X0306 4 2016-12-12 0000927628 CAPITAL ONE FINANCIAL CORP COF 0001425374 Alexander Robert M. 1680 CAPITAL ONE DRIVE MCLEAN VA 22102 1 Chief Information Officer Common Stock 2016-12-12 4 M 0 29190.0000 76.7900 A 131050.0000 D Common Stock 2016-12-12 4 S 0 16800.0000 90.6700 D 114250.0000 D Common Stock 2016-12-12 4 S 0 18307.0000 90.1100 D 95943.0000 D Common Stock 2.0000 I Robert M. Alexander UGMA Common Stock 100.0000 I The Alexander Fund Stock Options 76.7900 2016-12-12 4 M 0 29190.0000 0.0000 D 2017-03-01 Common Stock 29190.0000 0.0000 D This transaction was executed pursuant to a trading plan entered into by the reporting person on November 11, 2016, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.45 to $91.05. Information regarding the number of shares sold at each price will be provided upon request. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $89.45 to $90.44. Information regarding the number of shares sold at each price will be provided upon request. This option became exercisable in 1/3 increments beginning on March 2, 2008 and annually thereafter. Cleo Belmonte (POA on file) 2016-12-14