X0306 4 2016-11-09 0000927628 CAPITAL ONE FINANCIAL CORP COF 0001238032 FAIRBANK RICHARD D 1680 CAPITAL ONE DRIVE MCLEAN VA 22102 1 1 Chair, CEO and President Common Stock 2016-11-09 4 M 0 216751.0000 76.4500 A 2809767.0000 D Common Stock 2016-11-09 4 M 0 145231.0000 50.9900 A 2954998.0000 D Common Stock 2016-11-09 4 S 0 145231.0000 75.0900 D 2809767.0000 D Common Stock 2016-11-09 4 S 0 216751.0000 76.5700 D 2593016.0000 D Common Stock 2016-11-10 4 M 0 378100.0000 76.4500 A 2971116.0000 D Common Stock 2016-11-10 4 S 0 44778.0000 79.2000 D 2926338.0000 D Common Stock 2016-11-10 4 S 0 77025.0000 77.4600 D 2849313.0000 D Common Stock 2016-11-10 4 S 0 256297.0000 78.4700 D 2593016.0000 D Common Stock 2016-11-11 4 M 0 132942.0000 50.9900 A 2725958.0000 D Common Stock 2016-11-11 4 S 0 132942.0000 80.1000 D 2593016.0000 D Stock Options 50.9900 2016-11-09 4 M 0 145231.0000 0.0000 D 2017-12-09 Common Stock 145231.0000 1246335.0000 D Stock Options 76.4500 2016-11-09 4 M 0 216751.0000 0.0000 D 2016-12-10 Common Stock 216751.0000 378100.0000 D Stock Options 76.4500 2016-11-10 4 M 0 378100.0000 0.0000 D 2016-12-10 Common Stock 378100.0000 0.0000 D Stock Options 50.9900 2016-11-11 4 M 0 132942.0000 0.0000 D 2017-12-09 Common Stock 132942.0000 1113393.0000 D This transaction was executed pursuant to a trading plan entered into by the reporting person on November 13, 2015, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.00 to $75.30. Information regarding the number of shares sold at each price will be provided upon request. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.55 to $76.63. Information regarding the number of shares sold at each price will be provided upon request. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.01 to $79.66. Information regarding the number of shares sold at each price will be provided upon request. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.09 to $78.00. Information regarding the number of shares sold at each price will be provided upon request. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.01 to $79.00. Information regarding the number of shares sold at each price will be provided upon request. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.00 to $80.46. Information regarding the number of shares sold at each price will be provided upon request. The grant became exercisable in full on December 10, 2010, the third anniversary of the grant date. The grant became exercisable in full on December 11, 2011, the fifth anniversary of the grant date. Cleo Belmonte (POA on file) 2016-11-14