0001225208-16-043189.txt : 20161214
0001225208-16-043189.hdr.sgml : 20161214
20161214170200
ACCESSION NUMBER: 0001225208-16-043189
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161212
FILED AS OF DATE: 20161214
DATE AS OF CHANGE: 20161214
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CAPITAL ONE FINANCIAL CORP
CENTRAL INDEX KEY: 0000927628
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 541719854
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1680 CAPITAL ONE DRIVE
STREET 2: SUITE 1400
CITY: MCLEAN
STATE: VA
ZIP: 22102
BUSINESS PHONE: 7037201000
MAIL ADDRESS:
STREET 1: 1680 CAPITAL ONE DRIVE
STREET 2: SUITE 1400
CITY: MCLEAN
STATE: VA
ZIP: 22102
FORMER COMPANY:
FORMER CONFORMED NAME: OAKSTONE FINANCIAL CORP
DATE OF NAME CHANGE: 19940728
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HAY LEWIS III
CENTRAL INDEX KEY: 0001182705
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13300
FILM NUMBER: 162051684
MAIL ADDRESS:
STREET 1: C/O NEXTERA ENERGY, INC.
STREET 2: 700 UNIVERSE BLVD
CITY: JUNO BEACH
STATE: FL
ZIP: 33408
4
1
doc4.xml
X0306
4
2016-12-12
0000927628
CAPITAL ONE FINANCIAL CORP
COF
0001182705
HAY LEWIS III
1680 CAPITAL ONE DRIVE
MCLEAN
VA
22102
1
Common Stock
2016-12-12
4
M
0
8929.0000
47.2900
A
50151.0000
D
Common Stock
2016-12-12
4
M
0
3586.0000
74.7200
A
53737.0000
D
Common Stock
2016-12-12
4
S
0
2000.0000
90.8400
D
51737.0000
D
Common Stock
2016-12-12
4
S
0
10515.0000
90.3500
D
41222.0000
D
Common Stock
1806.0000
I
By Hay Family Limited Partnership
Stock Options
47.2900
2016-12-12
4
M
0
8929.0000
0.0000
D
2009-04-24
2018-04-23
Common Stock
8929.0000
0.0000
D
Stock Options
74.7200
2016-12-12
4
M
0
3586.0000
0.0000
D
2008-04-26
2017-04-25
Common Stock
3586.0000
0.0000
D
This transaction was executed pursuant to a trading plan entered into by the reporting person on November 10, 2016, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.72 to $91.00. Information regarding the number of shares sold at each price will be provided upon request.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $89.73 to $90.71. Information regarding the number of shares sold at each price will be provided upon request.
Cleo Belmonte (POA on file)
2016-12-14