-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BF2O6kxu/wc8XH/hrqW3jj4ZuG7e4W0xEPAVVPsKZu579QTJ1iEYy135KQteEj5m 9iw2NyPw2kjTklTCXPLPPQ== 0001181431-08-034674.txt : 20080527 0001181431-08-034674.hdr.sgml : 20080526 20080527173531 ACCESSION NUMBER: 0001181431-08-034674 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080523 FILED AS OF DATE: 20080527 DATE AS OF CHANGE: 20080527 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL ONE FINANCIAL CORP CENTRAL INDEX KEY: 0000927628 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 541719854 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE STREET 2: SUITE 1400 CITY: MCLEAN STATE: VA ZIP: 22102 BUSINESS PHONE: 7037201000 MAIL ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE STREET 2: SUITE 1400 CITY: MCLEAN STATE: VA ZIP: 22102 FORMER COMPANY: FORMER CONFORMED NAME: OAKSTONE FINANCIAL CORP DATE OF NAME CHANGE: 19940728 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FAIRBANK RICHARD D CENTRAL INDEX KEY: 0001238032 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13300 FILM NUMBER: 08861682 BUSINESS ADDRESS: STREET 1: CAPITAL ONE FINANICAL CORP STREET 2: 1680 CAPITAL ONE DRIVE CITY: MCLEAN STATE: VA ZIP: 22102 BUSINESS PHONE: 7037201000 MAIL ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE CITY: MCLEAN STATE: VA ZIP: 22102 4 1 rrd208478.xml FORM 4 X0202 4 2008-05-23 0 0000927628 CAPITAL ONE FINANCIAL CORP COF 0001238032 FAIRBANK RICHARD D 1680 CAPITAL ONE DRIVE MCLEAN VA 22102 1 1 0 0 Chairman, CEO and President Common Stock 2008-05-23 4 S 0 200 47.58 D 2446361.00 D Common Stock 2008-05-23 4 S 0 300 47.59 D 2446061.00 D Common Stock 2008-05-23 4 S 0 500 47.61 D 2445561.00 D Common Stock 2008-05-23 4 S 0 100 47.62 D 2445461.00 D Common Stock 2008-05-23 4 S 0 400 47.63 D 2445061.00 D Common Stock 2008-05-23 4 S 0 200 47.64 D 2444861.00 D Common Stock 2008-05-23 4 S 0 200 47.66 D 2444661.00 D Common Stock 2008-05-23 4 S 0 700 47.67 D 2443961.00 D Common Stock 2008-05-23 4 S 0 100 47.68 D 2443861.00 D Common Stock 2008-05-23 4 S 0 300 47.69 D 2443561.00 D Common Stock 2008-05-23 4 S 0 200 47.70 D 2443361.00 D Common Stock 2008-05-23 4 S 0 200 47.71 D 2443161.00 D Common Stock 2008-05-23 4 S 0 200 47.72 D 2442961.00 D Common Stock 2008-05-23 4 S 0 100 47.73 D 2442861.00 D Common Stock 2008-05-23 4 S 0 200 47.74 D 2442661.00 D Common Stock 2008-05-23 4 S 0 200 47.75 D 2442461.00 D Common Stock 2008-05-23 4 S 0 100 47.76 D 2442361.00 D Common Stock 2008-05-23 4 S 0 200 47.78 D 2442161.00 D Common Stock 2008-05-23 4 S 0 100 47.81 D 2442061.00 D Common Stock 2008-05-23 4 S 0 100 47.82 D 2441961.00 D Common Stock 2008-05-23 4 S 0 300 47.83 D 2441661.00 D Common Stock 2008-05-23 4 S 0 200 47.84 D 2441461.00 D Common Stock 2008-05-23 4 S 0 100 47.85 D 2441361.00 D Common Stock 2008-05-23 4 S 0 300 47.87 D 2441061.00 D Common Stock 2008-05-23 4 S 0 100 47.88 D 2440961.00 D Common Stock 2008-05-23 4 S 0 100 47.89 D 2440861.00 D Common Stock 2008-05-23 4 S 0 100 47.90 D 2440761.00 D Common Stock 2008-05-23 4 S 0 300 47.91 D 2440461.00 D Common Stock 2008-05-23 4 S 0 400 47.94 D 2440061.00 D Common Stock 107502.00 I By Fairbank Morris This transaction was executed pursuant to a trading plan entered into by the Reporting Person on February 1, 2007, in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Due to SEC rules limiting the number of non-derivative transactions that can be reported on a single Form 4, this Form 4 is a continuation of the Form 4 filed for the same date listed above. /s/ Tangela S. Richter (POA) on file for Richard D. Fairbank 2008-05-27 -----END PRIVACY-ENHANCED MESSAGE-----