0001950047-23-004748.txt : 20231106 0001950047-23-004748.hdr.sgml : 20231106 20231106161346 ACCESSION NUMBER: 0001950047-23-004748 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20231106 DATE AS OF CHANGE: 20231106 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL ONE FINANCIAL CORP CENTRAL INDEX KEY: 0000927628 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 541719854 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-13300 FILM NUMBER: 231380108 BUSINESS ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE STREET 2: SUITE 1400 CITY: MCLEAN STATE: VA ZIP: 22102 BUSINESS PHONE: 7037201000 MAIL ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE STREET 2: SUITE 1400 CITY: MCLEAN STATE: VA ZIP: 22102 FORMER COMPANY: FORMER CONFORMED NAME: OAKSTONE FINANCIAL CORP DATE OF NAME CHANGE: 19940728 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: FAIRBANK RICHARD D CENTRAL INDEX KEY: 0001238032 FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE CITY: MCLEAN STATE: VA ZIP: 22102 144 1 primary_doc.xml 144 0001238032 XXXXXXXX LIVE 0000927628 CAPITAL ONE FINANCIAL CORPORATION 001-13300 1680 Capital One Drive McLean VA 22102 (703) 720-1000 RICHARD D FAIRBANK Officer Director Common Morgan Stanley Smith Barney LLC Executive Financial Services
1 New York Plaza 38th Floor New York NY 10004
3891 412835.10 380846771 11/06/2023 NYSE
Common 11/06/2023 Stock Option Exercise Issuer N 3891 11/06/2023 Cash N RICHARD D FAIRBANK
1680 Capital One Drive McLean VA 22102
Common 11/03/2023 3891 411940.17
RICHARD D FAIRBANK
1680 Capital One Drive McLean VA 22102
Common 11/02/2023 3891 396882.00
RICHARD D FAIRBANK
1680 Capital One Drive McLean VA 22102
Common 11/01/2023 3891 395520.15
RICHARD D FAIRBANK
1680 Capital One Drive McLean VA 22102
Common 10/31/2023 3891 392524.08
RICHARD D FAIRBANK
1680 Capital One Drive McLean VA 22102
Common 10/30/2023 3891 383730.42
RICHARD D FAIRBANK
1680 Capital One Drive McLean VA 22102
Common 08/14/2023 3891 425986.68
RICHARD D FAIRBANK
1680 Capital One Drive McLean VA 22102
Common 08/11/2023 3891 428010.00
RICHARD D FAIRBANK
1680 Capital One Drive McLean VA 22102
Common 08/10/2023 3891 438282.24
RICHARD D FAIRBANK
1680 Capital One Drive McLean VA 22102
Common 08/09/2023 3891 443885.28
RICHARD D FAIRBANK
1680 Capital One Drive McLean VA 22102
Common 08/08/2023 3891 437076.03
RICHARD D FAIRBANK
1680 Capital One Drive McLean VA 22102
Common 08/07/2023 3891 443963.10
11/06/2023 02/10/2023 /s/ Richard D. Fairbank