0001225208-14-014734.txt : 20140624 0001225208-14-014734.hdr.sgml : 20140624 20140609170148 ACCESSION NUMBER: 0001225208-14-014734 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140605 FILED AS OF DATE: 20140609 DATE AS OF CHANGE: 20140609 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL ONE FINANCIAL CORP CENTRAL INDEX KEY: 0000927628 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 541719854 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE STREET 2: SUITE 1400 CITY: MCLEAN STATE: VA ZIP: 22102 BUSINESS PHONE: 7037201000 MAIL ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE STREET 2: SUITE 1400 CITY: MCLEAN STATE: VA ZIP: 22102 FORMER COMPANY: FORMER CONFORMED NAME: OAKSTONE FINANCIAL CORP DATE OF NAME CHANGE: 19940728 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Alexander Robert M. CENTRAL INDEX KEY: 0001425374 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13300 FILM NUMBER: 14899746 MAIL ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE CITY: MCLEAN STATE: VA ZIP: 22102 4 1 doc4.xml X0306 4 2014-06-05 0000927628 CAPITAL ONE FINANCIAL CORP COF 0001425374 Alexander Robert M. 1680 CAPITAL ONE DRIVE MCLEAN VA 22102 1 Chief Information Officer Common Stock 2014-06-05 4 M 0 5000.0000 18.2800 A 96904.0000 D Common Stock 2014-06-05 4 S 0 4240.0000 79.7400 D 92664.0000 D Common Stock 2014-06-05 4 S 0 5000.0000 79.7400 D 87664.0000 D Common Stock 2.0000 I Robert M. Alexander UGMA Common Stock 100.0000 I The Alexander Fund Stock Options 18.2800 2014-06-05 4 M 0 5000.0000 0.0000 D 2019-01-28 Common Stock 5000.0000 17925.0000 D This transaction was executed pursuant to a trading plan entered into by the reporting person on August 8, 2013, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction. This option became exercisable in 1/3 increments beginning on January 29, 2010 and annually thereafter. Gregory W. Seward (POA on file) 2014-06-09