0001950047-23-003013.txt : 20230811
0001950047-23-003013.hdr.sgml : 20230811
20230811170246
ACCESSION NUMBER: 0001950047-23-003013
CONFORMED SUBMISSION TYPE: 144
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20230811
DATE AS OF CHANGE: 20230811
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: CAPITAL ONE FINANCIAL CORP
CENTRAL INDEX KEY: 0000927628
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 541719854
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 144
SEC ACT: 1933 Act
SEC FILE NUMBER: 001-13300
FILM NUMBER: 231165061
BUSINESS ADDRESS:
STREET 1: 1680 CAPITAL ONE DRIVE
STREET 2: SUITE 1400
CITY: MCLEAN
STATE: VA
ZIP: 22102
BUSINESS PHONE: 7037201000
MAIL ADDRESS:
STREET 1: 1680 CAPITAL ONE DRIVE
STREET 2: SUITE 1400
CITY: MCLEAN
STATE: VA
ZIP: 22102
FORMER COMPANY:
FORMER CONFORMED NAME: OAKSTONE FINANCIAL CORP
DATE OF NAME CHANGE: 19940728
REPORTING-OWNER:
COMPANY DATA:
COMPANY CONFORMED NAME: FAIRBANK RICHARD D
CENTRAL INDEX KEY: 0001238032
FILING VALUES:
FORM TYPE: 144
MAIL ADDRESS:
STREET 1: 1680 CAPITAL ONE DRIVE
CITY: MCLEAN
STATE: VA
ZIP: 22102
144
1
primary_doc.xml
144
0001238032
XXXXXXXX
LIVE
0000927628
CAPITAL ONE FINANCIAL CORPORATION
001-13300
1680 Capital One Drive
McLean
VA
22102
(703) 720-1000
RICHARD FAIRBANK
Officer
Director
Common
E*TRADE FINANCIAL CORPORATION
3 EDISON DRIVE
ALPHARETTA
GA
30005
3891
428010.00
381441449
08/11/2023
NYSE
COMMON
08/11/2023
Stock Option Exercise
ISSUER
N
3891
08/11/2023
Cash
N
RICHARD FAIRBANK
1680 Capital One Drive
McLean
VA
22102
Common
08/10/2023
3891
438282.24
RICHARD FAIRBANK
1680 Capital One Drive
McLean
VA
22102
Common
08/09/2023
3891
443885.28
RICHARD FAIRBANK
1680 Capital One Drive
McLean
VA
22102
Common
08/08/2023
3891
437076.03
RICHARD FAIRBANK
1680 Capital One Drive
McLean
VA
22102
Common
08/07/2023
3891
443963.10
RICHARD FAIRBANK
1680 Capital One Drive
McLean
VA
22102
Common
08/04/2023
3891
438048.78
RICHARD FAIRBANK
1680 Capital One Drive
McLean
VA
22102
Common
08/03/2023
3891
438943.71
RICHARD D FAIRBANK
1680 Capital One Drive
McLean
VA
22102
Common
08/02/2023
3891
446453.34
RICHARD D FAIRBANK
1680 Capital One Drive
McLean
VA
22102
Common
08/01/2023
3891
452134.20
RICHARD D FAIRBANK
1680 Capital One Drive
McLean
VA
22102
Common
07/31/2023
3891
448126.47
RICHARD D FAIRBANK
1680 Capital One Drive
McLean
VA
22102
Common
07/28/2023
3891
452095.29
RICHARD FAIRBANK
1680 Capital One Drive
McLean
VA
22102
Common
07/27/2023
3891
447931.92
RICHARD FAIRBANK
1680 Capital One Drive
McLean
VA
22102
Common
07/26/2023
3891
447698.46
RICHARD FAIRBANK
1680 Capital One Drive
McLean
VA
22102
Common
07/25/2023
3891
456569.94
RICHARD FAIRBANK
1680 Capital One Drive
McLean
VA
22102
Common
07/24/2023
3891
449527.23
08/11/2023
02/10/2023
/s/ Richard D. Fairbank