORMER COMPANY:
FORMER CONFORMED NAME: OAKSTONE FINANCIAL CORP
DATE OF NAME CHANGE: 19940728
REPORTING-OWNER:
COMPANY DATA:
COMPANY CONFORMED NAME: FAIRBANK RICHARD D
CENTRAL INDEX KEY: 0001238032
FILING VALUES:
FORM TYPE: 144
MAIL ADDRESS:
STREET 1: 1680 CAPITAL ONE DRIVE
CITY: MCLEAN
STATE: VA
ZIP: 22102
144
1
primary_doc.xml
144
0001238032
XXXXXXXX
LIVE
0000927628
CAPITAL ONE FINANCIAL CORPORATION
001-13300
1680 Capital One Drive
McLean
VA
22102
(703) 720-1000
RICHARD D FAIRBANK
Officer
Director
Common
Morgan Stanley Smith Barney LLC Executive Financial Services
1 New York Plaza
38th Floor
New York
NY
10004
3890
404560.00
380846771
11/10/2023
NYSE
Common
11/10/2023
Stock Option Exercise
Issuer
N
3890
11/10/2023
Cash
N
RICHARD D FAIRBANK
1680 Capital One Drive
McLean
VA
22102
Common
11/09/2023
3890
411406.40
RICHARD D FAIRBANK
1680 Capital One Drive
McLean
VA
22102
Common
11/08/2023
3891
408555.00
RICHARD D FAIRBANK
1680 Capital One Drive
McLean
VA
22102
Common
11/07/2023
3891
407932.44
RICHARD D FAIRBANK
1680 Capital One Drive
McLean
VA
22102
Common
11/06/2023
3891
412835.10
RICHARD D FAIRBANK
1680 Capital One Drive
McLean
VA
22102
Common
11/03/2023
3891
411940.17
RICHARD D FAIRBANK
1680 Capital One Drive
McLean
VA
22102
Common
11/02/2023
3891
396882.00
RICHARD D FAIRBANK
1680 Capital One Drive
McLean
VA
22102
Common
11/01/2023
3891
395520.15
RICHARD D FAIRBANK
1680 Capital One Drive
McLean
VA
22102
Common
10/31/2023
3891
392524.08
RICHARD D FAIRBANK
1680 Capital One Drive
McLean
VA
22102
Common
10/30/2023
3891
383730.42
RICHARD D FAIRBANK
1680 Capital One Drive
McLean
VA
22102
Common
08/14/2023
3891
425986.68
RICHARD D FAIRBANK
1680 Capital One Drive
McLean
VA
22102
Common
08/11/2023
3891
428010.00
Sales that were executed on November 10, 2023 are being reported on this Form 144 filed on November 13, 2023 given the EDGAR system was not accepting filings on November 10 in observance of the federal holiday.
11/13/2023
02/10/2023
/s/ Richard D. Fairbank